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CSEM Scientific and Technical Report 2008

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TUGON – Micro-spectrometer Demonstrator for Visible, Near- <strong>and</strong> Mid-infrared<br />

Spectroscopy<br />

M. Tormen, R. Lockhart, P. Niedermann, T. Overstolz, A. Hoogerwerf, J.-M. Mayor, J. Pierer, C. Bosshard, R. P. Stanley<br />

MEMS based microspectrometers are gaining more <strong>and</strong> more interest due to their huge potential, especially in the near- <strong>and</strong> mid-Infrared. A<br />

compact MEMS-based spectrometer that can operate in the visible, near-infrared <strong>and</strong> mid-infrared wavelength ranges, has been conceived,<br />

designed <strong>and</strong> demonstrated.<br />

MEMS based micro-spectrometers have a huge potential due<br />

to their flexibility as well as low cost, low mass, small volume<br />

<strong>and</strong> power savings. Interest in this technology, especially in<br />

the near-infrared <strong>and</strong> mid-Infrared, comes from many different<br />

fields, such as industrial quality <strong>and</strong> surface control, chemical<br />

analysis of soil <strong>and</strong> water, detection of chemical pollutants,<br />

exhausted gas analysis, food quality control, process control<br />

in pharmaceuticals <strong>and</strong> astronomy, just to name a few.<br />

A compact MEMS-based spectrometer for near-infrared <strong>and</strong><br />

mid-infrared operation has been conceived, designed <strong>and</strong><br />

demonstrated [ 1] . The design is based on tunable MEMS<br />

blazed gratings, developed by <strong>CSEM</strong> [2] , achieving state of the<br />

art results in terms of spectral resolution, operational<br />

wavelength range, light throughput, overall dimensions <strong>and</strong><br />

power consumption.<br />

In the spectrometer, the MEMS grating is stretched like an<br />

accordion. The change in the size of the grating changes<br />

directly the period of the grating <strong>and</strong> hence the wavelength at<br />

which the grating filters the input light.<br />

Figure 1 shows a processed MEMS device which comprises<br />

of the tunable optical grating <strong>and</strong> the electrostatic comb drives<br />

which stretch the grating. The device has been fabricated<br />

using st<strong>and</strong>ard MEMS manufacturing techniques in Comlab.<br />

The complete die measures 6x6 mm, with a 1x1 mm grating.<br />

The grating itself is formed from free-st<strong>and</strong>ing beams with a<br />

12 µm period <strong>and</strong> a 50% duty-cycle. The beams are attached<br />

to each other using leaf springs. So that it can be stretched in<br />

its plane, the grating is free st<strong>and</strong>ing.<br />

Figure 1: SEM image of a tunable MEMS blazed grating<br />

The MEMS blazed gratings have been successfully tested at<br />

600 nm, 800 nm, at 1500 nm <strong>and</strong> at 10 μm, demonstrating a<br />

tuning range up to 8%.<br />

The properties of the developed MEMS blazed grating are<br />

such that a novel, simple <strong>and</strong> compact geometry of<br />

monochromator could be adopted. Light is coupled into <strong>and</strong><br />

out of the MEMS grating using a pair of fibres <strong>and</strong> collimating<br />

lenses; then a basic system of mirrors is used to re-direct the<br />

light internally <strong>and</strong> makes it impinge onto the grating at the<br />

blazed angle; finally a system of separated optical paths<br />

improves stray-light properties. The monochromator can<br />

achieve high spectral resolution with linewidths of 1 nm at<br />

1500 nm <strong>and</strong> 40 nm at 10 μm.<br />

Figure 2: The minature MEMS monochromator<br />

Figure 2 shows the MEMS monochromator. Its dimensions<br />

are 32x53x72 mm, including fiber connectors.<br />

Finally, the miniature MEMS monochromator is integrated with<br />

light input <strong>and</strong> ouput ports <strong>and</strong> a detector. External electronics<br />

<strong>and</strong> software were developed to run the control of the<br />

monochromator <strong>and</strong> for data acquisition. The spectrometer<br />

has been demonstrated in preliminary tests with first spectral<br />

measurements made at 1500 nm. The system can acquire at<br />

a rate of about 1 kHz, providing a 1024 point spectrum in<br />

about 1 sec.<br />

The benefits derived from the use of the developed<br />

technology are manifold: possibility to operate in the visible,<br />

near-infrared <strong>and</strong> mid-infrared up to 10 µm wavelength; no<br />

complex mechanics required to control multi-degree of<br />

freedom rotations; high spectral resolution by operating at<br />

high orders, as high as 0.6 nm at 600 nm, 1.2 nm at 1500 nm<br />

or 40 nm at 10 μm; high throughput at all wavelengths, ideally<br />

100%; the optical head dimensions are dominated by fiber<br />

connector dimensions without compromising in optical<br />

resolution; due to the electrostatic actuation, power<br />

consumption is reduced.<br />

[1] M. Tormen, et al., “MEMS tunable grating microspectrometer”,<br />

International Conference for Space Optics (ICSO), (<strong>2008</strong>)<br />

[2] M. Tormen, et al., “Deformable MEMS grating for wide tunability<br />

<strong>and</strong> high operating speed”, SPIE, v 6114 (2006), 61140C<br />

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