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CSEM Scientific and Technical Report 2008

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Fabrication of Programmable Micro Diffraction Gratings<br />

R. Lockhart, M. Tormen, R. P. Stanley<br />

One-dimensional arrays of vertically actuated, optically flat micromirrors intended to function as programmable microdiffraction gratings (PMDG)<br />

have been designed <strong>and</strong> fabricated.<br />

Diffractive MEMS are interesting for optical devices as they<br />

are compact, fast, efficient, <strong>and</strong> cost effective. These<br />

advantages make them a viable solution for use in external<br />

cavity lasers, miniaturized spectrometers <strong>and</strong> projection<br />

displays. This activity seeks to build on the known advantages<br />

of diffractive MEMS, examining the development of a fully<br />

programmable MEMS diffractive device in which the vertical<br />

displacement of n grating elements are individually <strong>and</strong><br />

accurately controlled (Figure 1). This approach allows for<br />

increased flexibility in the generation of output spectra where<br />

the intensity, phase <strong>and</strong> wavelength are manipulated through<br />

appropriate vertical positioning of the grating elements.<br />

Correlation spectroscopy <strong>and</strong> beam shaping are just two<br />

examples of applications which st<strong>and</strong> to benefit from such a<br />

device. This class of MEMS devices is known as<br />

programmable micro-diffraction gratings (PMDG).<br />

Figure 1: Schematic of a fully programmable micro diffraction grating<br />

(PMDG)<br />

While several research groups have developed working<br />

examples of similar PMDG’s [1, 2] , there have been drawbacks<br />

to these designs. The main MEMS challenges are keeping the<br />

optical surface flat during actuation, avoiding a complex<br />

multilayer architecture, <strong>and</strong> achieving a large vertical<br />

displacement. Associated challenges are keeping the<br />

actuation voltage to below breakdown <strong>and</strong> having a simplified<br />

electrical fan-out required for the individual addressing of the<br />

beams.<br />

The solution developed at <strong>CSEM</strong> consists of an array of<br />

beams which are individually deflected out-of-plane by way of<br />

an electrostatic force applied between the substrate <strong>and</strong> a pair<br />

of flexure beams located on either side of the optical element.<br />

By decoupling the mechanical actuation from the optical beam,<br />

distortions of the reflective surface are dramatically reduced.<br />

Further improvements are achieved through a novel design of<br />

the underlying electrodes limiting bending of the optical<br />

elements to λ/20 at maximum deflection (λ=632.8 nm).<br />

The electromechanical performance of this PMDG has been<br />

simulated using 3D FEM modelling software Coventorware.<br />

Results show that by applying a potential of

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