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Edwin Jan Klein - Universiteit Twente

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Power (dB)<br />

0<br />

-10<br />

-20<br />

-30<br />

-40<br />

-50<br />

-60<br />

PDrop<br />

P Through<br />

1530 1540 1550 1560<br />

Wavelength (nm)<br />

Figure 2.19a. Through and drop response of a<br />

second order Vernier resonator.<br />

2.8 Resonator tuning<br />

31<br />

The Micro-Resonator<br />

Figure 2.19b. Second order Vernier<br />

resonator.<br />

In addition to the use of optical resonators in a passive filters such as those described<br />

in the previous paragraphs it is also possible to actively vary some of the parameters<br />

of the micro-resonator, thereby altering its response. This process of “tuning” can be<br />

used to compensate for errors in fabrication but is more commonly used to add some<br />

form of active functionality.<br />

In the case of the micro-resonator two main types of tuning can be distinguished. The<br />

first type alters the resonator in such a way that its resonant wavelength is shifted but<br />

does not alter the shape of its response. The second type does not shift the response of<br />

the resonator but rather changes the shape of the filter response.<br />

2.8.1 Wavelength tuning methods<br />

The resonant wavelength of a resonator can be shifted (tuned) by changing the optical<br />

roundtrip path length of the resonator. The most straightforward way to change the<br />

optical path length is to change the index in one or all of the materials of the resonator<br />

waveguide. This will change the effective index which, in turn, will alter the roundtrip<br />

phase of the light in the resonator and therefore the wavelength for which it achieves<br />

maximum resonance. A few of the effects that can change the optical index of a<br />

waveguide are:<br />

Thermo-optic:<br />

The thermo-optic effect uses heat to change the refractive index of the waveguide<br />

materials [70-76]. The thermo-optic effect in materials is relatively large when<br />

compared to other effects. Certain materials, such for instance polymers or silicon,<br />

can have a very high thermo-optic coefficient (TOC) in the order of 10 -4 °C -1 (∆n/∆T).<br />

Other materials such Si3N4 and SiO2, used to fabricate many of the devices in the<br />

following chapters, have a lower TOC in the order of 10 -5 °C -1 .<br />

Generally the thermo-optic effect is easy to use because it only requires the addition<br />

of a heating element to an already existing device. Since this element is commonly<br />

implemented using a thin-film metal resistor [73] it has to be placed at some distance<br />

from the waveguide in order to avoid optical losses. When the heater is switched on

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