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Geographical Indication (GI) options for Ethiopian Coffee and Ghanaian Cocoa

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Effects of the South African IP Regime on Generating Value<br />

interviewees included strong research <strong>and</strong> publishing records <strong>and</strong> evidence of<br />

patent holdings. Identification of interviewees was done in consultation with relevant<br />

academic management at UCT <strong>and</strong> Wits, <strong>and</strong> with reference to the universities’<br />

research <strong>and</strong> innovation reports. The data were collected through document<br />

analysis <strong>and</strong> through interviews with nine key in<strong>for</strong>mants at UCT <strong>and</strong> Wits<br />

University: five researcher-inventors <strong>and</strong> four research-IP managers. The four<br />

research-IP manager interviewees were drawn from the UCT Research Contracts<br />

<strong>and</strong> IP Services office (RCIPS) <strong>and</strong> from Wits Commercial Enterprise (Pty) Ltd.<br />

(Wits Enterprise). The data were analysed thematically in order to determine<br />

the common <strong>and</strong> distinctive perceptions, at each university, of the extent of the<br />

impact of the Act on generating benefit from publicly funded research.<br />

2. Conceptual framework<br />

The study was grounded in several conceptual assumptions, as outlined in the<br />

subsections which follow.<br />

IP protection<br />

IP is created when new knowledge or creative work enjoys protection under common<br />

law or acquires a proprietary right pursuant to legal frameworks governing<br />

patents, copyrights, trademarks <strong>and</strong> trade secrets. Commercialisation of IP occurs<br />

when the value of new knowledge or creative work is realised in the marketplace<br />

through an IP vehicle that results in financial return (Geuna <strong>and</strong> Nesta, 2006). In<br />

a recent review of the IP environment in the UK, Hargreaves (2011) states that<br />

the UK IP framework has a tendency to act as a significant drag against innovation<br />

<strong>and</strong> economic growth. The Hargreaves Report finds this to be true not just<br />

within the creative works domain but increasingly <strong>and</strong> extensively with respect to<br />

business <strong>and</strong> academic innovation. South Africa, as a <strong>for</strong>mer British colony <strong>and</strong><br />

a member of the Commonwealth, has an IP framework that, in many respects,<br />

reflects that of the UK. It follows, then, that some of the problems identified by<br />

Hargreaves with the existing UK IP framework may also characterise the South<br />

African context.<br />

Central to this study’s focus on connections between IP protection, commercialisation<br />

<strong>and</strong> research publishing is the contention that IP protection has the<br />

potential to limit access to knowledge (A2K), via explicit <strong>and</strong>/or implicit barriers,<br />

<strong>and</strong> that such limits on A2K undermine the balancing mechanisms inherent in<br />

the notion of IP protection. IP protection is not supposed to stifle A2K. In extreme<br />

instances, the protection of research findings via IP can constitute knowledge<br />

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