officers assisted by 20 civilian clerks. 16 Complicating the personnel issue for ONIwas the fact that many naval officers saw little value in doing intelligence work.Consequently, there were relatively few intelligence professionals among thenaval officer corps since most believed multiple assignments in intelligencewould be detrimental to their careers. Even the Director of Naval <strong>Intelligence</strong>(DNI) position was looked upon with disdain. VADM Kirk, who as RADM Kirkwas DNI from January to October 1941, has noted in retrospect that[t]he average tour of the Director of Naval <strong>Intelligence</strong>, in the ten yearsbefore we went in the war, was less than two years, always. Nobody wasstaying. It had very poor standing in the Navy Department, not becauseof the calibre [sic] of the officers, but everybody sort of thought Naval<strong>Intelligence</strong> was striped pants, cookie-pushers, [and] going to parties. 17VADM Kirk’s views were echoed by one of the few officers who did multipletours in intelligence at that time, Rear Admiral Ellis Zacharias, who felt thatthe high turnover rate of the DNI’s and their relative lack of experience withintelligence matters, were two factors that significantly limited the effectivenessof ONI. 18Another major problem ONI had to contend with was the dichotomy betweenits positive intelligence functions and its security and counterintelligence functions.Lacking the resources to do either job adequately, the effort dependedlargely on who held the DNI position. Throughout much of the 1920s and 30s,DNIs primarily focused on ONI’s security role at the expense of the positiveintelligence mission. 19 Undermanned, ONI was forced to use untrained reservistsand volunteers to augment the personnel involved with security in the country’svarious naval districts. While it is true that the Navy faced potentially significantproblems from radical elements and labor agitators throughout the 1920s and 30s,much of the workforce involved in the domestic intelligence mission was nottrained in proper investigative techniques. This situation caused friction with theFBI, which was concerned about ONI’s poor evidence-handling procedures andviolations of civil liberties. ONI’s lack of arrest authority also hindered its efforts16Packard, 17-19; Bath, 9-10; Dorwart, Conflict of Duty, 77.17Columbia <strong>University</strong>, The Reminiscences of Alan G. Kirk (New York: Oral History ResearchOffice, 1962), 183, Operational Archives, Naval Historical Center, Washington, DC. Cited hereafteras Kirk Reminiscences.18 Captain Ellis M. Zacharias, Secret Missions; The Story of an <strong>Intelligence</strong> Officer (New York,G. P. Putnam’s Sons, 1946), 82. Zacharias retired from the naval service as a Rear Admiral.19Dorwart, Conflict of Duty, 5.5
in the security arena as they were required to coordinate with local or federal lawenforcement to apprehend suspects. 20In 1937, Rear Admiral Ralston Holmes assumed duties as DNI and shifted thefocus of effort at ONI to its positive intelligence mission. During his two years asDNI, he was responsible for obtaining a budget increase for ONI, expanding theattaché network, and improving the capabilities of the attachés by providing themwith modern cipher equipment to encode their reports. His efforts were responsiblefor a doubling in attaché reporting during his tenure. He also increased liaisonwith the State Department and improved the Navy’s operational security postureby winning support from then-CNO, Admiral William D. Leahy, to make ONI thefinal release authority for all information requests. 21 While still saddled with significantweaknesses, ONI was much better prepared for the coming war due tothe changes implemented by RADM Holmes.ONI Capabilities on the Eve of WarONI principally focused its collection and analysis on the growing threatposed by Japan, also known as “Orange” in Navy war planning. Collectionagainst this threat was difficult for a number of reasons. First, application ofresources to this target was based simply on the “navy’s deduction of what thecountry’s [U.S.] interests were and its sea power doctrine,” since there was noarticulated strategy at the national level by which the navy could derive its strategicobjectives. 22 Second, the Japanese were able to frustrate the efforts of ONI’smost important collection source, its attaché force. Despite the increase inattachés that Holmes was able to obtain, the attaché office in Japan suffered fromthe Japanese policy of restricting access to its sensitive military facilities and thegenerally good operational security practiced by the Japanese. The Japanese alsoengaged in an active deception campaign, repeatedly denying they were building20 Dorwart, Conflict of Duty, 78-79. An interesting case study that illustrates this point is that ofHarry Thomas Thompson, a former Navy Yeoman who was convicted of spying for the Japanese inJuly of 1936. FBI agents who assisted ONI with the investigation of Thompson wrote a scathingreport to their superiors about the “strenuous” nature of Thompson’s interrogation by ONI officersand the lack of quality in their investigative reports. For more information see: Special Agent R. P.Burruss, FBI Investigative report, January 7, 1936; Secretary of the Navy, Confidential Correspondence,RG 80; <strong>National</strong> Archives Building, Washington DC. (File, RG, and location cited hereafteras SECNAV-Confidential Correspondence); Special Agent John S. Bugas, FBI Investigative report(Information provided by LT A. H. McCollum and LT H. E. LeBarron), February 20, 1936, 1-2;SECNAV-Confidential Correspondence; Zacharias, 167; Dorwart, Conflict of Duty, 65-66.21 Bath, 19; Dorwart; Conflict of Duty, 94-98.22George W. Baer, “U.S. Naval Strategy 1890-1945,” Naval War College Review 44, no. 1,sequence 333 (Winter 1991): 18.6
- Page 1 and 2: COURTING A RELUCTANT ALLYAn Evaluat
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- Page 8 and 9: FOREWORDTo most Americans alive tod
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- Page 22 and 23: might bear on their work.” 39 As
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tion exchanges. Even more significa
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nation (BSC) mission, is now availa
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good will and encouraged greater co
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would merely show Donovan “the be
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Lothian passed Hill’s proposal to
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still a powerful influence. While Z
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Since the Tizard Mission had only a
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appropriating large increases to th
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the French, a point which would not
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equested that RADM Ghormley remain
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when he [Pott] comes to O.N.I. he i
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it was not official U.S. policy. St
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efforts that had begun with the Sta
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high-level ABC-1 staff talks which
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to successfully interpret the instr
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to little more than a nebulous stat
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to offer.” 319 Others in the Brit
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Operational Intelligence Cooperatio
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Godfrey’s main concern was most l
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possesses complementary capabilitie
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2. Be prepared to give something of
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had in forming its own Joint Intell
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GLOSSARYABC-1ALUSNALondonBGENBSCCAP
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APPENDIX AA NOTE ON SOURCESArchival
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APPENDIX BMAJOR EVENTS IN U.S.-UK I
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________. Foreign Relations of the
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________. “The Secret of the Chur
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Zacharias, Ellis M., CAPT, USN. Sec
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INDEXAABC-1 Talks 41, 57, 74-75, 78
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IImagery Intelligence (IMINT) 12, 8
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Signals Intelligence(SIGINT) 2-3, 7
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PCN 53512ISBN 0-9656195-9-1