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Exploring patient participation in reducing health-care-related safety risks

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hampered by the written and spoken word … [A]ll reports <strong>in</strong>dicate that <strong>health</strong> literacy is not<br />

<strong>in</strong>dependent of social factors and that population groups generally considered to be at risk for<br />

<strong>health</strong> issues (<strong>in</strong>clud<strong>in</strong>g the elderly, the poor, those without a high school degree, those who have<br />

limited resources, those who live <strong>in</strong> less resourced areas, and those who are members of m<strong>in</strong>ority<br />

populations) are also more likely to have limited <strong>health</strong> literacy proficiencies.<br />

Health literacy requires an <strong>in</strong>tegrated approach that addresses not only <strong>in</strong>dividuals’ skills,<br />

demands and assumptions, but also the social factors and contexts that shape skills and<br />

abilities.<br />

Patient <strong>participation</strong> <strong>in</strong> <strong>patient</strong> <strong>safety</strong><br />

Increas<strong>in</strong>g <strong>in</strong>terest <strong>in</strong> encourag<strong>in</strong>g <strong>patient</strong>s and family members to contribute to<br />

ensur<strong>in</strong>g their <strong>safety</strong> as they use <strong>health</strong> services has been accompanied by concerns<br />

about the appropriateness of <strong>safety</strong>-oriented <strong>patient</strong> activation <strong>in</strong>itiatives and the limited<br />

circumstances <strong>in</strong> which they can be effective (39,40). Ideas about the relationship<br />

between <strong>health</strong> <strong>care</strong> staff and <strong>patient</strong>s, <strong>in</strong>clud<strong>in</strong>g issues of trust and the allocation of<br />

responsibility, are emerg<strong>in</strong>g as particularly important for understand<strong>in</strong>g the potentials<br />

and pitfalls of this process.<br />

Patients’ and family members’ capability to contribute to their <strong>safety</strong> is strongly shaped<br />

by <strong>health</strong> <strong>care</strong> provision features, especially <strong>in</strong>terpersonal relationships with staff.<br />

Patients and families are often unable or unwill<strong>in</strong>g to adopt recommended behaviours to<br />

promote <strong>safety</strong>, such as monitor<strong>in</strong>g their <strong>care</strong> and speak<strong>in</strong>g up about concerns , because<br />

they appear (to them) to be challeng<strong>in</strong>g to, rather than collaborat<strong>in</strong>g with, <strong>health</strong> <strong>care</strong><br />

staff. This problem arises particularly when staff behaviour <strong>in</strong>dicates dis<strong>in</strong>terestedness<br />

towards or mistrust of those <strong>patient</strong>s, and when staff do not rout<strong>in</strong>ely engage <strong>patient</strong>s <strong>in</strong><br />

discussions and decision-mak<strong>in</strong>g processes. Attempts to <strong>in</strong>volve <strong>patient</strong>s to ensure their<br />

<strong>safety</strong> as they use <strong>health</strong> services might risk shift<strong>in</strong>g responsibility <strong>in</strong>appropriately to<br />

<strong>patient</strong>s if the <strong>in</strong>terventions used are <strong>in</strong>sufficient <strong>in</strong> the circumstances to enable <strong>patient</strong>s<br />

to act confidently and achieve the <strong>in</strong>tended effects. While most <strong>patient</strong>s may need more<br />

support than is currently given, this issue is particularly pert<strong>in</strong>ent for people whose<br />

personal and social circumstances generally limit their capability for autonomy (40).<br />

There is no requirement for <strong>patient</strong>s to participate <strong>in</strong> <strong>patient</strong> <strong>safety</strong> activities. Many<br />

<strong>patient</strong>s are not will<strong>in</strong>g to be <strong>in</strong>volved, and their reasons should be respected. It is<br />

important to <strong>in</strong>vite and encourage <strong>patient</strong>s to participate (“power of <strong>in</strong>vitation”), but not<br />

to pressure them (see Chapter 7).<br />

SDM<br />

SDM is def<strong>in</strong>ed as <strong>patient</strong> <strong>in</strong>volvement with providers <strong>in</strong> mak<strong>in</strong>g <strong>health</strong> <strong>care</strong> decisions<br />

<strong>in</strong>formed by the best available evidence about treatment and illness management<br />

options, potential benefits and harms, and that take <strong>patient</strong> preferences <strong>in</strong>to account.<br />

SDM is important because many cl<strong>in</strong>ical decisions <strong>in</strong>volve value judgements. Health<br />

<strong>care</strong> providers cannot automatically <strong>in</strong>terpret what <strong>patient</strong>s value. Cl<strong>in</strong>ical evidence<br />

and the <strong>patient</strong>’s perspective can only be <strong>in</strong>corporated <strong>in</strong> decision-mak<strong>in</strong>g through an<br />

explicit <strong>in</strong>teraction between the <strong>health</strong> professional and the <strong>patient</strong> <strong>in</strong> which all relevant<br />

<strong>in</strong>formation is elicited and evaluated. In do<strong>in</strong>g so, SDM recognizes the ethical value of<br />

Patients’ rights and <strong>patient</strong> <strong>safety</strong><br />

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