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Radioactive Waste Disposal at Sea: Public Ideas ... - IMO

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Transn<strong>at</strong>ional Coalitions 51<br />

tive or productive bargaining behavior must prevail over distributive or positional<br />

bargaining behavior. The second hypothesis st<strong>at</strong>es th<strong>at</strong> justice and<br />

fairness must be achieved, otherwise no regime will arise. Third, salient solutions<br />

or focal points make it more likely th<strong>at</strong> regimes are cre<strong>at</strong>ed. 46 Striving<br />

for simplicity will facilit<strong>at</strong>e negoti<strong>at</strong>ions involving numerous parties.<br />

The fourth hypothesis st<strong>at</strong>es th<strong>at</strong> exogenous shocks or crises may increase<br />

the probability th<strong>at</strong> agreement is reached. Such events (the discovery of<br />

ozone depletion over Antarctica is one example) increase the urgency of<br />

reaching an agreement. Fifth, it is hypothesized th<strong>at</strong> policy priority is essential.<br />

Two altern<strong>at</strong>ive formul<strong>at</strong>ions are suggested: th<strong>at</strong> regime form<strong>at</strong>ion is<br />

successful only if an issue is given high priority by the participants, and th<strong>at</strong><br />

the probability of successful regime form<strong>at</strong>ion increases when an issue is<br />

given low priority.<br />

The sixth hypothesis emphasizes th<strong>at</strong>, in order for regime building to succeed,<br />

st<strong>at</strong>es must adopt a broader view of their interests and must value<br />

common goods. The seventh hypothesis reflects th<strong>at</strong> environmental regimes<br />

regularly are concerned with scientific and technical issues. Three probabilistic<br />

and quite science-optimistic arguments regarding the influence of<br />

science and technical expertise on regime form<strong>at</strong>ion are suggested. The<br />

eighth hypothesis st<strong>at</strong>es th<strong>at</strong> regimes will be cre<strong>at</strong>ed only if all relevant parties<br />

and stakeholders particip<strong>at</strong>e in the negoti<strong>at</strong>ion process. The ninth<br />

hypothesis suggests th<strong>at</strong> the establishment of credible compliance mechanisms<br />

for regimes is an important although not a necessary condition.<br />

The final hypothesis st<strong>at</strong>es th<strong>at</strong> regimes can arise only if individual leaders<br />

have effective influence. Three different types of individual leaders are<br />

identified: structural, entrepreneurial, and intellectual leaders. 47 A structural<br />

leader acts on the behalf of a st<strong>at</strong>e and leads the bargaining process by<br />

constructive use of the power th<strong>at</strong> stems from the st<strong>at</strong>e’s m<strong>at</strong>erial resources.<br />

An entrepreneurial leader uses negoti<strong>at</strong>ing skills to construct mutually beneficial<br />

solutions and to shape institutional arrangements in such as way th<strong>at</strong><br />

st<strong>at</strong>es are willing to accept them. An intellectual leader shapes how participants<br />

in institutional bargaining perceive the issues under consider<strong>at</strong>ion<br />

and think about solutions to these issues. It is suggested th<strong>at</strong> entrepreneurial<br />

activities are necessary for successful regime form<strong>at</strong>ion, and th<strong>at</strong> the<br />

interplay of <strong>at</strong> least two of these forms of leadership is required. 48 Young<br />

and Osherenko (1993b, p. 234) conclude th<strong>at</strong> intellectual leaders are more<br />

important in the early stages, “usually before explicit or public negoti<strong>at</strong>ions

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