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How Are Records Kept?<br />

While most new records are created electronically, many records still exist only <strong>in</strong> paper<br />

format. Others may have been microfilmed or scanned, or they may exist <strong>in</strong> more than<br />

one format. How records are kept depends on several factors – how many will be us<strong>in</strong>g<br />

them, how often, and how long they need to be available. Before an office decides to scan<br />

paper records, these factors should be considered, along with <strong>in</strong>itial costs and<br />

hardware/software costs associated with migration of long-term records. 7 If a record<br />

exists only <strong>in</strong> electronic format, there should be at least one backup copy <strong>in</strong> another<br />

location; if it is a long-term record, it is wise to ma<strong>in</strong>ta<strong>in</strong> a backup copy <strong>in</strong> another<br />

format.<br />

Where Should Records Be Kept?<br />

That depends on where they are <strong>in</strong> the <strong>in</strong>formation life cycle. Records currently <strong>in</strong> use<br />

should be readily available, <strong>in</strong> the office or on an easily accessible computer drive. Once<br />

activity drops below a certa<strong>in</strong> threshold, paper-based records can be moved to a storage<br />

area with<strong>in</strong> the build<strong>in</strong>g or off-site, while electronic records can be moved to secondary<br />

storage, such as a removable disk or auxiliary hard drive. Older records that must be<br />

preserved long-term may be moved to an archive, which may be operated by the<br />

government entity, a library or a non-profit organization. 8 Long-term records, no matter<br />

where they are kept, should be ma<strong>in</strong>ta<strong>in</strong>ed <strong>in</strong> a climate-controlled facility, to m<strong>in</strong>imize<br />

deterioration from heat, cold, and humidity. Standards for both off-site storage and<br />

archives that hold public records are available on the MDAH Web site, under “Records<br />

Management: Standards & Guidance.” 9<br />

How Long Should a Record Be Kept?<br />

This is determ<strong>in</strong>ed by a records retention schedule. The retention period is determ<strong>in</strong>ed by<br />

consideration of the adm<strong>in</strong>istrative, fiscal, legal, regulatory, and historic value of the<br />

record series. Records retention schedules approved by the Local Government Records<br />

Committee, available on the MDAH Web site mentioned above, determ<strong>in</strong>e the m<strong>in</strong>imum<br />

time a record must be kept. Records may not be disposed before a correspond<strong>in</strong>g<br />

retention schedule allows, or without specific approval from MDAH or the Local<br />

Government Records Committee. 10 Court records are not covered by retention schedules;<br />

certa<strong>in</strong> ones may be disposed with MDAH approval. 11 Contact the Local Government<br />

Records Office with questions about schedules, to request disposal of unscheduled<br />

records or to propose new schedules.<br />

When records reach the end of their retention period, the Board of Supervisors or other<br />

local government entity should authorize their disposal through action recorded <strong>in</strong> its<br />

official m<strong>in</strong>utes. 12 These can be listed simply as “all (title of record series) between (start<br />

date) and (end date);” <strong>in</strong> this way, records found later that fit the authorized time period<br />

may be disposed without further action. However, the official charged with manag<strong>in</strong>g<br />

these records should reta<strong>in</strong> a more specific <strong>in</strong>ventory of all records disposed. Records<br />

<strong>in</strong>volved <strong>in</strong> audit, <strong>in</strong>vestigation, or litigation should not be disposed until at least 12<br />

164

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