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60 years after the UN Convention - Dag Hammarskjöld Foundation

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140 development dialogue december 2008 – revisiting <strong>the</strong> heart of darkness<br />

<strong>the</strong> latter term as meaningfully distinguished from <strong>the</strong> concept of intent<br />

associated with <strong>the</strong> legal defi nition of genocide.<br />

The very distinction, secondly, between <strong>the</strong> parties ordering and executing<br />

orders is at least suggestive of a state-centric, centralised, topdown<br />

logic as described by Gerlach, and to which he opposes his notion<br />

of ‘diverse’ or ‘autonomous social groups’ participating in mass<br />

violence. However, as Quigley argues <strong>the</strong> relevant Article IV of <strong>the</strong><br />

<strong>Convention</strong> is routinely criticised for omitting reference to <strong>the</strong> state:<br />

Persons committing genocide or any of <strong>the</strong> o<strong>the</strong>r acts enumerated<br />

in Article III shall be punished, whe<strong>the</strong>r <strong>the</strong>y are constitutionally<br />

responsible rulers, public offi cials or private individuals.<br />

Quigley argues that in recent trial proceedings <strong>the</strong> ICJ 12 ruled that<br />

<strong>the</strong>re is no reason to read Article IV as limiting <strong>the</strong> <strong>Convention</strong>’s<br />

applicability for perpetration of genocide to individuals… The<br />

purpose of Article IV was to ensure that individuals not escape responsibility<br />

by virtue of <strong>the</strong>ir position in a government [i.e. public<br />

offi cials and constitutionally responsible rulers] (Quigley 2006:<br />

235; emphasis added).<br />

Article IV thus establishes <strong>the</strong> liability of ‘natural persons’ and <strong>the</strong> ICJ<br />

has ruled that nothing in Article IV limits <strong>the</strong> <strong>Convention</strong>’s applicability<br />

to natural persons. On <strong>the</strong> o<strong>the</strong>r hand Article IX, ‘by referring<br />

to <strong>the</strong> state’s responsibility “for genocide or for any of <strong>the</strong> o<strong>the</strong>r acts<br />

enumerated in article III”, makes it plain that a state may perpetrate<br />

genocide, including conspiracy, incitement, attempt, and complicity’<br />

subject to <strong>the</strong> qualifi cation that a state’s liability is civil ra<strong>the</strong>r than<br />

penal since unlike natural persons <strong>the</strong> state is not ‘punishable’ (Quigley<br />

2006: 236). Gerlach’s criticism of <strong>the</strong> alleged state-centrism of <strong>the</strong><br />

concept of genocide is <strong>the</strong>refore more properly directed at those scholars<br />

who stress <strong>the</strong> role of <strong>the</strong> state ra<strong>the</strong>r than o<strong>the</strong>r possible agents of, or<br />

participants in, genocide. From <strong>the</strong> point of view of <strong>the</strong> <strong>Convention</strong>,<br />

Gerlach’s notion of a ‘process’ of ‘autonomous social groups’ participating<br />

in mass violence would be subject to <strong>the</strong> same burden of proof<br />

as individuals and <strong>the</strong> state. In o<strong>the</strong>r words it would have to be shown<br />

that over and above <strong>the</strong> actor’s culpability towards its immediate victims<br />

<strong>the</strong>re was also an intent to ‘destroy, in whole or in part’, a group<br />

as defi ned by <strong>the</strong> <strong>Convention</strong> (Quigley 2006: 10).<br />

12 The International Tribunal for <strong>the</strong> Prosecution of Persons Responsible for Serious<br />

Violations of International Humanitarian Law Committed on <strong>the</strong> territory of <strong>the</strong> Former<br />

Yugoslavia since 1991.

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