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A Technical History of the SEI

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neering CMM [<strong>SEI</strong> 1995] to describe <strong>the</strong> essential elements <strong>of</strong> an organization’s systems engineering<br />

process, and <strong>the</strong> CERT Resilience Management Model for managing operational resilience<br />

[Caralli 2010].<br />

The People CMM<br />

The People CMM employs <strong>the</strong> same Process Maturity Framework <strong>of</strong> <strong>the</strong> SW-CMM to support <strong>the</strong><br />

foundation <strong>of</strong> best practices for managing and developing an organization’s workforce. Based on<br />

<strong>the</strong> best practices in fields such as human resources, knowledge management, and organizational<br />

development, <strong>the</strong> People CMM guides organizations in improving <strong>the</strong>ir processes for managing<br />

and developing <strong>the</strong>ir workforce. The People CMM helps organizations characterize <strong>the</strong> maturity<br />

<strong>of</strong> <strong>the</strong>ir workforce practices, establish a program <strong>of</strong> continuous workforce development, set priorities<br />

for improvement actions, integrate workforce development with process improvement, and<br />

establish a culture <strong>of</strong> excellence.<br />

The Systems Engineering CMM (SE-CMM)<br />

The SE-CMM describes <strong>the</strong> essential elements that must exist to ensure good systems engineering<br />

and provides a reference for comparing actual systems engineering practices against <strong>the</strong>m. Good<br />

systems engineering is <strong>the</strong> key to success in market-driven and contractually negotiated market<br />

areas, and <strong>the</strong> SE-CMM provides a way to measure and enhance performance in that arena. It was<br />

designed to help organizations improve through self-assessment and guidance in <strong>the</strong> application<br />

<strong>of</strong> statistical process control principles. In conjunction with <strong>the</strong> model itself, a companion appraisal<br />

method exists, <strong>the</strong> SE-CMM Appraisal Method, for benchmarking <strong>the</strong> process capability<br />

<strong>of</strong> an organization’s or enterprise’s systems engineering function.<br />

The CERT Resilience Management Model<br />

In <strong>the</strong> late 1990s, <strong>the</strong> DoD faced a set <strong>of</strong> problems shared with organizations in every sector—<br />

U.S. federal government agencies, defense and commercial industry, and academia—arising from<br />

increasingly complex business and operational environments. These problems involved stress related<br />

to operational resilience, that is, <strong>the</strong> ability <strong>of</strong> an organization to achieve its mission even under<br />

degraded circumstances. The traditional disciplines <strong>of</strong> security, operational continuity, and information<br />

technology operations needed to be expanded to provide protection and continuity<br />

strategies for high-value services and supporting assets commensurate with <strong>the</strong>se new operating<br />

complexities. The <strong>SEI</strong> recognized that <strong>the</strong> best practices <strong>of</strong> such organizational challenges could<br />

best be managed with a capability maturity model. Over <strong>the</strong> ensuing 10 years, <strong>the</strong> <strong>SEI</strong> engaged<br />

<strong>the</strong> relevant communities in evolving such a model, reflecting <strong>the</strong> best practices <strong>of</strong> such diverse<br />

organizations as <strong>the</strong> DoD, defense industry, commercial industries, and financial services, to<br />

evolve a maturity model that embodied best practices. This work culminated in <strong>the</strong> CERT Resilience<br />

Management Model that was released in 2010. It has been applied successfully to a wide<br />

range <strong>of</strong> problems, including assessing <strong>the</strong> capability <strong>of</strong> U.S. IT-based critical infrastructures to be<br />

resilient in <strong>the</strong> presence <strong>of</strong> an attack and building an incident management capability in developing<br />

nations.<br />

CMU/<strong>SEI</strong>-2016-SR-027 | SOFTWARE ENGINEERING INSTITUTE | CARNEGIE MELLON UNIVERSITY 103<br />

Distribution Statement A: Approved for Public Release; Distribution is Unlimited.

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