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A Technical History of the SEI

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Building and Fielding Interoperating Systems<br />

The Challenge: Interoperability in Evolving Defense Systems<br />

Most <strong>of</strong> <strong>the</strong> s<strong>of</strong>tware-reliant systems that traditionally supported operations in <strong>the</strong> DoD, particularly<br />

in <strong>the</strong> military <strong>the</strong>ater—including planning, manpower, and logistics—were designed as<br />

stand-alone systems. They had limited capabilities for net-centric warfare, such as <strong>the</strong> efficient<br />

and secure exchange <strong>of</strong> information across a networked force <strong>of</strong> weapons, sensors, and soldiers.<br />

In addition, acquisition practices, system architectures, and engineering solutions were optimized<br />

for stand-alone systems. The Gulf War I (circa 1990) catalyzed a new emphasis on <strong>the</strong> timely, efficient,<br />

and secure exchange <strong>of</strong> information across independently developed s<strong>of</strong>tware-reliant systems,<br />

with interoperation among <strong>the</strong>m—a particularly significant need because <strong>of</strong> <strong>the</strong> war’s multiservice<br />

nature. This critical need was not just in <strong>the</strong> DoD and with its coalition partners, but in civilian<br />

government and industry as well.<br />

Many organizations recognized that a system <strong>of</strong> systems (SoS) 55 could help <strong>the</strong>m achieve important<br />

business and mission goals more effectively; however, <strong>the</strong>y needed guidance on how to<br />

create systems <strong>of</strong> systems out <strong>of</strong> legacy systems and new systems (ei<strong>the</strong>r fielded or under development)<br />

that were not necessarily designed to work toge<strong>the</strong>r. The challenge is significant because<br />

organizations must create systems <strong>of</strong> systems when it is difficult to know which systems will need<br />

to be involved in <strong>the</strong> future and when knowledge <strong>of</strong> system behavior is incomplete. It is equally<br />

difficult to predict what data a system holds that will be <strong>of</strong> value to o<strong>the</strong>rs. Finally, in a system <strong>of</strong><br />

systems, <strong>the</strong>re is <strong>of</strong>ten no practical central control over all <strong>the</strong> systems involved. The challenge is<br />

complex, with technical, operational, governance, management, and acquisition aspects.<br />

A Solution: Multi-Faceted Approach to Support for Interoperation<br />

The <strong>SEI</strong> started, in <strong>the</strong> mid-1990s, to seek solutions to <strong>the</strong> interoperation <strong>of</strong> independently evolving<br />

systems, focusing on integrating commercial <strong>of</strong>f-<strong>the</strong>-shelf products. In 2002–2003, <strong>the</strong> <strong>SEI</strong><br />

conducted <strong>the</strong> System <strong>of</strong> Systems Interoperability (SOSI) research project. Through this project,<br />

<strong>the</strong> researchers realized that interoperability must occur not only at <strong>the</strong> technical level but also at<br />

<strong>the</strong> program <strong>of</strong>fice/governance level. By 2004, <strong>the</strong> <strong>SEI</strong>’s focus shifted to finding a general solution<br />

for <strong>the</strong> interoperability needs <strong>of</strong> government and industry organizations as <strong>the</strong>y faced unprecedented<br />

issues in migrating to network-centric operations and systems <strong>of</strong> systems.<br />

The approach to systems <strong>of</strong> systems was two pronged: defining fundamental principles and concepts<br />

and developing techniques for putting <strong>the</strong> principles into practice. Among <strong>the</strong> principles<br />

were <strong>the</strong>se:<br />

1. Independent and continuous evolution <strong>of</strong> individual systems means that system-<strong>of</strong>-systems<br />

behavior cannot be completely predicted.<br />

55 Admiral William Owens introduced <strong>the</strong> concept <strong>of</strong> a system <strong>of</strong> systems in a 1996 paper, defining it<br />

as <strong>the</strong> serendipitous evolution <strong>of</strong> a system <strong>of</strong> intelligence sensors, command and control systems,<br />

and precision weapons that enabled enhanced situational awareness, rapid target assessment,<br />

and distributed weapon assignment [Owens 1996]. The term system <strong>of</strong> systems is now used in a<br />

variety <strong>of</strong> settings, beyond those in <strong>the</strong> original definition.<br />

CMU/<strong>SEI</strong>-2016-SR-027 | SOFTWARE ENGINEERING INSTITUTE | CARNEGIE MELLON UNIVERSITY 216<br />

Distribution Statement A: Approved for Public Release; Distribution is Unlimited.

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