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A Technical History of the SEI

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and Drug Administration issued draft guidance to manufacturers recommending <strong>the</strong> use <strong>of</strong> assurance<br />

cases and providing guidance for <strong>the</strong>ir use. In response, infusion pump manufacturers are beginning<br />

to use assurance cases. The FDA is <strong>the</strong> only <strong>of</strong>ficial agency <strong>of</strong> <strong>the</strong> U.S. government that<br />

has formally mandated <strong>the</strong> use <strong>of</strong> assurance cases to date. At this time, <strong>the</strong> DoD has not yet embraced<br />

<strong>the</strong> use <strong>of</strong> assurance cases, but continuing work is focused on creating a <strong>the</strong>ory <strong>of</strong> argumentation<br />

that can be used to reason about <strong>the</strong> amount <strong>of</strong> confidence in a claim that is provided by<br />

particular pieces <strong>of</strong> evidence. The expectation is that this work will lead to <strong>the</strong> ability to determine<br />

how to more effectively use scarce assurance resources.<br />

As DoD s<strong>of</strong>tware challenges evolve, <strong>the</strong> <strong>SEI</strong> will continue to investigate evolving engineering<br />

methods that <strong>of</strong>fer promise for improving capabilities for <strong>the</strong> future. Just as assurance cases have<br />

not yet matured to <strong>the</strong> point where DoD programs are ready to apply <strong>the</strong>m, <strong>the</strong>y <strong>of</strong>fer opportunity<br />

for improved safety. Application <strong>of</strong> such techniques in non-defense systems that exhibit more<br />

constrained characteristics provide <strong>the</strong> <strong>SEI</strong> an opportunity to demonstrate <strong>the</strong> efficacy <strong>of</strong> such engineering<br />

approaches and evolve <strong>the</strong>m to be more robust.<br />

References<br />

[Brown 1993] Brown, Alan W.; Carney, David J.; Feiler, Peter H.; Oberndorf, Patricia A.; &<br />

Zelkowitz, Marvin V. “A Project Support Environment Reference Model,” 82-89. Proceedings <strong>of</strong><br />

TRI-Ada Conference, Seattle, WA, September 18-23, 1993. ACM 1993.<br />

[Buxton1981] Buxton, John & Druffel, Larry. “Requirements for an Ada Programming Environment:<br />

Rationale for Stoneman.” Proceedings <strong>of</strong> IEEE COMPSAC. IEEE Annual International<br />

Computer and S<strong>of</strong>tware Conference (COMPSAC). San Francisco, CA, October 29-31, 1980. Institute<br />

<strong>of</strong> Electrical and Electronics Engineers, 1981.<br />

[Druffel 1983] Druffel, Larry; Redwine, Samuel, Jr.; & Riddle, William. “The DoD STARS Program.”<br />

IEEE Computer (November 1983): 21-30.<br />

[DSB 1994] Defense Science Board Task Force (Larry Druffel & George H. Heilmeier, cochairs).<br />

Acquiring Defense S<strong>of</strong>tware Commercially. (Report #859), June 1994.<br />

http://www.dod.mil/pubs/foi/logistics_material_readiness/acq_bud_fin/859.pdf<br />

[IBM 2010] IBM. Rational Unified Process ® (RUP ® ) Plug-ins for Rational Method Composer<br />

7.5. http://www-01.ibm.com/support/docview.wss?uid=swg24028579<br />

[Weinstock 2009] Weinstock, Charles & Goodenough, John. Towards an Assurance Case Practice<br />

for Medical Devices (CMU/<strong>SEI</strong>-2009-TN-018). S<strong>of</strong>tware Engineering Institute, Carnegie<br />

Mellon University, 2009. http://resources.sei.cmu.edu/library/asset-view.cfm?AssetID=8999<br />

CMU/<strong>SEI</strong>-2016-SR-027 | SOFTWARE ENGINEERING INSTITUTE | CARNEGIE MELLON UNIVERSITY 202<br />

Distribution Statement A: Approved for Public Release; Distribution is Unlimited.

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