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544 A. Olofsson / Journal of Functional Analysis 236 (2006) 517–545<br />

Proof. Recall the form of an invariant subspace calcu<strong>la</strong>ted in Theorem 5.1. By Corol<strong>la</strong>ry 4.1 the<br />

characteristic operator function WT is an isometric multiplier from the Hardy space A1(DT ∗) into<br />

the Hardy space A1(DT ) with range equal to I1,T . This comp<strong>le</strong>tes the proof of the corol<strong>la</strong>ry. ✷<br />

The previous results yield the following consequence concerning the in<strong>de</strong>x dim EI of a shift<br />

invariant I of An(E).<br />

Corol<strong>la</strong>ry 5.2. Let I be a shift invariant subspace of An(E) with E separab<strong>le</strong>. Set H = An(E)⊖I<br />

and T = S ∗ n |H. Then dim Dn,T dim E. If the <strong>de</strong>fect in<strong>de</strong>x dim Dn,T is finite, then<br />

dim EI = dim E − dim Dn,T + dim D ∗ n,T .<br />

Proof. The first inequality dim Dn,T dim E is evi<strong>de</strong>nt by the fact that the operator ˆVn ∈<br />

L(Dn,T , E) is an isometry (see [22, Section 7]). The second inequality is evi<strong>de</strong>nt by the <strong>de</strong>scription<br />

of the wan<strong>de</strong>ring subspace EI in Theorem 5.2. ✷<br />

We notice also that dim EI = dim D ∗ n,T if ˆVn(Dn,T ) = E.<br />

It has been known for some time that even in the sca<strong>la</strong>r case E = C the in<strong>de</strong>x dim EI of a shift<br />

invariant subspace I of An(C) for n 2 can equal any positive integer or +∞. This was first<br />

proved by Apostol et al. [5] using <strong>du</strong>al algebras, and <strong>la</strong>ter more explicit constructions have been<br />

found by He<strong>de</strong>nmalm et al. [19] and others.<br />

In the context of the Hardy space A1(E) with E separab<strong>le</strong> it is a result of Halmos [12] that the<br />

in<strong>de</strong>x dim EI of a shift invariant subspace I of A1(E) cannot exceed the in<strong>de</strong>x of the who<strong>le</strong> space<br />

A1(E) meaning that dim EI dim E. This inequality is naturally interpreted as an inequality of<br />

<strong>de</strong>fect in<strong>de</strong>xes as follows.<br />

Proposition 5.1. Let T ∈ L(H) be a contraction operator in the c<strong>la</strong>ss C0· acting on a separab<strong>le</strong><br />

Hilbert space H. Then dim DT ∗ dim DT .<br />

Proof. It is known that the characteristic operator function WT has non-tangential boundary values<br />

WT (e iθ ) in the strong operator topology for a.e. e iθ ∈ T. A well-known argument then shows<br />

that the operator WT (e iθ ) is an isometry in L(DT ∗, DT ) for a.e. e iθ ∈ T (see [26, Chapter V]).<br />

This gives the conclusion of the proposition. ✷<br />

For an n-hypercontraction T ∈ L(H) in the c<strong>la</strong>ss C0· and n 2 the corresponding inequality<br />

dim D ∗ n,T dim Dn,T of <strong>de</strong>fect in<strong>de</strong>xes is not true in general for the reasons quoted above.<br />

References<br />

[1] J. Ag<strong>le</strong>r, The Arveson extension theorem and coanalytic mo<strong>de</strong>ls, Integral Equations Operator Theory 5 (1982)<br />

608–631.<br />

[2] J. Ag<strong>le</strong>r, Hypercontractions and subnormality, J. Operator Theory 13 (1985) 203–217.<br />

[3] A. A<strong>le</strong>man, S. Richter, C. Sundberg, Beurling’s theorem for the Bergman space, Acta Math. 177 (1996) 275–310.<br />

[4] C.-G. Ambrozie, M. Engliš, V. Mül<strong>le</strong>r, Operator tup<strong>le</strong>s and analytic mo<strong>de</strong>ls over general domains in C n ,J.Operator<br />

Theory 47 (2002) 287–302.<br />

[5] C. Apostol, H. Bercovici, C. Foias, C. Pearcy, Invariant subspaces, di<strong>la</strong>tion theory and the structure of the pre<strong>du</strong>al<br />

of a <strong>du</strong>al algebra. I, J. Funct. Anal. 63 (1985) 369–404.<br />

[6] J. Arazy, M. Engliš, Analytic mo<strong>de</strong>ls for commuting operator tup<strong>le</strong>s on boun<strong>de</strong>d symmetric domains, Trans. Amer.<br />

Math. Soc. 355 (2003) 837–864.

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