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426 D. Serre / Journal of Functional Analysis 236 (2006) 409–446<br />

of the <strong>la</strong>st sentence. For this, <strong>le</strong>t us assume only that (·,η) does not vanish over R + . Applying<br />

Proposition 3.2 and Theorem 2.2, we see that the functional I <strong>de</strong>fined by (8) is convex and coercive<br />

over H 1 (R + ). Thus we may apply the Hil<strong>le</strong>–Yosida theorem and obtain the well-posedness<br />

of the homogeneous IBVP at fixed η, in1+ 1 dimension. In turn, this well-posedness en<strong>sur</strong>es<br />

that the Lopatinskiĭ property holds true for every ℜτ >0. We summarize this analysis in the<br />

following statement.<br />

Theorem 3.4. Assume that (·,η)does not vanish over R + . Then<br />

Iη[v]:= 1<br />

2<br />

<br />

+∞<br />

is convex and coercive over H 1 (R + ). In particu<strong>la</strong>r:<br />

0<br />

w(v,v ′ )dxd<br />

• The corresponding homogeneous IBVP at frequency η is well-posed in H 1 (R + ).<br />

• ˆB(η): E(τ,η) ↦→ C n is an isomorphism when ℜτ >0.<br />

• The same holds true in the non-elliptic part of the boundary ℜτ = 0.<br />

To our know<strong>le</strong>dge, it is the first time that a structural assumption yields the conclusion that a<br />

strong instability (the vanishing of (τ, η) for some ℜτ >0, or more generally the Lopatinskiĭ<br />

condition) must happen either for a real τ , or nowhere. We point out that Theorem 3.4 is a kind<br />

of converse to Theorem 3.3, in the sense that if the homogeneous IBVP is strongly unstab<strong>le</strong>,<br />

then (·,η) must have a zero over R + , and therefore ΛP (0) + A ∗ must have a non-negative<br />

eigenvalue (presumably positive).<br />

3.5.1. Well-posedness of the full homogeneous IBVP<br />

We now <strong>le</strong>t varying the space frequency η. Looking for a criterion of well-posedness for the<br />

full homogeneous IBVP (1), (2) (thus with g ≡ 0), we make the natural assumption that does<br />

not vanish at all over R + × R. As shown above, each Iη is convex and coercive over H 1 (R + ).<br />

Let us remark that the various objects of the theory are homogeneous in their arguments. If κ is<br />

a positive real number, then we have<br />

A(κη) = κA(η), Σκη = κ 2 Ση, E(κτ,κη)= E(τ,η),<br />

P(κτ,κη)= κP (τ, η), h(κη) = κh(η), (κτ, κη) = κ(τ, η).<br />

Using these properties and the fact that the unit sphere of R d−1 is compact, we see that the<br />

number a = a(η) in the construction above can be chosen in the form a(η) =−ɛ|η| 2 ,forafixed<br />

ɛ>0, small enough. We <strong>de</strong><strong>du</strong>ce that<br />

+∞<br />

′ 2 2 2<br />

Iη[v] Cɛ |v | +|η| |v| dxd, (32)<br />

0<br />

where C does not <strong>de</strong>pend on η. Then inverse Fourier transform gives that W dominates the norm<br />

of H˙ 1 (Ω). In conclusion, W is convex and coercive over H˙ 1 (Ω). Whence our main result:

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