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NOTES<br />

CONTROLLING AND MANAGING RECORDS<br />

A. Correspondence Management.<br />

(1) Reducing volume - The real problem here is <strong>the</strong> determination of necessity.<br />

Sometimes tradition or custom is considered sufficient justification. The<br />

determination of necessity is a matter of judgment for which rules cannot be stated,<br />

but <strong>the</strong>re are guides.<br />

(a)<br />

Elimination<br />

i<br />

ii<br />

iii<br />

iv<br />

v<br />

So-called Acourtesy@ replies which serve no useful purpose.<br />

Acknowledgment of receipt of papers already covered by some o<strong>the</strong>r<br />

form of receipt.<br />

Reply or acknowledgment of <strong>the</strong> same document at different official<br />

levels. (Sounds fantastic but it has been observed. Why? Because<br />

each one did not know that <strong>the</strong> person above or below was also<br />

replying!)<br />

Letter or memo type of confirmation of telecommunications.<br />

Any communication that does not contribute, with reasonable<br />

directness, to prompt completion of processing, or promote or protect<br />

<strong>the</strong> interests of <strong>the</strong> government, of <strong>the</strong> interested party or of third<br />

parties. (This is often <strong>the</strong> best test of necessity.)<br />

(b)<br />

Substitution - Can something o<strong>the</strong>r than a letter or memo be used?<br />

i<br />

ii<br />

iii<br />

Printed notice, announcement, instructions, informational pamphlet<br />

without covering transmittal or with original communication<br />

informally annotated.<br />

Self-explanatory form (for applications, registration, etc.)<br />

Postal card.<br />

(c)<br />

Copy control. - Practical control of copies demands careful attention and is an<br />

essential part of work simplification and procedural planning.<br />

i<br />

ii<br />

Who will use each copy?<br />

How will it be used?<br />

XV-9

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