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FACTOR: EMPLOYEE PRODUCTIVITY, EVALUATION AND DISCIPLINE<br />

Standards<br />

1. Employee training is encouraged, and financially supported by <strong>the</strong> <strong>municipal</strong>ity.<br />

Commentary<br />

Each employee represents an important investment for <strong>the</strong> <strong>municipal</strong>ity, and training supports this<br />

investment, and should result in higher productivity. It permits employees to stay abreast of new<br />

ideas and techniques, and helps <strong>the</strong>m to establish a network for informal consultation and assistance.<br />

It should be noted that if an employee is not adequately trained for his or her work, and an accident<br />

or o<strong>the</strong>r negligence occurs, liability will attach to <strong>the</strong> <strong>municipal</strong>ity.<br />

2. Whe<strong>the</strong>r by formal or informal means, all employees receive regular evaluations of <strong>the</strong>ir<br />

performances.<br />

Commentary<br />

Feedback on performance is essential to productivity, and this evaluation must be linked to<br />

expectations set by management, and job requirements as provided for in <strong>the</strong> job description. One of<br />

<strong>the</strong> challenges for small <strong>municipal</strong>ities and <strong>the</strong>ir elected officials is to provide <strong>the</strong> supervision that is<br />

<strong>the</strong> basis for performance evaluation. Employees can not be evaluated by someone who is not clearly<br />

familiar with <strong>the</strong> work and performance of <strong>the</strong> individual. And, although most small jurisdictions<br />

are not in a position to engage in a formal system of evaluation, each responsible supervisor should<br />

provide some documentation of meetings with employees where performance is discussed. The<br />

Resource Manual on Personnel provides information and assistance for those <strong>municipal</strong>ities able to<br />

put in place a formal employee appraisal system.<br />

3. Expected standards governing employee conduct and performance, and disciplinary<br />

procedures, are clearly stated, in writing, and communicated to each employee.<br />

Commentary<br />

Accept, perhaps, for <strong>the</strong> very smallest <strong>municipal</strong>ity with only one or two employees, every local<br />

government should have, in writing, some version of an Employee Handbook. This document<br />

should outline management's expectations of employee conduct and performance, and penalties<br />

which attach to violation of established rules and regulations. It is through such a document that<br />

employees can be held accountable for performance and conduct. A comprehensive Handbook will<br />

also establish employee rights and outline o<strong>the</strong>r aspects of personnel management important to<br />

employees. The Personnel Manual provides examples of employee rules and regulations,<br />

disciplinary procedures, and o<strong>the</strong>r elements of an Employee Handbook.<br />

4. "Due process" is afforded all employees as part of disciplinary actions involving<br />

sanctions. At a minimum, <strong>the</strong> employee is notified, orally and in writing, of <strong>the</strong> charges<br />

against him or her, is provided with an explanation of <strong>the</strong> charges and <strong>the</strong> employer's<br />

evidence, and is provided an opportunity to respond to <strong>the</strong> charges.<br />

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