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Prosecuting International Crimes in Africa - PULP - University of ...

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Implementation <strong>of</strong> the Rome Statute <strong>in</strong> South <strong>Africa</strong> 313<br />

immune by virtue <strong>of</strong> their <strong>of</strong>ficial capacity. 27 The situation concern<strong>in</strong>g the<br />

arrest warrant for Omar Al Bashir, the Sudanese President, places the issue<br />

<strong>of</strong> immunity <strong>in</strong>to sharp focus and is discussed further below.<br />

Even <strong>in</strong> the unlikely event that a court <strong>in</strong> South <strong>Africa</strong> refuses to<br />

prosecute a head <strong>of</strong> state or other <strong>of</strong>ficial, section 5(6) <strong>of</strong> the ICC Act states<br />

that a decision by the National Director ‘not to prosecute a person under<br />

this section does not preclude the prosecution <strong>of</strong> that person <strong>in</strong> the<br />

<strong>International</strong> Crim<strong>in</strong>al Court’. Furthermore, article 98(1) <strong>of</strong> the Rome<br />

Statute entails that states parties have a duty <strong>of</strong> co-operation with the court,<br />

requir<strong>in</strong>g such states to arrest and surrender to the court persons charged<br />

with an ICC crime. 28 However, article 98(1) regulates the operation <strong>of</strong><br />

immunity by provid<strong>in</strong>g that a state is not obliged to hand over an<br />

<strong>in</strong>dividual to the court if do<strong>in</strong>g so would be ‘<strong>in</strong>consistent with its<br />

obligations under <strong>in</strong>ternational law with respect to the State or diplomatic<br />

immunity <strong>of</strong> a person … <strong>of</strong> a third State, unless the Court can first obta<strong>in</strong><br />

the cooperation <strong>of</strong> that third State for the waiver <strong>of</strong> the immunity’. Article<br />

98(1) would thus apply to an <strong>of</strong>ficial whose state has not waived their<br />

immunity through article 27, thus requir<strong>in</strong>g the ICC to seek a waiver with<br />

respect to such an <strong>of</strong>ficial. Thus, South <strong>Africa</strong> would be prohibited from<br />

extradit<strong>in</strong>g an accused person who may f<strong>in</strong>d him or herself on South<br />

<strong>Africa</strong>n territory but who is a national <strong>of</strong> a non-party State.<br />

3.5 Procedural considerations and applicable law<br />

Article 88 <strong>of</strong> the Rome Statute is a provision carry<strong>in</strong>g substantial import as<br />

it obliges states to ensure that the procedures and powers to enable all<br />

forms <strong>of</strong> co-operation contemplated <strong>in</strong> the statute are <strong>in</strong> place nationally.<br />

27 With regard to immunity, amnesties and pardons could have similar results. See J<br />

Dugard 'Possible conflicts <strong>of</strong> jurisdiction with truth Commissions’ <strong>in</strong> A Cassese et al<br />

The Rome Statute <strong>of</strong> the <strong>International</strong> Crim<strong>in</strong>al Court: A Commentary (vol II) (2002) 699. In<br />

the South <strong>Africa</strong>n context, art 53(2)(c) <strong>of</strong> the ICC Statute gives the Prosecutor<br />

discretion to refuse prosecution at the <strong>in</strong>stance <strong>of</strong> a state or the Security Council where,<br />

after <strong>in</strong>vestigation, he concludes that ‘a prosecution is not <strong>in</strong> the <strong>in</strong>terests <strong>of</strong> justice,<br />

tak<strong>in</strong>g <strong>in</strong>to account all circumstances’. It is envisaged that this provision would become<br />

applicable <strong>in</strong> the context <strong>of</strong> a country where amnesty has been granted either by a truth<br />

commission or by the outgo<strong>in</strong>g or <strong>in</strong>com<strong>in</strong>g government as a political act <strong>of</strong> reprieve.<br />

Amnesties which are analogous to the South <strong>Africa</strong>n amnesties granted by the quasijudicial<br />

amnesty committee function<strong>in</strong>g as part <strong>of</strong> a Truth and Reconciliation<br />

Commission process established by a democratically elected government may well<br />

constitute a bar to prosecution by the ICC. However, states are not permitted to grant<br />

amnesty for the crimes <strong>of</strong> genocide, torture and ‘grave breaches’ under the Geneva<br />

Conventions.<br />

28 See Du Plessis (n 1 above) 207. While it has previously been debated whether this<br />

obligation would arise <strong>in</strong> the case <strong>of</strong> a head <strong>of</strong> state <strong>of</strong> a state which is not a party to the<br />

Rome Statute, it has been proven that non-ratification <strong>of</strong> the Rome Statute is<br />

<strong>in</strong>sufficient reason to prevent a head <strong>of</strong> state from be<strong>in</strong>g prosecuted as other<br />

mechanisms, such as a Resolution taken by the UN Security Council could entail that a<br />

head <strong>of</strong> state (such as Sudanese President Hassan Omar Al Bashir) is prosecuted.

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