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Prosecuting International Crimes in Africa - PULP - University of ...

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44 Chapter 2<br />

evidence. In other words, does immunity from prosecution extend to<br />

subpoenas issued aga<strong>in</strong>st state <strong>of</strong>ficials?<br />

4.1 Immunity <strong>of</strong> state <strong>of</strong>ficials is not a defence: A settled<br />

position<br />

Should the immunity <strong>of</strong> state <strong>of</strong>ficials prevail over the duty to prosecute<br />

and punish <strong>in</strong>dividuals responsible for <strong>in</strong>ternational crimes? Genocide,<br />

war crimes and crimes aga<strong>in</strong>st humanity are committed not by the state but<br />

by <strong>in</strong>dividuals, <strong>in</strong>clud<strong>in</strong>g state <strong>of</strong>ficials. State <strong>of</strong>ficials do not necessarily<br />

personally or directly commit crimes – they do so by participat<strong>in</strong>g as coperpetrators<br />

or tolerat<strong>in</strong>g, <strong>in</strong>cit<strong>in</strong>g, aid<strong>in</strong>g or condon<strong>in</strong>g the commission <strong>of</strong><br />

<strong>in</strong>ternational crimes. All states are obliged to prosecute and punish<br />

perpetrators <strong>of</strong> <strong>in</strong>ternational crimes as this obligation has atta<strong>in</strong>ed the<br />

status <strong>of</strong> customary <strong>in</strong>ternational law and is a jus cogens norm which must<br />

not be subservient to the lower norm <strong>of</strong> immunity. When the prosecution<br />

and punishment <strong>of</strong> <strong>in</strong>dividuals responsible for <strong>in</strong>ternational crimes are<br />

weighed aga<strong>in</strong>st the immunity <strong>of</strong> state <strong>of</strong>ficials, the duty to prosecute and<br />

punish <strong>in</strong>ternational crimes must prevail over immunity. This is so because<br />

humanity requires that <strong>in</strong>dividuals who commit egregious crimes must be<br />

held responsible for their acts.<br />

Generally, <strong>in</strong>ternational courts have held that state <strong>of</strong>ficials do not<br />

benefit from immunity accorded to them by national or <strong>in</strong>ternational law,<br />

especially where such <strong>of</strong>ficials have been charged with <strong>in</strong>ternational<br />

crimes. The <strong>International</strong> Court <strong>of</strong> Justice (ICJ), 62 the <strong>International</strong><br />

Crim<strong>in</strong>al Court (ICC), 63 the <strong>International</strong> Crim<strong>in</strong>al Tribunal for the<br />

former Yugoslavia (ICTY), 64 and the <strong>International</strong> Crim<strong>in</strong>al Tribunal for<br />

Rwanda (ICTR) 65 have held that the <strong>of</strong>ficial position <strong>of</strong> <strong>in</strong>dividuals is not<br />

a defence for prosecution nor is it a mitigat<strong>in</strong>g factor <strong>in</strong> the punishment <strong>of</strong><br />

such persons. The position has rema<strong>in</strong>ed so s<strong>in</strong>ce the Nuremberg and<br />

Tokyo trials. 66 The Appeals Chamber <strong>of</strong> the Special Court for Sierra<br />

Leone (SCSL) held <strong>in</strong> the case aga<strong>in</strong>st Charles Taylor that the <strong>of</strong>ficial<br />

62 Arrest Warrant case (n 24 above) para 61.<br />

63 Prosecutor v Al Bashir Decision on the Prosecution’s Application for a Warrant <strong>of</strong> Arrest<br />

aga<strong>in</strong>st Omar Hassan Al Bashir (Case ICC-02/05-01/09) Public Reducted Version,<br />

Pre-Trial Chamber I, 4 March 2009 15, paras 41-43.<br />

64 Prosecutor v Milošević Decision on Prelim<strong>in</strong>ary Motions, Trial Chamber, Decision <strong>of</strong> 8<br />

November 2001, paras 26-34; Prosecutor v Kunarać, Kovać and Vuković (Cases IT-96-23<br />

–T and IT-96-23/1-T) Trial Chamber, Judgment 22 February 2001, para 494; Prosecutor<br />

v Karadžić (Case IT-95-5/18-PT) Decision on the Accused’s Holbrooke Agreement<br />

Motion, 8 July 2009, Trial Chamber, para 5; Prosecutor v Karadžić Case (IT-95-5/18-PT)<br />

Appeal <strong>of</strong> the Decision Concern<strong>in</strong>g Holbrooke Agreement Disclosure, 28 January<br />

2009, Appeals Chamber, paras 8-12; Decision on Appellant Radovan Karadžić’s<br />

Appeal Concern<strong>in</strong>g Holbrooke Agreement Disclosure, Appeals Chamber, 6 April 2009,<br />

para 17.<br />

65 Prosecutor v Kambanda (Case ICTR 97-23-S) Judgment and Sentence, 4 September 1998.<br />

66 Nuremberg Judgment <strong>International</strong> Military Tribunal, 1946, repr<strong>in</strong>ted <strong>in</strong> (1947) 41<br />

American Journal <strong>of</strong> <strong>International</strong> Law 172, 221.

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