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Prosecuting International Crimes in Africa - PULP - University of ...

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42 Chapter 2<br />

avoid contradiction on the question <strong>of</strong> immunity attach<strong>in</strong>g to state <strong>of</strong>ficials<br />

who commit <strong>in</strong>ternational crimes.<br />

The preced<strong>in</strong>g section demonstrated the orig<strong>in</strong> <strong>of</strong> immunity <strong>of</strong> state<br />

<strong>of</strong>ficials and its relationship with the state. Next, we address the scope <strong>of</strong><br />

the immunity <strong>of</strong> state <strong>of</strong>ficials.<br />

3 Scope <strong>of</strong> immunity <strong>of</strong> state <strong>of</strong>ficials<br />

There are two aspects to state <strong>of</strong>ficials’ immunity considered <strong>in</strong><br />

<strong>in</strong>ternational law: functional immunity and personal immunity.<br />

Functional immunity is commonly referred to as ‘immunity ratione<br />

materiae’ while personal immunity is called ‘immunity ratione personae’.<br />

The question <strong>of</strong> immunity ratione personae arises particularly and most<br />

strongly with regard to <strong>in</strong>ternational courts or tribunals, and even domestic<br />

courts. Serv<strong>in</strong>g state <strong>of</strong>ficials may be rendered susceptible to the<br />

jurisdiction <strong>of</strong> <strong>in</strong>ternational tribunals depend<strong>in</strong>g on the terms <strong>of</strong> the<br />

statutes <strong>of</strong> such tribunals. 51 Shaw observes that <strong>in</strong> domestic courts, the<br />

situation is more complex because <strong>of</strong> the ‘status <strong>of</strong> head <strong>of</strong> state before<br />

domestic courts’ and that ‘<strong>in</strong>ternational law has traditionally made a<br />

dist<strong>in</strong>ction between <strong>of</strong>ficial and private acts <strong>of</strong> a head <strong>of</strong> state’. 52 Thus,<br />

immunity only exists for <strong>of</strong>ficial acts done while a person is <strong>in</strong> <strong>of</strong>fice.<br />

Personal immunity or ratione personae attaches to senior state <strong>of</strong>ficials<br />

while they are still <strong>in</strong> <strong>of</strong>fice. State as well as judicial practice <strong>in</strong>dicate that<br />

this form <strong>of</strong> immunity applies even to <strong>in</strong>ternational crimes, as held by<br />

domestic courts <strong>in</strong> cases <strong>in</strong>volv<strong>in</strong>g Muammar Qaddafi 53 and Robert<br />

Mugabe. 54 As observed by Dapo Akande, ‘[j]udicial op<strong>in</strong>ion and state<br />

practice on this po<strong>in</strong>t are unanimous and no case can be found <strong>in</strong> which it<br />

was held that a state <strong>of</strong>ficial possess<strong>in</strong>g immunity ratione personae is subject<br />

to the crim<strong>in</strong>al jurisdiction <strong>of</strong> a foreign state where it is alleged that he or<br />

she has committed an <strong>in</strong>ternational crime’. 55<br />

51 Shaw (n 1 above) 655-656.<br />

52<br />

As above.<br />

53 French Cour de Cassation 13 March 2001 Judgment 1414 (2001) 105 Revue Generale de<br />

Droit <strong>International</strong> Public 437.<br />

54<br />

See Tachiona v Mugabe 169 F Supp 2d 259, 309 (SDNY 2001); see generally the<br />

opposition submission <strong>in</strong> the ‘Brief for the United States, <strong>in</strong> Tachiona, on her own<br />

behalf and on behalf <strong>of</strong> her late Husband Tapfuma Chim<strong>in</strong>ya Tachiona et al’ Petitioners v<br />

United States <strong>of</strong> America On Petition for a Writ <strong>of</strong> Certiorari to the United States Court <strong>of</strong><br />

Appeals for the Second Circuit In the Supreme Court <strong>of</strong> the United States 05-879, April<br />

2006. In n 9: ‘The assertion <strong>of</strong> head-<strong>of</strong>-state immunity on behalf <strong>of</strong> Foreign M<strong>in</strong>ister<br />

Mudenge is consistent with <strong>in</strong>ternational practice [cit<strong>in</strong>g also Case Concern<strong>in</strong>g the Arrest<br />

Warrant <strong>of</strong> 11 April 2000], paras 20-21, 22’.<br />

55 Akande (n 22 above) 407; Dugard (n 1 above) 252; C Bhoke ‘The trial <strong>of</strong> Charles<br />

Taylor: Conflict prevention, <strong>in</strong>ternational law and an impunity-free <strong>Africa</strong>’ Institute for<br />

Security Studies Occasional Paper 27 (2006) 8-10.

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