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Prosecuting International Crimes in Africa - PULP - University of ...

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38 Chapter 2<br />

must not be confused: the two are different because a state can claim its<br />

own immunity from jurisdiction and execution from courts <strong>of</strong> other states;<br />

state <strong>of</strong>ficials may claim their own personal and functional immunity from<br />

prosecution from such courts too, and even <strong>in</strong>ternational courts or<br />

crim<strong>in</strong>al tribunals.<br />

Arguably, the traditional doctr<strong>in</strong>e <strong>of</strong> immunity from jurisdiction<br />

enjoyed by the state and the head <strong>of</strong> state is based on the pr<strong>in</strong>ciple <strong>of</strong> state<br />

dignity. This is a notion that a sovereign must not degrade the dignity <strong>of</strong><br />

his nation by submitt<strong>in</strong>g to the jurisdiction <strong>of</strong> another state. 27<br />

Consequently, a head <strong>of</strong> state is not to subject himself to a jurisdiction<br />

<strong>in</strong>compatible with his dignity and the dignity <strong>of</strong> his nation. 28 Possibly, the<br />

moral comity <strong>of</strong> nations may have contributed to the development <strong>of</strong><br />

immunity. This is expressed by ‘do unto others as you would have them do<br />

to you’. 29 In this regard, each state upholds the concept <strong>of</strong> immunity <strong>in</strong> the<br />

hope that its own head <strong>of</strong> state will be protected when on foreign soil.<br />

State <strong>of</strong>ficials are granted immunity <strong>in</strong> order to allow them to perform<br />

their duties effectively under customary <strong>in</strong>ternational law and benefit from<br />

absolute crim<strong>in</strong>al immunity before courts <strong>of</strong> a foreign state. 30 It is a<br />

common practice for states and national laws to allow immunity to their<br />

own state <strong>of</strong>ficials or to <strong>of</strong>ficials from foreign countries. 31 Van Schaack and<br />

Syle observe that state <strong>of</strong>ficials ‘under both <strong>in</strong>ternational and national law<br />

may claim immunity from accountability for acts they may commit while<br />

<strong>in</strong> <strong>of</strong>fice’ and that ‘such <strong>of</strong>ficials have enjoyed such immunity for centuries,<br />

due <strong>in</strong> large to the conflation <strong>of</strong> the head <strong>of</strong> state with the state itself’. 32<br />

However, this rule seems too absolute: it would mean allow<strong>in</strong>g state<br />

<strong>of</strong>ficials to commit crimes and gett<strong>in</strong>g away scot-free.<br />

The rule on the immunity <strong>of</strong> state <strong>of</strong>ficials has undergone changes <strong>in</strong><br />

recent times. What seemed to be impossible <strong>in</strong> the past – that a state <strong>of</strong>ficial<br />

could not be prosecuted before national courts even for <strong>in</strong>ternational<br />

crimes – has now become possible under contemporary <strong>in</strong>ternational law.<br />

Nowadays, state <strong>of</strong>ficials are open to prosecution and punishment for their<br />

crimes – especially <strong>in</strong>ternational crimes – before <strong>in</strong>ternational and even<br />

national courts. In fact, <strong>in</strong>ternational crim<strong>in</strong>al law statutes require that all<br />

27<br />

See Dissent<strong>in</strong>g Op<strong>in</strong>ion <strong>of</strong> Judge Jean Yves De Cara <strong>in</strong> the Case Concern<strong>in</strong>g Certa<strong>in</strong><br />

Crim<strong>in</strong>al Proceed<strong>in</strong>gs <strong>in</strong> France (Republic <strong>of</strong> the Congo v France), Provisional Measures, Order<br />

<strong>of</strong> 17 June 2003, ICJ Reports 2003, 123.<br />

28<br />

The Schooner Exchange v McFadden (1812) 11 US 137-138; Mighell v The Sultan <strong>of</strong> Johore<br />

[1894] 1 QB 149.<br />

29 D Aversano ‘Can the Pope be a defendant <strong>in</strong> American courts? The grant <strong>of</strong> head <strong>of</strong><br />

state immunity and the judiciary’s role to answer this question’ (2006) 18 Pace<br />

<strong>International</strong> Law Review 495, 506.<br />

30 Stewart (n 13 above) 229.<br />

31<br />

R v Bow Street Stipendiary Magistrate and Others, ex parte P<strong>in</strong>ochet Ugarte [1998] 4 All ER<br />

897; [1998] 3 WLR 1456 (HL). In contrast, see United States v Noriega 808 F Supp 791<br />

(SD Fla 1992) – where Noriega – was not accorded immunity simply because the<br />

executive did not consider him entitled to such protection.<br />

32 Van Shaack and Slye (n 11 above) 865-866.

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