Prosecuting International Crimes in Africa - PULP - University of ...
Prosecuting International Crimes in Africa - PULP - University of ...
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36 Chapter 2<br />
2 Developments on the immunity <strong>of</strong> state <strong>of</strong>ficials<br />
Recent developments regard<strong>in</strong>g the immunity <strong>of</strong> state <strong>of</strong>ficials under<br />
customary <strong>in</strong>ternational law and conventional <strong>in</strong>ternational law are<br />
presented <strong>in</strong> this section.<br />
2.1 Customary <strong>in</strong>ternational law<br />
For a pr<strong>in</strong>ciple to atta<strong>in</strong> the status <strong>of</strong> customary <strong>in</strong>ternational law it has to<br />
satisfy certa<strong>in</strong> conditions. Customary <strong>in</strong>ternational law is constituted<br />
through ‘evidence <strong>of</strong> a general practice accepted as law.’ 14 It consists <strong>of</strong> the<br />
‘rules which, as a result <strong>of</strong> state practice over a period <strong>of</strong> time, have become<br />
accepted as legally b<strong>in</strong>d<strong>in</strong>g. A rule <strong>of</strong> customary law is created by<br />
widespread state practice (usus) coupled with op<strong>in</strong>io juris, namely, a belief<br />
on the part <strong>of</strong> the state concerned that <strong>in</strong>ternational law obliges it, or gives<br />
it a right, to act <strong>in</strong> a particular way’. 15 State practice may be derived from<br />
<strong>of</strong>ficial pronouncements <strong>of</strong> governments to form rules <strong>of</strong> customary<br />
<strong>in</strong>ternational law. Op<strong>in</strong>io juris is an op<strong>in</strong>ion <strong>of</strong> an existence <strong>of</strong> law. 16 The<br />
existence <strong>of</strong> a customary law rule is dependent on widespread – but not<br />
necessarily unanimous – state practice.<br />
The immunity <strong>of</strong> state <strong>of</strong>ficials or persons <strong>in</strong> their ‘<strong>of</strong>ficial capacity’ 17<br />
from jurisdiction or prosecution – f<strong>in</strong>ds its orig<strong>in</strong> <strong>in</strong> customary<br />
<strong>in</strong>ternational law, 18 later develop<strong>in</strong>g <strong>in</strong>to convention or treaty<br />
<strong>in</strong>ternational law. Schabas rightly observes that ‘customary <strong>in</strong>ternational<br />
law recognises certa<strong>in</strong> degrees <strong>of</strong> immunity from crim<strong>in</strong>al prosecution for<br />
heads <strong>of</strong> state and other <strong>of</strong>ficials’. 19 Hence it ‘exists by virtue <strong>of</strong> customary<br />
14 Art 38(1) Statute <strong>of</strong> the <strong>International</strong> Court <strong>of</strong> Justice.<br />
15 See UK M<strong>in</strong>istry <strong>of</strong> Defence The Manual <strong>of</strong> the law <strong>of</strong> armed conflict (2004) 5 (secs 1.12-<br />
1.12.2); Asylum case (Colombia v Peru) Judgment, 20 November 1950, ICJ Reports<br />
(1950) 126; North Sea Cont<strong>in</strong>ental Shelf (Federal Republic <strong>of</strong> Germany v Denmark; Federal<br />
Republic <strong>of</strong> Germany v Netherlands) Judgment, 20 February 1969, ICJ Reports (1969)<br />
paras 70-78; Case Concern<strong>in</strong>g Military and Paramilitary Activities In and Aga<strong>in</strong>st Nicaragua,<br />
(Nicaragua v USA) Judgment, 27 June 1986, ICJ Reports (1986) paras 77; 183-186; JE<br />
Ackerman and E O’Sullivan Practice and procedure <strong>of</strong> the <strong>International</strong> Crim<strong>in</strong>al Tribunal for<br />
the Former Yugoslavia (2000) 2-3; E Kwakwa The <strong>in</strong>ternational law <strong>of</strong> armed conflict:<br />
Personal and material fields <strong>of</strong> application (1992) 30; T Maluwa <strong>International</strong> law <strong>in</strong> Post-<br />
Colonial <strong>Africa</strong> (1999) 5. But see ICTY’s view <strong>in</strong> Prosecutor v Kuperškić et al (Case IT-95-<br />
16-T), Trial Chamber II, Judgment dated 14 January 2000 para 540.<br />
16 M du Plessis <strong>Africa</strong>n guide to <strong>in</strong>ternational crim<strong>in</strong>al justice (2008) vii.<br />
17 Art 27 Rome Statute, 1998, uses the term ‘<strong>of</strong>ficial capacity’.<br />
18<br />
B Stern ‘Immunities for heads <strong>of</strong> state: Where do we stand?’ <strong>in</strong> M Lattimer and P Sands<br />
Justice for crimes aga<strong>in</strong>st humanity (2003) 73-106, particularly 73 (‘Some <strong>of</strong> the tenets used<br />
<strong>in</strong> order to grant immunity to heads <strong>of</strong> state have their orig<strong>in</strong> <strong>in</strong> customary <strong>in</strong>ternational<br />
law…’). But see G Mettraux <strong>International</strong> crimes and the Ad hoc tribunals (2005) 13<br />
(argu<strong>in</strong>g that identify<strong>in</strong>g customary <strong>in</strong>ternational law is a daunt<strong>in</strong>g task).<br />
19<br />
WA Schabas Genocide <strong>in</strong> <strong>in</strong>ternational law (2000) 316; Attorney-General <strong>of</strong> Israel v Adolf<br />
Eichmann (1968) 36 ILR 18 (District Court <strong>of</strong> Jerusalem) para 28; Attorney-General <strong>of</strong><br />
Israel v Adolf Eichmann (1968) 36 ILR 227 (Supreme Court <strong>of</strong> Israel) para 14; Prosecutor v