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BOOKS OF RtfiDIfGS - PAHO/WHO

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1<br />

Vol. XIX. No. 3<br />

- 127 -<br />

tant for prevention, scree¡inxg and health<br />

status monitoring. As an example, a cohort<br />

of women may be selected for examination<br />

of prenatal care by generating a master list<br />

from delivery room logs, birth certificates,<br />

operating room logs and laboratory logs<br />

(searching for prenatal lab work ordered).<br />

W)hen the redundancies are removed from<br />

the master list, a standard sampling<br />

technique is used to select the study<br />

.,e-,. For r any tracers a single document<br />

!¡zly b'e lusctd t.. gt'ler.ltte' age- andaor<br />

sex-specific study cohort. - g., birth certificates<br />

alone may suffice for the generation<br />

of a cohort for examination of infant care.<br />

It also is important to sample from the<br />

most basic source docunient available. For<br />

example, in generating a cohort of patients<br />

with urinary tract infections, it is better to<br />

sample the líaboratory log for patients with<br />

a positive urine culture than to generate a<br />

sample of medical records for patients who<br />

were diagnosed with a urinary tract infection.<br />

The latter technique biases the sam- _<br />

ple in favor of patients who have made<br />

contact and for whom the system has recognized<br />

the problem.<br />

Patients are eliminated from the study<br />

cohort when they do not contribute to the<br />

objectives of the study. For example, when<br />

examining uncomplicated urinary tract in-<br />

.fections, it might be preferable to eliminate<br />

patients with chronic urinary tract infections,<br />

chronic renal disease, urinary tract<br />

anomalies, etc. These characteristics become<br />

apparent in the record review and<br />

patients thus eliminated from the study<br />

cohort may be replaced from the master<br />

list.<br />

Selection of the health records to be<br />

examined largely defines the scope of the<br />

medical care system to be examined. Since<br />

medical care systems usually are not<br />

clearly delineated, judgment is required to<br />

define the system in a way that will produce<br />

useful assessment results. Most assessments<br />

of IHS Service Units' must<br />

examine medical records at the main<br />

PERFORMA.NCE ASSESSMESNT<br />

FIG. 1. A sequence of population-based indicators<br />

for urinary aert infections constructed to examine<br />

the continuity of the process of care.<br />

hospital-outpatient facility and at one or<br />

more field clinics, public health nursing<br />

records, medical records at one or more<br />

referral centers and sometimes health records<br />

from tribal health programs (e.g., nutrition,<br />

mental health or alcoholism). In<br />

applications of the method outside the Indian<br />

Health Service, a similar set of record<br />

types have been included in the assessment<br />

procedure. In an assessment of one<br />

rural private practice, records were<br />

examined from two private practices, the<br />

community hospital, the county health<br />

clinic and the county public health nursing<br />

program.<br />

Audit instruments are designed for each<br />

tracer to extract data from each record for<br />

each individual in the study cohort. The

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