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The Scope and Implications of a Tracing Mechanism for Small Arms ...

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162<br />

manner in national (<strong>and</strong> possibly international) registers, which must<br />

also include the weapon’s marking;<br />

3. <strong>The</strong> tracing operation: in order to find the last legal owner <strong>of</strong> the<br />

weapon 2 <strong>and</strong> to reconstruct the course followed by the weapon, States<br />

must cooperate by exchanging in<strong>for</strong>mation at their disposal concerning<br />

the weapon in question.<br />

It should be noted that used alone, the term “tracing” can sometimes<br />

designate all three <strong>of</strong> these operations, or only the last two. In order to avoid<br />

confusion, we prefer to use other expressions such as “tracing operation” or<br />

“exchange <strong>of</strong> in<strong>for</strong>mation required <strong>for</strong> tracing” to describe the third<br />

operation.<br />

<strong>The</strong> purpose <strong>of</strong> this study is to provide a clear summary <strong>of</strong> the main<br />

mechanisms <strong>and</strong> initiatives that currently exist with respect to tracing, <strong>and</strong><br />

to compare them.<br />

We begin by presenting <strong>and</strong> comparing the main existing international<br />

<strong>and</strong> (sub-)regional mechanisms (Section 5.2). <strong>The</strong>y have all been selected<br />

<strong>for</strong> their legally-binding nature or because <strong>of</strong> the fact that they impose<br />

certain obligations on States. It should be noted, however, that some <strong>of</strong><br />

them have not yet entered into <strong>for</strong>ce:<br />

1. Protocol against the Illicit Manufacturing <strong>of</strong> <strong>and</strong> Trafficking in Firearms,<br />

<strong>The</strong>ir Parts <strong>and</strong> Components <strong>and</strong> Ammunition, supplementing the<br />

United Nations Convention against Transnational Organized Crime) 3<br />

(hereafter referred to as the “Vienna Protocol”);<br />

2. <strong>The</strong> UN Programme <strong>of</strong> Action to Prevent, Combat <strong>and</strong> Eradicate the<br />

Illicit Trade in <strong>Small</strong> <strong>Arms</strong> <strong>and</strong> Light Weapons in All Its Aspects 4<br />

(hereafter referred to as the “UN Programme <strong>of</strong> Action”);<br />

3. <strong>The</strong> Convention on the Marking <strong>of</strong> Plastic Explosives <strong>for</strong> the Purpose <strong>of</strong><br />

Detection 5 (hereafter referred to as the “Plastic Explosives<br />

Convention”);<br />

4. <strong>The</strong> European Agreement <strong>for</strong> the Transport <strong>of</strong> Dangerous Goods by<br />

Road (ADR) <strong>and</strong> the UN Model Regulations on the Transport <strong>of</strong><br />

Dangerous Goods 6 (hereafter referred to as the “International<br />

regulations on the transport <strong>of</strong> dangerous goods”);<br />

5. <strong>The</strong> Convention <strong>of</strong> the Organization <strong>of</strong> American States Against Illicit<br />

Firearms Trafficking 7 (hereafter referred to as the “OAS Convention”);

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