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The Scope and Implications of a Tracing Mechanism for Small Arms ...

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11<br />

codes have been sanitized. Although these tend not to be individually<br />

unique, in combination they can allow the history <strong>and</strong> likely source <strong>of</strong> the<br />

weapon to be traced. 20<br />

Weapons components <strong>and</strong> spare parts may or may not be marked. In<br />

many countries, components that are prone to wear <strong>and</strong> may be regularly<br />

replaced are not uniquely marked. Lack <strong>of</strong> such marks can help reduce<br />

confusion, as attention remains focused on the markings contained on the<br />

permanent components. However, it also means that a high degree <strong>of</strong><br />

specialist knowledge is generally required to identify component parts<br />

when they are separated from the complete weapon.<br />

1.3.4 Emerging International Norms <strong>and</strong> Good Practices<br />

<strong>The</strong> establishment <strong>of</strong> international norms <strong>and</strong> minimum st<strong>and</strong>ards <strong>for</strong><br />

the marking <strong>of</strong> firearms <strong>and</strong> SALW has been a prime concern in recent<br />

years, with most ef<strong>for</strong>t channelled into the adoption, in 2001, <strong>of</strong> both the<br />

UN Firearms Protocol <strong>and</strong> the UN Programme <strong>of</strong> Action. Several important<br />

regional agreements, with substantial provision <strong>for</strong> marking, have recently<br />

been agreed <strong>and</strong> will also be described here. 21<br />

<strong>The</strong> UN Firearms Protocol<br />

Article 8 <strong>of</strong> the UN Firearms Protocol states that States parties shall:<br />

• At the time <strong>of</strong> manufacture <strong>of</strong> each firearm, either require unique<br />

marking providing the name <strong>of</strong> the manufacturer, the country or place<br />

<strong>of</strong> manufacture, <strong>and</strong> the serial number, or maintain any alternative<br />

unique user-friendly marking with simple geometric symbols in<br />

combination with a numeric <strong>and</strong>/or alphanumeric code, permitting<br />

ready identification by all States <strong>of</strong> the country <strong>of</strong> manufacture<br />

(Article 8, paragraph 1 a);<br />

• Require appropriate simple marking on each imported firearm,<br />

permitting identification <strong>of</strong> the country <strong>of</strong> import <strong>and</strong>, where possible,<br />

the year <strong>of</strong> import <strong>and</strong> enabling the competent authorities <strong>of</strong> that<br />

country to trace the firearm, <strong>and</strong> a unique marking, if the firearms does<br />

not bear such a marking (Article 8, paragraph 1 b);

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