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multipurpose tree species research for small farms: strategies ... - part

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Review of FSR Approach and Methods<br />

The generalized approach to FSR is described<br />

in Figure 1. This approach is similar to many<br />

advocated <strong>for</strong> agro<strong>for</strong>estry <strong>research</strong> and<br />

development (Rain<strong>tree</strong> 1987). While the approach<br />

may not have changed since the early days of FSR,<br />

there has been a considerable degree of<br />

development and refinement of individual<br />

procedures and methods,<br />

Diagnosis<br />

Many early FSR projects regarded site<br />

description as the first of a sequence of steps.<br />

They gathered as much in<strong>for</strong>mation about the<br />

target area as possible, using comprehensive<br />

surveys. Only subjects that had been previously<br />

identified could be included, and attempts to cover<br />

all possible subjects and problems led to<br />

impossibly long questionnaires. This exercise was<br />

often delegated to a <strong>part</strong>icular sub-group of the<br />

FSR team, usually economists, and carried out by<br />

specially hired enumerators. The technical<br />

scientists often did not contribute to, or benefit<br />

from the diagnosis, and ended up working on<br />

familiar topics such as variety aad fertilizer testing.<br />

Chambers (1983) eloquently summarized the<br />

practical results of such extensive surveys:<br />

...material remains unprocessed, or if<br />

processed, unanalyzcd, or if analyzed, not<br />

written up, or if written up, not read, or if read,<br />

not remembered, or if remembered, not used or<br />

acted upon.<br />

These problems led to a greater emphasis on<br />

rapid rural appraisal (RRA) methods, where a<br />

<strong>small</strong> interdisciplinary group of <strong>research</strong>ers would<br />

talk to farmers, progressivw farmers and key<br />

individuals without a predetermined questionnaire<br />

(Collinson 1981). Concepts and ideas were taken<br />

from ecology, which helped to identify and<br />

diagram relationships between farm enterprises,<br />

<strong>farms</strong> and communities (Hart 1981; Conway i986).<br />

When broad problems were identified with a RRA<br />

approach, <strong>small</strong>er, more directed surveys could<br />

then be designed to obtain more focused<br />

in<strong>for</strong>mation on <strong>part</strong>icular constraints,<br />

In spite of its apparent simplicity, the in<strong>for</strong>mal<br />

survey can vary in terms of success or uzefulness.<br />

Talking and listening to farmers is not easy.<br />

Scientists may come from a different community,<br />

speak a different language and may not be trained<br />

to interact with people. Researchers also have<br />

preferences of visiting near roads, in dry seasons,<br />

156<br />

with male farmers, with the better off, and<br />

biases to their discipline or more prestigious<br />

commodities (Chambers 1983). Even<br />

agricultural <strong>research</strong>ers trained in FSR methods<br />

may not see the <strong>tree</strong>s on <strong>farms</strong> they visit -- they<br />

are simply invisible to them (Rain<strong>tree</strong> 1987).<br />

Techniques of rapid rural appraisal became<br />

the subject of great interest and several<br />

specialized workshops, ie. Khon Kaen (1987).<br />

Ultimately, the only way to improve RRA skills<br />

is to practice, which means that it needs to<br />

become a routine method, rather than an<br />

occasional activity supported by external<br />

agencies or advisors.<br />

Diagnosis does not just involve surveys, either<br />

<strong>for</strong>mal or in<strong>for</strong>mal. Fied experiments designed<br />

to explore the causes of productivity problems<br />

(exploratory trials) have been a common feature<br />

of FSR programs (Winkleman and Moscardi<br />

1981). The first stage of experimentation or<br />

observational trials described by Huxley (1987),<br />

to explore a situation rather than confirm a<br />

hypothesis, is similar to the focus of agro<strong>for</strong>estry<br />

<strong>research</strong>. He also described a number of<br />

systematic procedures that are especially useful<br />

in agro<strong>for</strong>estry.<br />

Diagnostic methods have there<strong>for</strong>e evolved<br />

considerably from the site descriptions of many<br />

early FSR projects. Many farming systems<br />

<strong>research</strong>ers probably started out with the idea<br />

described by Rain<strong>tree</strong> (1987), believing that<br />

there was a single optimal procedure that would<br />

be perfected through experience. Instead,<br />

practitioners increasingly blend the best and<br />

most appropriate of an array of different<br />

techniques, depending on the circumstances.<br />

The diagnosis and design rocedures<br />

developed by the InternationalCouncil <strong>for</strong><br />

Research in Agro<strong>for</strong>estry (ICRAF)<br />

demonstrate an increasing portfolio of<br />

procedural variations to be used depending on<br />

the scale of the field situation (village,<br />

watershed, or region), while maintaining and<br />

simplifying the underlying concepts (Rain<strong>tree</strong><br />

1987). Diagnosis has been increasingly<br />

recognized as an iterative process, rather than a<br />

first step in a sequential process, done once and<br />

then <strong>for</strong>gotten. Continuous diagnostic work is<br />

planned on the basis of the results of each cycle<br />

of activities and serves to constantly focus<br />

<strong>research</strong> and extension ef<strong>for</strong>ts (Rain<strong>tree</strong> 1987;<br />

Tripp and Woolley 1987).

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