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multipurpose tree species research for small farms: strategies ... - part

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approach that is already known about farm<br />

technology -- it is not the tcchnulogical feasibility<br />

which is important, rather the cost effectiveness<br />

"rnd practicability under the everyday conditions of<br />

the users.<br />

Farmer ParticipatoryResearch<br />

The overall failure of FSR to involve the farmer,<br />

and the practical difficulty of many FSR methods,<br />

has intensified the debate about the relative<br />

importance of technical, biological and economic<br />

evaluation versus the farmer's opinion. The<br />

literatu-c on alley cropping provides a good<br />

example of this. There are calls to <strong>research</strong> a<br />

variety of management options, such as spatial<br />

arrangements, time and frequcncy of cutting,<br />

method of pruning, etc., under a variety of<br />

ecological conditions (Ssekabembe 1985). Others<br />

argue that using a classical experimental approach<br />

to determine the optimum arrangement of these<br />

variables would require many years be<strong>for</strong>e<br />

recommendations could be made, and would fail to<br />

take into account both the farmers and many of the<br />

secondary products of the alley farm (Sumberg and<br />

Okali 1988).<br />

Alternative approaches, it is argued, need to<br />

incorporate farmers into the process of<br />

development and provide both farmers and<br />

<strong>research</strong>ers with an appreciation of the options<br />

presented by the technology. Well structured<br />

experimental trials to evaluate a defined<br />

technology can not provide this in<strong>for</strong>mation, and<br />

offer little scope <strong>for</strong> farmer <strong>part</strong>icipation<br />

(Lightfoot et al. 1986).<br />

Sumberg and Okali suggest that results can be<br />

assessed in terms of farmers' interest and adoption,<br />

which they argue is by definition validation of a<br />

technology, even if the effects of the technology arc<br />

difficult to quantify. Calls to evaluate farmers'<br />

opinions and adoption rates are not new.<br />

However, systematic recording of these responses<br />

has been rare. Collinson (1987) stated that few<br />

methods have been developed <strong>for</strong> rvaluating<br />

farmers' opin:ons, but it would seem that the use of<br />

such data is less acceptable to <strong>research</strong>ers. Fellow<br />

scientists prefer yield data and statistical rigor, and<br />

donors look <strong>for</strong> figures of production increase on<br />

which to base their cost-benefit analyses.<br />

Interest in methods to involve farmers in the<br />

development and evaluation of tcch~lology, known<br />

as farmer <strong>part</strong>icipatory <strong>research</strong>, has grown rapidly<br />

in recent years (Farrington and Martin 1987;<br />

Farrington 1988). It is to be hoped that this<br />

interest in the literature will give such methods<br />

159<br />

more respect. Much of the <strong>research</strong> involves<br />

establishing a dialogue between farmers through<br />

group meetings and discussions, and<br />

encouraging them to identify and modify the<br />

technology to be tested. Indeed, Bunch (1982)<br />

suggests that the real aim of development<br />

workers ought to be to train farmers how to do<br />

<strong>research</strong>, rather than conduct it themselves.<br />

In the past, FSR methods emphasized<br />

effective evaluation be<strong>for</strong>e tefhnologies could<br />

be recommended <strong>for</strong> adoption (Norman and<br />

Collinson 1985). In the future, it may be easier<br />

to develop and screen promisin technologies<br />

through farmer <strong>part</strong>icipation using adoption as<br />

the criteria, and then evaluate them <strong>for</strong> impact<br />

on production and income. This process would<br />

represent a reversal of the original FSR<br />

procedures.<br />

The Uplands Agriculture Conservation<br />

Project<br />

Objective and Target Area<br />

The Uplands Agriculture Conservation<br />

Project (UACP) represents a joint IBRD and<br />

USAID ef<strong>for</strong>t to support upland conservation<br />

and development in Indonesia. The goal is to<br />

increase farm production and income, while<br />

minimizing soil erosion in densely populated<br />

upland areas by improving farming systems,<br />

farm technologies and management. There are<br />

five components of the project -- <strong>research</strong>,<br />

extension, training, road construction and a<br />

project innovalion fund.<br />

The project is being implemented in four<br />

districts in Central Java, and four in East Java.<br />

These districts are located within two major<br />

watersheds, the Jratcnselund, which is the<br />

catchment of 5 major rivers, and the Brantas.<br />

The eight districts are comprised of 250<br />

thousand hectares of rainfcd land, home to 18<br />

million people, of which 80 thousand hectares<br />

havc been classified as in a critical state of<br />

erosion.<br />

The topography in the project area is<br />

predominantly hilly, with elevatiors of<br />

100-400m. Rainfall varies from 1,800-2,600mm<br />

per year, distributed in a rainy seastn of 7-9<br />

months. Average farm size in these uplands is<br />

about 0.6ha. Typically, <strong>farms</strong> include plots on<br />

rainfed lowland, on rainfed upland, and a<br />

homegarden. About 50 crops are economically<br />

important, with rice, corn, cassava, peanuts and<br />

soybeans the most prominent annual food crops,

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