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2012 EDUCATIONAL BOOK - American Society of Clinical Oncology

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Table 1. Response Rates in Expanded Cohorts <strong>of</strong> Recent Phase I Trials <strong>of</strong> Targeted Drugs in Selected Patient Populations<br />

Response<br />

Response<br />

Tumor Mutation Drug No. Patients Complete Partial Rate (%) Ref.<br />

Basal Cell Cancer smoothed in hedgehog pathway GDC-0449 33 2 16 54 15<br />

NSCLC EML4-ALK translocation Crizotinib 82 1 46 57 4<br />

Melanoma BRAF (V600E) Vemurafenib 32 2 24 81 5<br />

progression. The endpoint for the latter trial was response<br />

rate, time to progression (TTP), and survival (despite the<br />

crossover design).<br />

Crizotinib received accelerated approval in August <strong>of</strong><br />

2011, 3 years after the first patient with EML-4/ALK<br />

NSCLC entered the phase I trial, based on the results <strong>of</strong> the<br />

82 patient expansion cohort <strong>of</strong> the phase I trial and the<br />

confirmation <strong>of</strong> response rates and safety in the 173 phase II<br />

trial. The phase III trial <strong>of</strong> crizotinib versus chemotherapy<br />

has completed enrollment but has not yet been analyzed.<br />

For vemurafenib, the strategy for obtaining drug approval<br />

was somewhat different. The key registration trial was a<br />

phase III comparing the new agent to a standard, but<br />

ineffective drug, DTIC, which has a response rate <strong>of</strong> 10 percent.<br />

7 In fact, DTIC is the only approved chemotherapy<br />

agent for metastatic melanoma but does not prolong survival.<br />

The endpoint was overall survival, and crossover to<br />

the experimental drug at the time <strong>of</strong> progression was not<br />

allowed. Vemurafenib was approved in September <strong>of</strong> 2011,<br />

4 years after the first patient with BRAF V600E melanoma<br />

entered the phase I trial for that drug; full marketing<br />

approval for first-line treatment <strong>of</strong> metastatic melanoma<br />

was based on a survival advantage versus DTIC in the<br />

randomized phase III trial, which reached an early conclusion<br />

1 year after receiving its first patient. The rapid<br />

appreciation <strong>of</strong> success <strong>of</strong> the experimental drug in the<br />

phase III trial led to amendment to allow crossover <strong>of</strong><br />

patients on the DTIC arm midway through the trial. The<br />

decision to conduct a phase III trial <strong>of</strong> vemurafenib, without<br />

crossover, provoked substantial criticism in the lay press<br />

and editorial comment in leading medical journals, where<br />

the ethics <strong>of</strong> comparing a clearly active agent with a drug <strong>of</strong><br />

minimal activity (basically a placebo) were questioned. The<br />

decision to do so was attributed to the sponsor, which wished<br />

to obtain exclusivity for first-line use <strong>of</strong> its drug. Interestingly,<br />

crizotinib’s accelerated approval specified its use for<br />

both first-line or later treatment <strong>of</strong> patients with stage III<br />

(not the subject <strong>of</strong> a trial) or stage IV disease.<br />

What are we to conclude from these recent decisions and<br />

e2<br />

KEY POINTS<br />

● A patient selection strategy is essential to rapid drug<br />

approval.<br />

● Expansion phases <strong>of</strong> phase I trials allow early establishment<br />

<strong>of</strong> disease response rates.<br />

● Biomarkers for patient selection can be validated in<br />

expanded phase I.<br />

● One confirmatory phase II may be sufficient for<br />

accelerated approval.<br />

● Postapproval trials may refine the dose, schedule,<br />

sequence, and combination therapies.<br />

BRUCE CHABNER<br />

strategies? It seems apparent that with a valid biomarker<br />

test in hand and appropriate patient selection, an appropriately<br />

targeted therapy can provide strong indications <strong>of</strong> its<br />

ultimate value in an expanded cohort <strong>of</strong> subjects during a<br />

phase I trial. A confirmatory phase II trial, which need not<br />

be randomized if an active control is not available, can<br />

provide sufficient evidence to convince regulatory authorities<br />

to grant accelerated approval, and the process can be<br />

completed in three years or less. In many types <strong>of</strong> cancer, a<br />

strong indication <strong>of</strong> activity, such as a 50 percent or greater<br />

partial and complete response rate coupled with a time to<br />

progression <strong>of</strong> 4 to 6 months or greater, would represent a<br />

significant step forward and need not require preapproval<br />

confirmation in a phase III trial, particularly if no standard<br />

therapy provides benefit. 8 One can imagine many such disease<br />

entities, including grade glioblastomas, metastatic pancreatic<br />

cancer, metastatic cholangiocarcinoma, hepatoma, and various<br />

subsets <strong>of</strong> s<strong>of</strong>t tissue sarcoma, in which standard therapies<br />

are minimally active and significantly toxic. Given the<br />

modest toxicity <strong>of</strong> most targeted agents, if a new agent<br />

demonstrates impressive activity in its early trials, there is<br />

minimal safety risk in granting accelerated approval for these<br />

agents. Confirmatory trials postapproval would be required<br />

and might take the form <strong>of</strong> randomized comparison <strong>of</strong> two<br />

dose levels, intermittent compared with continuous therapy,<br />

randomized discontinuation in patients with stable disease,<br />

or randomization to continued therapy beyond progression<br />

in combination with an alternative therapy. Such trials<br />

would provide a better definition <strong>of</strong> safety, and survival<br />

benefit, although in most cases, it would not be ethical to<br />

deny the new agent to patients on any arm <strong>of</strong> the trial.<br />

As an example <strong>of</strong> the potential strategy for a new targeted<br />

agent, we might consider the development <strong>of</strong> a new drug for<br />

patients with IDH 1 or IDH 2 mutations (Fig. 1). IDH is a<br />

key enzyme in the intermediary metabolism <strong>of</strong> glucose in the<br />

Krebs cycle, in which isocitrate to alpha ketoglutarate<br />

(AKG). AKG is further utilized as a substrate for the Krebs<br />

cycle and for more than 60 dioxygenase reactions. 9,10 The<br />

dioxygenases require AKG as a substrate in reactions that<br />

hydroxylate methylated bases, such as methyl cytosine<br />

residues in DNA, and methyl groups in the histones that<br />

control gene expression; hydroxylation <strong>of</strong> these sites leads to<br />

demethylation and changes in gene expression. Dioxygenases<br />

have other important functions. They participate in<br />

the repair <strong>of</strong> DNA alkylation through removal <strong>of</strong> methyl or<br />

ethyl adducts. Recent work has shown that mutations in<br />

IDH 1 and 2 reduce AKG to a new enzymatic product,<br />

2 hydroxyglutarate (2HG), the isomers <strong>of</strong> which function<br />

either as potent inhibitors <strong>of</strong> dioxygenases or, in the case <strong>of</strong><br />

the R-isomer, activators <strong>of</strong> the same enzymes. 11 Inhibition<br />

<strong>of</strong> dioxygenase function leads to hypermethylation <strong>of</strong> DNA<br />

and <strong>of</strong> histone H3K27. 9,10 The IDH mutations, and their<br />

product, 2HG, have transforming activity in preclinical<br />

systems. Experimental and human tumors with underlying

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