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2012 EDUCATIONAL BOOK - American Society of Clinical Oncology

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What Is the Role <strong>of</strong> Transplantation for<br />

Indolent Lymphoma?<br />

By Ryan D. Cassaday, MD, and Ajay K. Gopal, MD<br />

Overview: Despite advances in chemoimmunotherapy, indolent<br />

B-cell non-Hodgkin lymphomas (B-NHLs) are generally<br />

not considered curable with this approach. Much attention has<br />

been paid to the prospect <strong>of</strong> hematopoietic cell transplantation<br />

(HCT) as a way to improve long-term outcomes for this<br />

group <strong>of</strong> diseases. Autologous (auto) HCT provides intensive<br />

conditioning therapy followed by rescue <strong>of</strong> hematopoiesis,<br />

and this has been shown in randomized studies to prolong<br />

survival compared with more standard chemotherapy, albeit<br />

with increased short-term toxicity and the potential for higher<br />

rates <strong>of</strong> secondary malignancies. Allogeneic (allo) HCT can<br />

provide anticancer effects beyond the conditioning therapy<br />

through the immune-mediated graft-versus-lymphoma (GVL)<br />

B-NHLs are <strong>of</strong>ten classified into indolent and aggressive<br />

subtypes. Indolent lymphomas typically include several<br />

different specific histologies: follicular lymphoma (FL),<br />

lymphoplasmacytic lymphoma (LPL), small lymphocytic<br />

lymphoma (SLL), and marginal zone lymphoma (MZL). 1 The<br />

vast majority <strong>of</strong> patients present with disseminated disease<br />

requiring systemic therapy, which can improve overall survival<br />

(OS) but is not thought to be curative. Over time,<br />

indolent B-NHL becomes increasingly refractory to chemotherapy,<br />

with shallower, shorter remissions the norm.<br />

HCT is a strategy that aims to overcome the limitations <strong>of</strong><br />

standard chemoimmunotherapy in two general forms. Auto<br />

HCT relies on the steep dose-response curve observed in<br />

hematopoietic malignancies by using MA doses <strong>of</strong> chemoradiotherapy<br />

followed by auto hematopoietic stem cell rescue.<br />

In contrast, allo HCT also employs an immune-mediated<br />

GVL effect to eradicate disease following preparative regimens<br />

ranging in intensity from high-dose MA combinations<br />

to very low-dose (2 Gy) radiation. The less intensive conditioning<br />

strategies are designed to suppress the patient’s<br />

immune system sufficiently to allow engraftment <strong>of</strong> the<br />

donor hematopoietic cells and relies almost exclusively on<br />

the GVL effect. 2,3 However, this same immunologic phenomenon<br />

can affect normal healthy tissues in the patient,<br />

inducing GVHD—the major source <strong>of</strong> morbidity and mortality<br />

<strong>of</strong> this approach. 4 Nevertheless, allo HCT remains a<br />

viable option for select patients as it can <strong>of</strong>fer durable<br />

remissions and the potential for cure in patients with<br />

relapsed or refractory indolent lymphomas.<br />

Indications for Auto HCT<br />

Initial Consolidation<br />

Auto HCT is generally not recommended as initial consolidation<br />

<strong>of</strong> response for any indolent B-NHL outside the<br />

context <strong>of</strong> a clinical trial. This conclusion is supported by at<br />

least four prospective randomized controlled trials (RCTs)<br />

that investigated this approach as part <strong>of</strong> first-line management<br />

(Table 1). 5-8 Although most <strong>of</strong> these studies show<br />

improved progression-free survival (PFS) or event-free survival<br />

(EFS) when compared with standard chemotherapy,<br />

overall survival (OS) has not been shown to be significantly<br />

improved (p � 0.5 in the 3 studies where this comparison<br />

was reported). Moreover, there appeared to be an increased<br />

494<br />

effect. It can be administered following myeloablative (MA)<br />

conditioning or reduced-intensity (RI) regimens aimed at sufficiently<br />

suppressing the patient’s immune system to allow<br />

engraftment <strong>of</strong> donor hematopoiesis. However, this same<br />

potentially curative alloreactivity <strong>of</strong> the engrafted immune<br />

system can lead to graft-versus-host disease (GVHD), a significant<br />

cause <strong>of</strong> morbidity and mortality following allo HCT.<br />

This article will discuss the current role <strong>of</strong> both auto HCT and<br />

allo HCT in the management <strong>of</strong> indolent lymphoma as well as<br />

the relative risks and benefits <strong>of</strong> each approach such that the<br />

reader can place this in context <strong>of</strong> the multitude <strong>of</strong> options<br />

available for patients with indolent B-NHL.<br />

risk <strong>of</strong> secondary malignancies (both myeloid and solid<br />

tumors) associated with auto HCT, which is becoming increasingly<br />

relevant in indolent lymphoma as survival has<br />

continued to improve with modern chemoimmunotherapy<br />

regimens. Though select retrospective analyses have implicated<br />

etoposide, alkylating agents, and total body irradiation<br />

as increasing this risk, the study by Sebban and others<br />

used these treatments as part <strong>of</strong> the transplant arm and saw<br />

no increased incidence <strong>of</strong> secondary cancers compared to<br />

the non-transplant arm. 8 In the trial that noted the highest<br />

rates <strong>of</strong> secondary malignancies, Gyan and colleagues postulated<br />

that the practice <strong>of</strong> in vitro purging <strong>of</strong> B lymphocytes<br />

may have been responsible for this finding, perhaps by<br />

affecting post-transplant immunosurveillance. 5 This process<br />

is used rarely today with the application <strong>of</strong> in vivo B-cell<br />

purging by rituximab.<br />

Relapsed Disease<br />

The major role <strong>of</strong> auto HCT remains its use in patients<br />

with relapsed but chemotherapy-sensitive indolent B-NHL.<br />

Unfortunately, most <strong>of</strong> the data supporting this approach<br />

come from single-arm studies suggesting that a subset <strong>of</strong><br />

patients can again achieve long-term remissions with<br />

this treatment. For example, in the previously mentioned<br />

study by Ladetto et al, patients initially treated in the<br />

chemotherapy-only arm were allowed to cross over to auto<br />

HCT at the time <strong>of</strong> relapse. 6 Among the 28 patients salvaged<br />

with this approach, the 3-year projected EFS and OS were<br />

68% and 81%, respectively. Likewise, a retrospective study<br />

from the United Kingdom in which patients received auto<br />

HCT for FL in second or later remission showed a plateau in<br />

the freedom from progression curve at 48% at 12 years<br />

(median follow-up <strong>of</strong> 13.5 years), <strong>of</strong>fering further evidence<br />

that relapsed FL can be salvaged with auto HCT. 9 To date,<br />

there has been a single small, but important, prospective<br />

From the <strong>Clinical</strong> Research Division, Fred Hutchinson Cancer Research Center, Seattle,<br />

WA; Division <strong>of</strong> Medical <strong>Oncology</strong>, Department <strong>of</strong> Medicine, University <strong>of</strong> Washington,<br />

Seattle, WA.<br />

Authors’ disclosures <strong>of</strong> potential conflicts <strong>of</strong> interest are found at the end <strong>of</strong> this article.<br />

Address reprint requests to Ajay Gopal, MD, 1100 Fairview Ave. N., Mailstop G3200,<br />

Seattle, WA 98109; email: agopal@uw.edu.<br />

© <strong>2012</strong> by <strong>American</strong> <strong>Society</strong> <strong>of</strong> <strong>Clinical</strong> <strong>Oncology</strong>.<br />

1092-9118/10/1-10

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