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2012 EDUCATIONAL BOOK - American Society of Clinical Oncology

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Onclogists’ Difficulties in Facing and<br />

Disclosing Medical Errors: Suggestions for<br />

the Clinic<br />

Overview: Along with improved safety measures and changes<br />

in the culture <strong>of</strong> medicine, communication is key to reducing<br />

the effect <strong>of</strong> medical errors and to easing the medical,<br />

psychologic, and existential burdens they impose on all parties.<br />

Disclosure demonstrates respect for patients’ autonomy<br />

and promotes patient’s involvement in informed decision<br />

making about ways to correct or alleviate the effects <strong>of</strong> the<br />

error. It also enhances oncologists’ integrity and helps restore<br />

trust in the patient-doctor relationship.<br />

Because <strong>of</strong> the complexity <strong>of</strong> cancer treatments and the<br />

uncertainty regarding outcomes in oncology, oncologists may<br />

rationalize nondisclosure as a way to avoid adding to the<br />

physical and existential suffering <strong>of</strong> their patients. Although<br />

there is broad agreement among pr<strong>of</strong>essional and regulatory<br />

bodies, as well as medical ethicists, that physicians should<br />

disclose errors to patients—and physicians largely support<br />

IN RECENT years, research on the incidence and causes<br />

<strong>of</strong> error in medicine has led to calls for change in policy<br />

and practice. 1-2 Increasing attention has been paid to the<br />

role that appropriate communication plays in preventing<br />

and managing errors, not only at the medical level, but also<br />

with regard to the emotional and psychologic aftermath <strong>of</strong><br />

error for patients, family members and physicians. The<br />

limited research that has been conducted on the psychologic<br />

consequences <strong>of</strong> medical errors on physicians shows that<br />

they experience a wide range <strong>of</strong> emotions and thoughts—<br />

from guilt, feelings <strong>of</strong> inadequacy, anguish, shame (even to<br />

the point <strong>of</strong> leaving the pr<strong>of</strong>ession) to excessive caution<br />

toward other patients following the medical error. 3 Most <strong>of</strong><br />

what we know on this subject, however, comes from narrative<br />

accounts <strong>of</strong> physicians who have been brave enough to<br />

share with readers their experiences <strong>of</strong> committing or witnessing<br />

a medical error—the first starting with Dr. David<br />

Hilfiker in The New England Journal <strong>of</strong> Medicine in 1984. 4<br />

Communication about medical errors is key to easing the<br />

burden <strong>of</strong> errors on all parties with respect to all medical,<br />

psychologic, and existential dimensions. Given the lifethreatening<br />

nature <strong>of</strong> their illnesses and their dependence<br />

on their oncologists, patients with cancer can be especially<br />

hurt both physically and emotionally when errors or suspected<br />

errors occur. Oncologists who carry the emotional<br />

and psychologic burdens <strong>of</strong> caring for seriously ill patients<br />

over long periods <strong>of</strong> time can also be deeply affected by their<br />

own mistakes. 5 Proper disclosure, including a sincere apology,<br />

is the first step to restore trust in the patient-doctor<br />

relationship. It should be part <strong>of</strong> the immediate management<br />

<strong>of</strong> errors and <strong>of</strong> dealing with their long-term aftermaths.<br />

Disclosure <strong>of</strong> Medical Errors and the<br />

Patient-Doctor Relationship<br />

There is broad agreement among pr<strong>of</strong>essional and regulatory<br />

bodies and medical ethicists that physicians should<br />

disclose errors to their patients. 2,6,7 Empirical studies show<br />

that most patients want to be informed in detail about<br />

e24<br />

By Antonella Surbone, MD, PhD<br />

disclosure <strong>of</strong> error to patients—studies show discrepancy<br />

between physicians’ responses to hypothetical clinical scenarios<br />

<strong>of</strong> truth telling about medical errors and actual practices<br />

<strong>of</strong> withholding or tempering the truth. Among common<br />

reasons for avoiding disclosure are risk <strong>of</strong> malpractice lawsuits,<br />

fear <strong>of</strong> being exposed as incompetent, and feeling<br />

shame before patients and colleagues.<br />

Proper disclosure, however, including a sincere apology,<br />

should be part <strong>of</strong> the management <strong>of</strong> errors and <strong>of</strong> their<br />

long-term aftermaths. In disclosing medical errors, it is essential<br />

for oncologists to pay equal attention to the medical<br />

and the emotional aspects <strong>of</strong> the information they are giving<br />

and the reaction that it elicits in patients and families. Specific<br />

communication skills regarding disclosure <strong>of</strong> medical errors<br />

can be learned.<br />

medical errors that occur during their care, even when they<br />

do not lead to a negative outcome. 8 Disclosure demonstrates<br />

respect for patients’ autonomy and promotes their informed<br />

decision making about ways to correct or alleviate the effects<br />

<strong>of</strong> the error. 5,7<br />

Physicians largely support disclosure <strong>of</strong> error to patients,<br />

but there is discrepancy between responses to hypothetical<br />

clinical scenarios <strong>of</strong> medical errors, in which doctors support<br />

disclosure, and practice, in which they <strong>of</strong>ten do not provide<br />

full disclosure. 9 Among common reasons for avoiding<br />

disclosure are fear <strong>of</strong> malpractice lawsuits or <strong>of</strong> being<br />

exposed as incompetent, as well as feelings <strong>of</strong> shame before<br />

colleagues. 9-13 A pivotal study comparing 1,404 surgeons<br />

and general physicians practicing in Canada to 1,233 practicing<br />

in the United States showed that, even in a different<br />

medical-malpractice environment, a misleading culture <strong>of</strong><br />

medicine that privileges technical perfectionism and success<br />

rates over the humanist aspect <strong>of</strong> care in medical school,<br />

rather than fear <strong>of</strong> being sued, is the prime deterrent to full<br />

disclosure. 14,15 These attitudes toward the medical pr<strong>of</strong>ession<br />

are mostly transmitted through hidden curricula, which<br />

push doctors away from talking about their mistakes for fear<br />

<strong>of</strong> peer judgment or <strong>of</strong> punishment by senior staff.<br />

Retrospective studies suggest that patients and family<br />

members <strong>of</strong>ten sue because <strong>of</strong> doctors’ silence following<br />

adverse events and the accompanying sense that they have<br />

no other recourse for gaining respect, acknowledgment, and<br />

satisfaction. 16 By contrast, patients’ and families’ reasons<br />

not to sue after medical errors are far less known.<br />

From the Department <strong>of</strong> Medicine, New York University Medical School, New York, NY.<br />

Authors’ disclosures <strong>of</strong> potential conflicts <strong>of</strong> interest are found at the end <strong>of</strong> this article.<br />

Address reprint requests Antonella Surbone, MD, PhD, New York University Medical<br />

School, 5550 First Avenue, RBCD516, New York, NY 10016; e-mail: antonella.surbone@<br />

gmail.com.<br />

© <strong>2012</strong> by <strong>American</strong> <strong>Society</strong> <strong>of</strong> <strong>Clinical</strong> <strong>Oncology</strong>.<br />

1092-9118/10/1-10

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