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2012 EDUCATIONAL BOOK - American Society of Clinical Oncology

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MANAGEMENT OF THYMIC CARCINOMA<br />

recurrence rate, and shorter survival relative to patients<br />

with thymoma. Thymic carcinoma rarely presents at an<br />

early stage. A small, well-encapsulated thymic carcinoma is<br />

an uncommon occurrence and would likely only be diagnosed<br />

after being resected. More typically, thymic carcinoma presents<br />

in a locally advanced setting, with evidence <strong>of</strong> local<br />

invasion, adenopathy, or pleural or pericardial involvement.<br />

In a recent series at our institution, 75% <strong>of</strong> thymic carcinomas<br />

presented as Masaoka stage III or IV. 4<br />

In patients who present with locally advanced disease,<br />

achieving a complete resection is <strong>of</strong>ten difficult. Within the<br />

anatomic confines <strong>of</strong> the mediastinum, the ability to obtain<br />

a clear surgical margin is frequently limited by the great<br />

vessels <strong>of</strong> the heart. Published complete resection rates vary<br />

from 20% to 60%, and our institutional complete resection<br />

rate <strong>of</strong> 52% is consistent with these results. 4-6 Extended<br />

resections involving resection <strong>of</strong> the innominate vein or<br />

superior vena cava can be done in appropriate settings. In<br />

one series, one-third <strong>of</strong> the patients required partial or<br />

complete resection <strong>of</strong> the vena cava. 7 Circumferential resection<br />

<strong>of</strong> the vena cava also necessitates resection <strong>of</strong> the<br />

phrenic nerve, and careful assessment <strong>of</strong> pulmonary function<br />

in the preoperative planning is mandatory, with consideration<br />

given to diaphragm plication at the time <strong>of</strong> surgery<br />

if indicated. It is debatable whether a tumor that invades<br />

the aorta, pulmonary trunk, or a cardiac chamber can still<br />

be resected. Although these situations may be technically<br />

feasible with the use <strong>of</strong> cardiopulmonary bypass, there is no<br />

data to suggest that the outcomes would be better than the<br />

alternative <strong>of</strong> debulking and R1 resection followed by radiotherapy<br />

for the residual disease. 7 There is insufficient evidence<br />

<strong>of</strong> benefit to support the added morbidity and risk <strong>of</strong><br />

such measures.<br />

There is no consensus regarding the role <strong>of</strong> mediastinal<br />

lymph node dissection for patients with thymic carcinoma.<br />

Patients with thymic carcinoma much more frequently<br />

have nodal involvement than those with thymoma. 8 Any<br />

clinically involved nodes must be resected en bloc with the<br />

specimen, and a careful search <strong>of</strong> the mediastinum should<br />

entail the prevascular, aortopulmonary, internal mammary,<br />

and cervical stations. Whether a systematic mediastinal<br />

lymphadenectomy—including subcarinal and paratracheal<br />

stations—is warranted is unclear and must be individualized<br />

to the patient. 9<br />

Local invasion <strong>of</strong> the lung is common and can be fre-<br />

KEY POINTS<br />

● Thymic carcinomas are an uncommon subset <strong>of</strong> thymic<br />

tumors.<br />

● There are limited prospective data regarding treatment.<br />

● The outcomes <strong>of</strong> patients with thymic carcinoma are<br />

worse than that seen with thymoma.<br />

● In localized thymic carcinoma, complete surgical resection,<br />

if possible, should be performed.<br />

● Radiation therapy may be used as adjuvant therapy<br />

after surgical resection or as the definitive treatment<br />

modality in patients with localized thymic carcinoma<br />

that is deemed unresectable.<br />

quently managed with wedge resections or lobectomy if<br />

necessary. Individual pleural metastases can be easily resected<br />

in some circumstances. However, pleural involvement<br />

that presents as innumerable miliary metastases, or<br />

conversely, as bulky confluent disease will preclude complete<br />

resection. Extrapleural pneumonectomy has been advocated<br />

for stage IVa thymoma by several institutions<br />

including our own, but the poorer prognosis for patients with<br />

thymic carcinoma and the morbidity associated with the<br />

procedure engenders less enthusiasm for this aggressive<br />

approach. 7,10<br />

RT<br />

Although surgical resection remains the most important<br />

component in the management <strong>of</strong> all thymic tumors, RT<br />

may be used as adjuvant therapy after surgical resection or<br />

as the definitive treatment modality in patients who are<br />

deemed unresectable because <strong>of</strong> medical comorbidities or<br />

technical reasons. No prospective trials have established a<br />

clear role for RT, but a series <strong>of</strong> retrospective studies have<br />

demonstrated that excellent local control rates can be<br />

achieved when surgical resection and RT are combined.<br />

The largest study was reported by Kondo et al. 8 Onehundred<br />

and eighty-six patients with thymic carcinoma at<br />

multiple institutions had surgically excision and treatment<br />

with adjuvant chemotherapy, RT, both, or no adjuvant<br />

therapy. Fifty-one percent <strong>of</strong> patients had undergone a<br />

complete resection. The most important prognostic factor<br />

for overall survival was a complete resection. Nevertheless,<br />

51% <strong>of</strong> patients developed a recurrence. Although RT improved<br />

the results in incompletely resected tumors, there<br />

was no clear benefit in patients who had undergone a<br />

complete resection.<br />

Similarly, a retrospective study <strong>of</strong> 40 cases with long-term<br />

follow-up (median follow-up time <strong>of</strong> 87 months for surviving<br />

patients) found that a complete resection was the most<br />

important prognostic factor on multivariate analysis. 11 All<br />

patients in this study were treated with either adjuvant RT<br />

in resectable patients or definitive RT in unresectable cases.<br />

They achieved 100% in-field local control in 16 patients who<br />

underwent a complete resection followed by adjuvant RT<br />

with a median dose <strong>of</strong> 50 Gy. Other significant prognostic<br />

factors included a KPS <strong>of</strong> 70% or greater and low-grade<br />

histology. The 5- and 10-year overall survival rates for the<br />

whole patient group was 38% and 28%, respectively.<br />

Hsu et al reported their experience <strong>of</strong> 26 patients with a<br />

minimum follow-up <strong>of</strong> 40 months, all <strong>of</strong> which were treated<br />

with adjuvant RT at a median dose <strong>of</strong> 60 Gy after a total<br />

or subtotal resection. 12 Excellent 5-year local control rates<br />

<strong>of</strong> 92% after a complete surgical resection and adjuvant RT<br />

were obtained. Even after an incomplete resection and<br />

adjuvant RT, 5-year local control rates <strong>of</strong> 88% were<br />

achieved. The 5-year overall survival in this study was 77%.<br />

RT techniques<br />

Most published studies to date have reported outcomes on<br />

patients who were treated over a long period <strong>of</strong> time with<br />

<strong>of</strong>ten times old two-dimensional RT techniques using opposed<br />

fields. However, the development <strong>of</strong> more conformal<br />

RT (CRT) techniques—such as three-dimensional CRT in<br />

the early 1990s and more recently intensity-modulated RT<br />

(IMRT) or proton therapy—has allowed significantly im-<br />

467

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