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Mathematics in Independent Component Analysis

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Chapter 19. LNCS 3195:977-984, 2004 253<br />

978 Ingo R. Keck et al.<br />

In this text we compare these analysis techniques <strong>in</strong> a study of an auditory<br />

task. We show an example where traditional model based methods do not yield<br />

reasonable results. Rather bl<strong>in</strong>d source separation techniques have to be used<br />

to get mean<strong>in</strong>gful and <strong>in</strong>terest<strong>in</strong>g results concern<strong>in</strong>g the networks of activations<br />

related to a comb<strong>in</strong>ed word recognition and motor task.<br />

1.1 Model Based Approach: General L<strong>in</strong>ear Model<br />

The general l<strong>in</strong>ear model as a k<strong>in</strong>d of regression analysis has been the classic<br />

way to analyze fMRI data <strong>in</strong> the past [3]. Basically it uses second order statistics<br />

to f<strong>in</strong>d the voxels whose activations correlate best to given time courses. The<br />

measured signal for each voxel <strong>in</strong> time y =(y(t1), ..., y(tn)) T is written as a<br />

l<strong>in</strong>ear comb<strong>in</strong>ation of <strong>in</strong>dependent variables y = Xb + e, with the vector b of<br />

regression coefficients and the matrix X of the <strong>in</strong>dependent variables which <strong>in</strong><br />

case of an fMRI-analysis consist of the assumed time courses <strong>in</strong> the data and<br />

additional filters to account for the serial correlation of fMRI data. The residual<br />

error e ought to be m<strong>in</strong>imized. The normal equation X T Xb = X T y of the<br />

problem is solved by b =(X T X) −1 X T y and has a unique solution if XX T has<br />

full rank. F<strong>in</strong>ally a significance test us<strong>in</strong>g e is applied to estimate the statistical<br />

significance of the found correlation.<br />

As the model X must be known <strong>in</strong> advance to calculate b, this method is<br />

called “model-based”. It can be used to test the accuracy of a given model, but<br />

cannot by itself f<strong>in</strong>d a better suited model even if one exists.<br />

1.2 Model Free Approach:<br />

BSS Us<strong>in</strong>g <strong>Independent</strong> <strong>Component</strong> <strong>Analysis</strong><br />

In case of fMRI data bl<strong>in</strong>d source separation refers to the problem of separat<strong>in</strong>g<br />

a given sensor signal, i.e. the fMRI data at the time t<br />

x(t) =A [s(t)+snoise(t)] =<br />

n�<br />

aisi(t)+<br />

i=1<br />

n�<br />

i=1<br />

aisnoise,i(t)<br />

<strong>in</strong>to its underly<strong>in</strong>g n source signals s with ai(t) be<strong>in</strong>g its contribution to the<br />

sensor signal, hence its mix<strong>in</strong>g coefficient. A and s are unique except for permutation<br />

and scal<strong>in</strong>g. The functional segregation of the bra<strong>in</strong> [3] closely matches<br />

the requirement of spatially <strong>in</strong>dependent sources as assumed <strong>in</strong> spatial ICA.<br />

The term snoise(t) is the time dependent noise. Unfortunately, <strong>in</strong> fMRI the noise<br />

level is of the same order of magnitude as the signal, so it has to be taken <strong>in</strong>to<br />

account. As the noise term will depend on time, it can be <strong>in</strong>cluded as additional<br />

components <strong>in</strong>to the problem. This problem is called “under-determ<strong>in</strong>ed”<br />

or “over-complete” as the number of <strong>in</strong>dependent sources will always exceed the<br />

number of measured sensor signals x(t).<br />

Various algorithms utiliz<strong>in</strong>g higher order statistics have been proposed to solve<br />

the BSS problem. In fMRI analysis, mostly the extended Infomax (based on<br />

entropy maximisation [4, 5]) and FastICA (based on negentropy us<strong>in</strong>g fix-po<strong>in</strong>t

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