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Discrete Holomorphic Local Dynamical Systems

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84 Eric Bedford<br />

(Exercise: The most obvious first attempt, the one point compactification Ĉ 2 of C 2 ,<br />

is not a complex manifold.) We note, too, that we do not discuss are the complex<br />

2-tori or the K3 surfaces, which are the other possibilities for projective surfaces<br />

with automorphisms for which λ ( f ) > 1(see[C1]). In fact, rational surface automorphisms<br />

are more abundant than these other two cases, so we will be drawing<br />

from a rich family of dynamical systems.<br />

In §1 we used the dynamical classification of PolyAut(C 2 ) which shows that the<br />

Hénon diffeomorphisms represent the conjugacy classes with positive entropy. On<br />

the other hand, it is not easy to determine the set of all rational surfaces that admit<br />

nontrivial automorphisms; and given such a surface, it is not easy to determine its<br />

automorphisms. In other words, an analogous dynamical classification of rational<br />

surface automorphisms is not yet known.<br />

Here we focus on the surfaces that are obtained from P 2 by blow-ups; this<br />

focus is justified by a Theorem of Nagata which is stated in §2.7. However,<br />

we note that a surface constructed from P 2 by making “generic” blowups will<br />

not have any automorphisms except the identity (see [H, K]). Our starting place<br />

will be complex projective space P n ,whichisC n+1 − 0, modulo the equivalence<br />

(x0,...,xn) ∼ (λ x0,...,λ xn) for any λ ∈ C with λ �= 0. We write [x0 : ···: xn] (square<br />

brackets to denote homogeneous coordinates) for the equivalence class. It is classical<br />

that Aut(P n )=PGL(n + 1,C), andAut(P 1 × P 1 ) is the group generated by<br />

PGL(2,C) × PGL(2,C), together with the map τ(x,y)=(y,x).<br />

The blow-up of a manifold X at a point p ∈ X is a manifold ˜X, together with a<br />

projection π : ˜X → X such that the exceptional fiber E := π −1 p is equivalent to P 1 ,<br />

and π : ˜X −E → X − p is biholomorphic. A concrete presentation of this is the space<br />

Γ = {(x,y);[ξ : η] ∈ C 2 × P 1 : xη = yξ }<br />

together with the projection π to the first coordinate, so we define the pair (Γ ,π)<br />

to be the blow-up of C 2 at 0. This construction is essentially local at the center of<br />

blowup. Thus we may use this construction of Γ to define the blowup of X at the<br />

point p.<br />

Observe that π −1 : C 2 − 0 → Γ is the tautological map π −1 (x,y)=(x,y);[x : y].<br />

We may also write π −1 (x,y) =(x,y);[1 :y/x] =(x,y);[x/y :1], andwemayuse<br />

these two representations to define local coordinate charts U ′ = C 2 s,η and U ′′ = C 2 ξ ,t ,<br />

where the coordinates are defined via the form that the projection π takes:<br />

π ′ : (s,η) ↦→ (s,sη)=(x,y), π ′′ : (ξ ,t) ↦→ (ξt,t)=(x,y).<br />

It follows that U ′ ∪U ′′ = Γ ,andE ′ := E ∩U ′ = {s = 0} is equivalent to C.<br />

We may pull the 2-form dx∧ dy back to Γ ;intheU ′ coordinate chart, for instance,<br />

we have (π ′ ) ∗ dx∧ dy = ds∧ d(sη)=sds∧ dη.<br />

We will use the following notational convention: if C is a curve in X,thenC will<br />

also denote the strict transform which is the curve in ˜X which is obtained by taking<br />

the closure of π −1 (C − p) inside ˜X. In the blowup, the strict transform of the x-axis<br />

{y = 0} inside Γ is given by {η = 0}. Thus we use the (s,η) coordinate system if<br />

we want to work in a neighborhood of the x-axis, and we use the (ξ ,t) coordinate<br />

system if we want to work in a neighborhood of the y-axis.

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