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Photonic crystals in biology

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Poster Session, Tuesday, June 15<br />

Theme A1 - B702<br />

Indium T<strong>in</strong> Oxide (ITO)<br />

Transparent Conductive Th<strong>in</strong> Films Elaborated by Sol-Gel Routes<br />

M. Tümerkan Kesim, Hakan Yavaş and Caner Durucan*<br />

Department of Metallurgical and Materials Eng<strong>in</strong>eer<strong>in</strong>g, Middle East Technical University, Ankara 06531, Turkey<br />

Abstract—Commercial grade ITO th<strong>in</strong> films are widely produced by sputter<strong>in</strong>g. On the other hand, aqueous based coat<strong>in</strong>g<br />

techniques such as sol-gel, which is simple and easily applicable <strong>in</strong> the economic sense, has the potential for develop<strong>in</strong>g ITO<br />

th<strong>in</strong> films. In this study, sols prepared from <strong>in</strong>dium and t<strong>in</strong> salts are employed to form ITO th<strong>in</strong> films on soda lime silica float<br />

glass. The effects of process<strong>in</strong>g parameters such as film deposition parameters, the number of coat<strong>in</strong>g layers and heat treatment<br />

on the morphological, electrical, and optical properties of ITO coat<strong>in</strong>gs are reported.<br />

Indium t<strong>in</strong> oxide (ITO) th<strong>in</strong> films have been used <strong>in</strong> many<br />

optoelectronic applications such as display panels, solar cells,<br />

touch screens and electrochromic devices. Among different<br />

process<strong>in</strong>g methods, sol-gel approaches offer several<br />

advantages for preparation of ITO films. These <strong>in</strong>clude<br />

feasibility <strong>in</strong> coat<strong>in</strong>g large area substrates, low equipment cost<br />

and ease <strong>in</strong> controll<strong>in</strong>g chemical homogeneity and t<strong>in</strong>-dopant<br />

<strong>in</strong>corporation [1-3]. Sol-gel derived ITO films can be prepared<br />

by us<strong>in</strong>g organic metal alkoxide precursors or <strong>in</strong>organic metal<br />

salts. Organic based routes offer higher chemical homogeneity<br />

and are also advantageous <strong>in</strong> achiev<strong>in</strong>g desired film thickness<br />

(<strong>in</strong> the order of 200-250 nm) by s<strong>in</strong>gle coat<strong>in</strong>g operation. But,<br />

the need for highly expensive start<strong>in</strong>g chemicals and poor<br />

storage stabilities of organic sols limit <strong>in</strong>dustrial scale<br />

production.<br />

In this study, sol-gel process<strong>in</strong>g routes for develop<strong>in</strong>g ITO<br />

th<strong>in</strong> films utiliz<strong>in</strong>g <strong>in</strong>organic precursors has been established.<br />

The sols were prepared from InCl 3 .4H 2 O and SnCl 4 . The<br />

solvents were ethanol (EtOH) and acetylacetone (AcAc)<br />

which may also serve as chelat<strong>in</strong>g agent [4]. ITO sol<br />

preparation was achieved by dissolv<strong>in</strong>g 8.00 g of InCl 3 4H 2 O<br />

<strong>in</strong> 45 mL AcAc at 25 C followed by reflux<strong>in</strong>g at 60 C for 3 h.<br />

Meanwhile, 0.33 mL SnCl 4 were mixed with 4.50 mL ethanol<br />

at 25 C. After complete homogenization of In-solution, two<br />

solutions were mixed under stirr<strong>in</strong>g. F<strong>in</strong>al coat<strong>in</strong>g sols were<br />

aged for at least 2 days prior to coat<strong>in</strong>g and then were<br />

deposited on precleaned glass substrates by sp<strong>in</strong>n<strong>in</strong>g. In case<br />

of multiple coat<strong>in</strong>g operations 10 m<strong>in</strong> 150 C air dry<strong>in</strong>g was<br />

performed <strong>in</strong> between the subsequent operations. F<strong>in</strong>ished<br />

samples were heat treated <strong>in</strong> air for 1h at 600 C.<br />

The characterization of the films was performed by X-ray<br />

diffraction (XRD) and scann<strong>in</strong>g electron microscopy (SEM)<br />

exam<strong>in</strong>ations. The performance assessments were achieved by<br />

UV-Vis spectroscopy for exam<strong>in</strong><strong>in</strong>g the optical properties and<br />

by four-probe conductivity measurements.<br />

XRD analyses revealed that t<strong>in</strong>-<strong>in</strong>corporated <strong>in</strong>dium oxide<br />

films were obta<strong>in</strong>ed after heat treatment at 600 C. The SEM<br />

micrographs <strong>in</strong> Figure 1 exhibit the effect of post coat<strong>in</strong>g heat<br />

treatments on film formation behavior. The films exposed to<br />

open air cool<strong>in</strong>g were severely cracked as shown <strong>in</strong> Figure 1a.<br />

However, a firm film build up can be achieved for coat<strong>in</strong>gs<br />

formed by furnace cool<strong>in</strong>g. The micrograph <strong>in</strong> Figure 1b<br />

shows the representative detailed microstructure of the sol-gel<br />

derived ITO films imaged from prist<strong>in</strong>e region of a 4-layered<br />

film heat treated at 600 C followed by furnace cool<strong>in</strong>g. The<br />

ITO <strong>crystals</strong> vary <strong>in</strong> size (10-40 nm) with an average size of<br />

around 20±5 nm.<br />

(a)<br />

5 m 250 nm<br />

Figure 1. (a) SEM micrographs of microcracked ITO coat<strong>in</strong>g (4-<br />

layered) heat treated at 600 C for 1h followed by air cool<strong>in</strong>g, and (b)<br />

the details of the microstructure of furnace cooled coat<strong>in</strong>g with<br />

similar process<strong>in</strong>g history.<br />

Figure 2a shows that as the film thickness <strong>in</strong>creases from a<br />

s<strong>in</strong>gle layer to 10 layers, the resistance decreases 2 orders of<br />

magnitude, reach<strong>in</strong>g to value of several thousands ohms/sq.<br />

This value is comparable with the resistance reported for<br />

commercial quality sputtered ITO films. However, the film<br />

thickness also greatly changes the transmittance. As shown <strong>in</strong><br />

Figure 2b, the transmittance of the films produced by 1-, 4-<br />

and 7-step coat<strong>in</strong>g operations are comparable and are <strong>in</strong> the<br />

range of 90±5%, and there is only slight reduction <strong>in</strong> visible<br />

light transmittance with <strong>in</strong>creas<strong>in</strong>g film thickness. However,<br />

the transmittance remarkably decreases for the film produced<br />

by 10 coat<strong>in</strong>g operation, reach<strong>in</strong>g to a value of 70%.<br />

Figure 2. (a) Variation <strong>in</strong> sheet resistance and (b) the visible spectral<br />

transmittance of ITO coat<strong>in</strong>gs as a function of number of coat<strong>in</strong>g<br />

operations.<br />

In summary, ITO films were prepared by sol-gel us<strong>in</strong>g lowcost<br />

non-alkoxide precursors. A comparison of resistivity and<br />

transparency has been performed for the films obta<strong>in</strong>ed by<br />

multiple sp<strong>in</strong> coat<strong>in</strong>g operations. The properties of the films<br />

are promis<strong>in</strong>g and potentially applicable for coat<strong>in</strong>g of large<br />

area substrates.<br />

This work is supported by METU-BAP-03-08-2010-04.<br />

*correspond<strong>in</strong>g author: cdurucan@metu.edu.tr<br />

[1] R. B. Hadj Tahar et al., J. Appl. Phys. 82, 15 (1997).<br />

[2] Y. Djaoued et al., Th<strong>in</strong> Solid Films 293, 108 (1997).<br />

[3] S. R. Ramanan et al., Th<strong>in</strong> Solid Films 389, 207 (2001).<br />

[4] H. Uchihashi et al., J. Ceram. Soc. Jpn. 97, 396 (1989).<br />

(b)<br />

6th Nanoscience and Nanotechnology Conference, zmir, 2010 409

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