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The challenge of HIV/AIDS: Where does agroforestry fit in? - World ...

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Chapter 10: Agr<strong>of</strong>orestry and environmental governance91bene<strong>fit</strong>s <strong>of</strong> most tree production systemsare small <strong>in</strong> relation to the value <strong>of</strong> thetimber produced. However, Chaco etal. (2002) and Tomich et al. (2002) haveused data from the Alternatives to Slashand Burn (ASB) programme <strong>in</strong> Indonesiato predict how carbon sequestration paymentswould change the relative returns toalternative land use systems. <strong>The</strong>ir results<strong>in</strong>dicate that carbon payments could besufficient to <strong>in</strong>crease returns to smallholderagr<strong>of</strong>orestry systems to levels comparableto those generated by oil palm plantations.This makes agr<strong>of</strong>orestry attractive toCDM s<strong>in</strong>ce projects must be shown to addvalue to the exist<strong>in</strong>g situation. Pilot carbonsequestration schemes with smallholderfarmers are currently <strong>in</strong> progress <strong>in</strong> severaldevelop<strong>in</strong>g countries, with the most experienceaccumulated <strong>in</strong> Lat<strong>in</strong> America. <strong>The</strong>Centre is currently <strong>in</strong>volved <strong>in</strong> pilot carbonsequestration schemes <strong>in</strong> Kenya, the Philipp<strong>in</strong>esand Uganda.Experience to date shows that <strong>in</strong>stitutionaland governance factors determ<strong>in</strong>e thefeasibility, performance and impacts <strong>of</strong>environmental service mechanisms. Formal<strong>in</strong>stitutions are <strong>of</strong>ten designed <strong>in</strong> ways thatrequire market participants to <strong>in</strong>cur transactioncosts that cannot be feasibly metby <strong>in</strong>dividual smallholders (Landell-Millsand Porras 2002; Krey 2004; Chaco et al.2002). Moreover, where land rights are unclear,environmental service mechanismsmight compel powerful people to usurpotherwise marg<strong>in</strong>al lands and evict poorland users (Grieg-Gran and Bann 2003).<strong>The</strong> Reward<strong>in</strong>g Upland Poor for EnvironmentalServices (RUPES) project wasestablished <strong>in</strong> 2001 to address possibilitiesfor environmental service mechanisms <strong>in</strong>Asia, with particular emphasis on potentialfor the upland poor to bene<strong>fit</strong> from themechanisms. <strong>The</strong> project conducts actionresearch at pilot <strong>in</strong>tervention sites acrossAsia to exam<strong>in</strong>e the provision <strong>of</strong> environmentalservices, decide who bene<strong>fit</strong>s andwho pays, and determ<strong>in</strong>e the <strong>in</strong>stitutionaland policy environment to enable fair andequitable distribution. An <strong>in</strong>clusive view istaken on payment, <strong>in</strong>clud<strong>in</strong>g rewards thatprovide upland farmers with enhancedland tenure security <strong>in</strong> exchange for follow<strong>in</strong>gland use agreements (RUPES 2004).Global environmentalgovernance<strong>The</strong> Rio Convention <strong>of</strong> 1992 marked asharp <strong>in</strong>crease <strong>in</strong> the importance <strong>of</strong> globalenvironmental governance, <strong>in</strong>clud<strong>in</strong>gseveral conventions and mechanisms thathave direct and <strong>in</strong>direct relevance for agr<strong>of</strong>orestry.<strong>The</strong> United Nations Convention onBiological Diversity (UNCBD), the UNFC-CC and the United Nations Convention onCombat<strong>in</strong>g Desertification (UNCCD) arethe most important for agr<strong>of</strong>orestry.<strong>The</strong> UNCCD has a <strong>The</strong>matic ProgramNetwork (TPN) <strong>in</strong> Asia and Africa on agr<strong>of</strong>orestryand soil conservation. <strong>The</strong> <strong>World</strong>Agr<strong>of</strong>orestry Centre has provided technical<strong>in</strong>put on agr<strong>of</strong>orestry to the TPN forAfrica and is <strong>in</strong>creas<strong>in</strong>g its l<strong>in</strong>ks with theTPN for Asia. <strong>The</strong> TPNs can also bene<strong>fit</strong>from greater consideration <strong>of</strong> the l<strong>in</strong>ks withenvironmental governance. In other words,while tree-based solutions have great technicalpotential for the problems <strong>of</strong> landdegradation, harness<strong>in</strong>g that potentialrequires <strong>in</strong>stitutional arrangements that appropriatelyshare bene<strong>fit</strong>s and costs, fosterlocal collective action <strong>in</strong> tree managementand provide <strong>in</strong>dividual farmers and farmcommunities with appropriate <strong>in</strong>centives.Comparative studies on agr<strong>of</strong>orestry <strong>in</strong>the drylands <strong>of</strong> South Asia and Africa canprovide valuable <strong>in</strong>formation. One successstory that may be replicated is the ‘Ngitili’system for farmer-managed natural regeneration(Barrow and Mlenge 2003).<strong>The</strong> UNCBD has adopted an expandedprogramme <strong>of</strong> work on forestry that hasmany connections with agr<strong>of</strong>orestry, <strong>in</strong>clud<strong>in</strong>grais<strong>in</strong>g awareness <strong>of</strong> the problems<strong>of</strong> <strong>in</strong>vasive alien species. Recent Centreresearch <strong>in</strong> the Bar<strong>in</strong>go area <strong>of</strong> Kenya isexplor<strong>in</strong>g how policies and <strong>in</strong>stitutionscan shape the bene<strong>fit</strong>s and costs associatedwith the alien <strong>in</strong>vasive tree speciesProsopis juliflora. One approach to moreeffective management <strong>of</strong> P. juliflora wouldbe to organize collective harvest<strong>in</strong>g andprocess<strong>in</strong>g <strong>of</strong> charcoal made from itswood.<strong>The</strong> Centre has been engaged <strong>in</strong> the UN-FCCC for over 5 years. In 2001, the IPCCissued its third assessment report on climatechange, with a strong endorsement <strong>of</strong>the potential for agr<strong>of</strong>orestry to contributeto <strong>in</strong>creased carbon stocks <strong>in</strong> agriculturallands, while contribut<strong>in</strong>g to the welfare<strong>of</strong> smallholder farmers: “Agr<strong>of</strong>orestry canboth sequester carbon and produce a range<strong>of</strong> economic, environmental and socioeconomicbene<strong>fit</strong>s. For example, trees <strong>in</strong>agr<strong>of</strong>orestry farms improve soil fertilitythrough control <strong>of</strong> erosion, ma<strong>in</strong>tenance <strong>of</strong>soil organic matter and physical properties,<strong>in</strong>creased nitrogen, extraction <strong>of</strong> nutrientsfrom deep soil horizons and promotion <strong>of</strong>more closed nutrient cycl<strong>in</strong>g” (IPCC 2001).<strong>The</strong> Centre <strong>in</strong>fluences CDM policy processes<strong>in</strong> several ways. Firstly, we seek to providescientific data and <strong>in</strong>formation on therelations between agr<strong>of</strong>orestry systems andgreenhouse gases, <strong>in</strong>clud<strong>in</strong>g carbon andnitrogen compounds. Secondly, we seekto understand the potential for agr<strong>of</strong>orestryto buffer farmers aga<strong>in</strong>st climate risks.Thirdly, we seek to evaluate how smallholderfarmers could be <strong>in</strong>volved <strong>in</strong> carbon

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