90<strong>World</strong> Agr<strong>of</strong>orestry <strong>in</strong>to the Futuretend to focus on a small number <strong>of</strong> exotictrees, putt<strong>in</strong>g little emphasis on the<strong>in</strong>digenous trees that would be bettersuited from an ecological perspective;• reserved species laws, orig<strong>in</strong>ally designedto conserve <strong>in</strong>digenous treespecies, tend to provide dis<strong>in</strong>centivesfor agr<strong>of</strong>orestry; and• the overall policy and regulatory terra<strong>in</strong>tends to have many <strong>in</strong>consistenciesbetween forestry, environment and landpolicies.Centre scientists are follow<strong>in</strong>g up these studieswith targeted research and developmentprojects around protected areas <strong>in</strong> severalcountries, <strong>in</strong>clud<strong>in</strong>g Cameroon, Indonesia,Kenya, the Philipp<strong>in</strong>es, Thailand and Uganda.<strong>The</strong> fundamental question still be<strong>in</strong>gasked is: where and how do the <strong>in</strong>tegrationand segregation options for human–environment<strong>in</strong>teraction have greatest potential tomeet conservation and rural developmentobjectives? (van Noordwijk et al. 1997.)Box 2. Buffer zone approaches <strong>in</strong> Nepal and the Philipp<strong>in</strong>esIn Nepal, the <strong>World</strong>wide Fund for Nature and the K<strong>in</strong>g Mahendra Trust for NatureConservation created a rosewood plantation/agr<strong>of</strong>orest around the Royal ChitwanNational Park, a valuable conservation area for native forest and wildlife, <strong>in</strong>clud<strong>in</strong>g theendangered tiger. As part <strong>of</strong> the Biodiversity Conservation Network, this approach wasmonitored for its effectiveness <strong>in</strong> both conservation (reduc<strong>in</strong>g pressure on park resources)and contribution to local livelihoods. An additional bene<strong>fit</strong> was empowerment <strong>of</strong> localcommunities <strong>in</strong> park management (WWF 1997).Environmental servicemechanismsDur<strong>in</strong>g the past decade, there has been <strong>in</strong>creased<strong>in</strong>terest <strong>in</strong> mechanisms l<strong>in</strong>k<strong>in</strong>g supplyand demand <strong>of</strong> environmental services.<strong>The</strong> environmental services <strong>of</strong> greatest <strong>in</strong>terest<strong>in</strong>clude carbon sequestration, watershedprotection and biodiversity conservation.<strong>The</strong> different environmental services havelargely different populations <strong>of</strong> demandersand suppliers. Carbon sequestration is aglobal environmental service be<strong>in</strong>g f<strong>in</strong>ancedby emitters <strong>of</strong> greenhouse gases <strong>in</strong> thecontext <strong>of</strong> the United Nations FrameworkConvention on Climate Change (UNFCCC)(see next section). <strong>The</strong> global bene<strong>fit</strong>s <strong>of</strong>carbon sequestration are basically the sameno matter where the carbon is sequestered.This contrasts with environmental servicemechanisms for watershed protection. Inany particular watershed, there may or maynot be specific populations (e.g. urban waterusers) or <strong>in</strong>dividual actors (e.g. hydro-powercompanies) who demand watershed protec-In the Philipp<strong>in</strong>es, the <strong>World</strong> Agr<strong>of</strong>orestry Centre was part <strong>of</strong> a group <strong>of</strong> organizations thatconducted research and development around the Mount Kitanglad National Park, one <strong>of</strong>the most important biodiversity areas <strong>in</strong> the country. <strong>The</strong> Landcare approach to land management,which l<strong>in</strong>ks community groups, municipal governments and research organizations,was tested <strong>in</strong> the conditions prevail<strong>in</strong>g around the park boundaries. Hundreds <strong>of</strong>farmers jo<strong>in</strong>ed sub-village Landcare chapters around the edge <strong>of</strong> the Park. After severalyears, this approach has led to improved agricultural production, <strong>in</strong>creased tree cover,and a substantial reduction <strong>in</strong> encroachment <strong>in</strong>to the Park (Garrity et al. 2002).tion, and specific populations <strong>of</strong> land userswho can supply those services. Biodiversityconservation falls somewhere betweenthese two extremes; those who demand biodiversityconservation <strong>of</strong>ten demand conservation<strong>of</strong> species and ecosystems at bothglobal and local levels.Several factors account for <strong>in</strong>creased <strong>in</strong>terest<strong>in</strong> environmental service reward mechanisms.Firstly, many organizations arelook<strong>in</strong>g for new ways to f<strong>in</strong>ance conservation.Secondly, changes <strong>in</strong> the regulatoryenvironment and liberalization <strong>of</strong> marketsare result<strong>in</strong>g <strong>in</strong> <strong>in</strong>creased private-sectorparticipation <strong>in</strong> conservation, domestic watersupply and carbon <strong>of</strong>fsets. Private firmsappear to be more <strong>in</strong>terested <strong>in</strong> marketapproaches to protect the <strong>in</strong>tegrity <strong>of</strong> theirresource base. Thirdly, <strong>in</strong>ternational environmentalagreements are creat<strong>in</strong>g spacefor more market-oriented approaches.<strong>The</strong> Clean Development Mechanism(CDM) <strong>of</strong> the UNFCCC creates new opportunitiesfor develop<strong>in</strong>g-country farmers tobene<strong>fit</strong> from their contributions to carbonsequestration and renewable energy. Interest<strong>in</strong> agr<strong>of</strong>orestry has <strong>in</strong>creased s<strong>in</strong>ce areport by the Inter-Centre Panel on ClimateChange (IPCC 2001) <strong>in</strong>dicated that changes<strong>in</strong> land use from annual crops to agr<strong>of</strong>orestryis one <strong>of</strong> the most promis<strong>in</strong>g approachesfor sequester<strong>in</strong>g carbon throughCDM-approved afforestation. Although thecarbon sequestration value <strong>of</strong> agr<strong>of</strong>orestryhas received greater attention to date, thereis also evidence that agr<strong>of</strong>orestry has goodpotential to generate renewable energy<strong>in</strong> the form <strong>of</strong> biomass and biodiesel thatcould qualify for the CDM if it can beshown to replace non-renewable sources(Venema and Cisse 2004).Simple calculations show that the monetaryvalue <strong>of</strong> the carbon sequestration
Chapter 10: Agr<strong>of</strong>orestry and environmental governance91bene<strong>fit</strong>s <strong>of</strong> most tree production systemsare small <strong>in</strong> relation to the value <strong>of</strong> thetimber produced. However, Chaco etal. (2002) and Tomich et al. (2002) haveused data from the Alternatives to Slashand Burn (ASB) programme <strong>in</strong> Indonesiato predict how carbon sequestration paymentswould change the relative returns toalternative land use systems. <strong>The</strong>ir results<strong>in</strong>dicate that carbon payments could besufficient to <strong>in</strong>crease returns to smallholderagr<strong>of</strong>orestry systems to levels comparableto those generated by oil palm plantations.This makes agr<strong>of</strong>orestry attractive toCDM s<strong>in</strong>ce projects must be shown to addvalue to the exist<strong>in</strong>g situation. Pilot carbonsequestration schemes with smallholderfarmers are currently <strong>in</strong> progress <strong>in</strong> severaldevelop<strong>in</strong>g countries, with the most experienceaccumulated <strong>in</strong> Lat<strong>in</strong> America. <strong>The</strong>Centre is currently <strong>in</strong>volved <strong>in</strong> pilot carbonsequestration schemes <strong>in</strong> Kenya, the Philipp<strong>in</strong>esand Uganda.Experience to date shows that <strong>in</strong>stitutionaland governance factors determ<strong>in</strong>e thefeasibility, performance and impacts <strong>of</strong>environmental service mechanisms. Formal<strong>in</strong>stitutions are <strong>of</strong>ten designed <strong>in</strong> ways thatrequire market participants to <strong>in</strong>cur transactioncosts that cannot be feasibly metby <strong>in</strong>dividual smallholders (Landell-Millsand Porras 2002; Krey 2004; Chaco et al.2002). Moreover, where land rights are unclear,environmental service mechanismsmight compel powerful people to usurpotherwise marg<strong>in</strong>al lands and evict poorland users (Grieg-Gran and Bann 2003).<strong>The</strong> Reward<strong>in</strong>g Upland Poor for EnvironmentalServices (RUPES) project wasestablished <strong>in</strong> 2001 to address possibilitiesfor environmental service mechanisms <strong>in</strong>Asia, with particular emphasis on potentialfor the upland poor to bene<strong>fit</strong> from themechanisms. <strong>The</strong> project conducts actionresearch at pilot <strong>in</strong>tervention sites acrossAsia to exam<strong>in</strong>e the provision <strong>of</strong> environmentalservices, decide who bene<strong>fit</strong>s andwho pays, and determ<strong>in</strong>e the <strong>in</strong>stitutionaland policy environment to enable fair andequitable distribution. An <strong>in</strong>clusive view istaken on payment, <strong>in</strong>clud<strong>in</strong>g rewards thatprovide upland farmers with enhancedland tenure security <strong>in</strong> exchange for follow<strong>in</strong>gland use agreements (RUPES 2004).Global environmentalgovernance<strong>The</strong> Rio Convention <strong>of</strong> 1992 marked asharp <strong>in</strong>crease <strong>in</strong> the importance <strong>of</strong> globalenvironmental governance, <strong>in</strong>clud<strong>in</strong>gseveral conventions and mechanisms thathave direct and <strong>in</strong>direct relevance for agr<strong>of</strong>orestry.<strong>The</strong> United Nations Convention onBiological Diversity (UNCBD), the UNFC-CC and the United Nations Convention onCombat<strong>in</strong>g Desertification (UNCCD) arethe most important for agr<strong>of</strong>orestry.<strong>The</strong> UNCCD has a <strong>The</strong>matic ProgramNetwork (TPN) <strong>in</strong> Asia and Africa on agr<strong>of</strong>orestryand soil conservation. <strong>The</strong> <strong>World</strong>Agr<strong>of</strong>orestry Centre has provided technical<strong>in</strong>put on agr<strong>of</strong>orestry to the TPN forAfrica and is <strong>in</strong>creas<strong>in</strong>g its l<strong>in</strong>ks with theTPN for Asia. <strong>The</strong> TPNs can also bene<strong>fit</strong>from greater consideration <strong>of</strong> the l<strong>in</strong>ks withenvironmental governance. In other words,while tree-based solutions have great technicalpotential for the problems <strong>of</strong> landdegradation, harness<strong>in</strong>g that potentialrequires <strong>in</strong>stitutional arrangements that appropriatelyshare bene<strong>fit</strong>s and costs, fosterlocal collective action <strong>in</strong> tree managementand provide <strong>in</strong>dividual farmers and farmcommunities with appropriate <strong>in</strong>centives.Comparative studies on agr<strong>of</strong>orestry <strong>in</strong>the drylands <strong>of</strong> South Asia and Africa canprovide valuable <strong>in</strong>formation. One successstory that may be replicated is the ‘Ngitili’system for farmer-managed natural regeneration(Barrow and Mlenge 2003).<strong>The</strong> UNCBD has adopted an expandedprogramme <strong>of</strong> work on forestry that hasmany connections with agr<strong>of</strong>orestry, <strong>in</strong>clud<strong>in</strong>grais<strong>in</strong>g awareness <strong>of</strong> the problems<strong>of</strong> <strong>in</strong>vasive alien species. Recent Centreresearch <strong>in</strong> the Bar<strong>in</strong>go area <strong>of</strong> Kenya isexplor<strong>in</strong>g how policies and <strong>in</strong>stitutionscan shape the bene<strong>fit</strong>s and costs associatedwith the alien <strong>in</strong>vasive tree speciesProsopis juliflora. One approach to moreeffective management <strong>of</strong> P. juliflora wouldbe to organize collective harvest<strong>in</strong>g andprocess<strong>in</strong>g <strong>of</strong> charcoal made from itswood.<strong>The</strong> Centre has been engaged <strong>in</strong> the UN-FCCC for over 5 years. In 2001, the IPCCissued its third assessment report on climatechange, with a strong endorsement <strong>of</strong>the potential for agr<strong>of</strong>orestry to contributeto <strong>in</strong>creased carbon stocks <strong>in</strong> agriculturallands, while contribut<strong>in</strong>g to the welfare<strong>of</strong> smallholder farmers: “Agr<strong>of</strong>orestry canboth sequester carbon and produce a range<strong>of</strong> economic, environmental and socioeconomicbene<strong>fit</strong>s. For example, trees <strong>in</strong>agr<strong>of</strong>orestry farms improve soil fertilitythrough control <strong>of</strong> erosion, ma<strong>in</strong>tenance <strong>of</strong>soil organic matter and physical properties,<strong>in</strong>creased nitrogen, extraction <strong>of</strong> nutrientsfrom deep soil horizons and promotion <strong>of</strong>more closed nutrient cycl<strong>in</strong>g” (IPCC 2001).<strong>The</strong> Centre <strong>in</strong>fluences CDM policy processes<strong>in</strong> several ways. Firstly, we seek to providescientific data and <strong>in</strong>formation on therelations between agr<strong>of</strong>orestry systems andgreenhouse gases, <strong>in</strong>clud<strong>in</strong>g carbon andnitrogen compounds. Secondly, we seekto understand the potential for agr<strong>of</strong>orestryto buffer farmers aga<strong>in</strong>st climate risks.Thirdly, we seek to evaluate how smallholderfarmers could be <strong>in</strong>volved <strong>in</strong> carbon
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CitationGarrity, D., A. Okono, M. G
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Enhancing Environmental ServicesCha
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viiiWorld Agroforestry into the Fut
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Agroforestry and the Future
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Keywords:Millennium Development Goa
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Chapter 1: Science-based agroforest
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Chapter 1: Science-based agroforest
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Trees and Markets
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Keywords:Dacryodes edulis, Irvingia
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Chapter 2: Trees and markets for ag
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Chapter 2: Trees and markets for ag
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Chapter 2: Trees and markets for ag
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Chapter 2: Trees and markets for ag
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Chapter 2: Trees and markets for ag
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Keywords:Perennial tree crops, plan
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Keywords:Networking, research-exten
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Chapter 19: Can e-learning support
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Chapter 19: Can e-learning support
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Chapter 20Strengthening Institution
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Author ContactsFahmudin Agusisri@in
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Acronyms and AbbreviationsACIARAFTP
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CreditsFront cover photo: Karen Rob
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World Agroforestry into the Future