152<strong>World</strong> Agr<strong>of</strong>orestry <strong>in</strong>to the Futuretion between sector-based <strong>in</strong>stitutions,m<strong>in</strong>istries or faculties.<strong>The</strong> sectoral nature <strong>of</strong> <strong>in</strong>stitutions, m<strong>in</strong>istriesand faculties br<strong>in</strong>gs new <strong>challenge</strong>s with<strong>in</strong>national programmes <strong>in</strong> terms <strong>of</strong> coord<strong>in</strong>at<strong>in</strong>gagr<strong>of</strong>orestry activities. Despite recommendationsat the conference <strong>in</strong> 1982 formore <strong>in</strong>tegration, this has not happened<strong>in</strong> most countries. In <strong>in</strong>stitutions <strong>of</strong> higherlearn<strong>in</strong>g that do not <strong>of</strong>fer postgraduatecourses <strong>in</strong> agr<strong>of</strong>orestry, students wish<strong>in</strong>g tocarry out their research <strong>in</strong> agr<strong>of</strong>orestry haveto f<strong>in</strong>d their own po<strong>in</strong>ts <strong>of</strong> <strong>in</strong>tegration.Fund<strong>in</strong>g constra<strong>in</strong>ts <strong>of</strong>ten prevent nationalagricultural research organizations(NAROs) and public universities reta<strong>in</strong><strong>in</strong>gwell-tra<strong>in</strong>ed agr<strong>of</strong>orestry staff. Once theybecome skilled, staff may move to theprivate sector, <strong>in</strong>ternational research organizationsor non-governmental organizations(NGOs), or go out <strong>of</strong> the region on teach<strong>in</strong>gor research assignments. Although theymay contribute <strong>in</strong> one way or another toresearch efforts <strong>in</strong> their home countries orregions, the high turnover presents a <strong>challenge</strong>for the national programmes. Thisproblem is not specific to agr<strong>of</strong>orestry andis l<strong>in</strong>ked to the more general ‘bra<strong>in</strong> dra<strong>in</strong>’<strong>of</strong> expertise from the South to the Northand, with<strong>in</strong> countries, from the public tothe private sector. For those that rema<strong>in</strong> <strong>in</strong>the national programmes, regular salariestend to be <strong>in</strong>sufficient for susta<strong>in</strong><strong>in</strong>g an acceptablestandard <strong>of</strong> liv<strong>in</strong>g and a second<strong>in</strong>come is <strong>of</strong>ten a necessity. Only rarely aresecond jobs conducive to research activities;usually they will take time away fromresearch and (graduate) education. Lack <strong>of</strong>time and <strong>in</strong>centive for research thereforepresents a serious problem for many develop<strong>in</strong>g-countryresearch programmes.Ma<strong>in</strong>stream<strong>in</strong>g agr<strong>of</strong>orestry <strong>in</strong>to nationalprogrammes has been successful to acerta<strong>in</strong> extent. In <strong>in</strong>stitutions <strong>of</strong> higherlearn<strong>in</strong>g, agr<strong>of</strong>orestry has become an area<strong>of</strong> study, even at graduate level, imply<strong>in</strong>gmajor policy changes <strong>in</strong> the recognition <strong>of</strong>agr<strong>of</strong>orestry by universities. However, most<strong>of</strong> the agr<strong>of</strong>orestry activities conducted <strong>in</strong>NAROs are donor funded and agr<strong>of</strong>orestryhas not become part and parcel <strong>of</strong> theircore programmes and priorities. This is duema<strong>in</strong>ly to persist<strong>in</strong>g sectoral orientation.Effective communication and shar<strong>in</strong>g <strong>of</strong><strong>in</strong>formation across sectoral barriers rema<strong>in</strong>sa daunt<strong>in</strong>g <strong>challenge</strong> at both localand national level. However, these problemsare only part <strong>of</strong> the broader globalcapacity build<strong>in</strong>g <strong>challenge</strong> to promote,legitimize and <strong>in</strong>stitutionalize effectiveshar<strong>in</strong>g <strong>of</strong> ideas and <strong>in</strong>formation acrosssectoral, national, cultural, l<strong>in</strong>guistic andsocioeconomic barriers. <strong>The</strong> <strong>in</strong>creas<strong>in</strong>gimportance <strong>of</strong> electronic communicationhas <strong>of</strong>ten made matters worse for develop<strong>in</strong>g-countryresearchers, s<strong>in</strong>ce the requiredfacilities may not be available. In the longterm, however, electronic communicationis likely to become a valuable tool, help<strong>in</strong>gdevelop<strong>in</strong>g-country researchers to overcomethe long distances between them andother researchers <strong>in</strong> their fields.Measur<strong>in</strong>g the impact <strong>of</strong> capacity build<strong>in</strong>gefforts presents another <strong>challenge</strong>. <strong>The</strong>reare various ways to do it, but each methodhas its own shortcom<strong>in</strong>gs. As with any impactassessment, issues <strong>of</strong> cause and effectwill arise. A ‘with and without’ analysissuffers from bias, s<strong>in</strong>ce the very effort thatwent <strong>in</strong>to identify<strong>in</strong>g target <strong>in</strong>stitutionswould make any comparison suspect. A‘before and after’ comparison assumes thatover that same time period, there were noactivities or <strong>in</strong>itiatives affect<strong>in</strong>g the <strong>in</strong>stitutionother than the particular researchcapacity build<strong>in</strong>g efforts for which impactis be<strong>in</strong>g measured. Individual <strong>in</strong>stitutionstherefore need to develop a comb<strong>in</strong>ation<strong>of</strong> measures that will give the best resultsbased on the objectives <strong>of</strong> their capacitybuild<strong>in</strong>g efforts. Examples <strong>of</strong> aspects thatcan be measured <strong>in</strong>clude:• <strong>The</strong> number <strong>of</strong> people that have beentra<strong>in</strong>ed (critical mass <strong>of</strong> expertise with<strong>in</strong>organizations). This is really a measure<strong>of</strong> build<strong>in</strong>g research competence ratherthan research capacity.• <strong>The</strong> number <strong>of</strong> publications producedby tra<strong>in</strong>ees. This approach has dist<strong>in</strong>ctlimitations <strong>in</strong> that not all the good researchis published, and there may begood reasons why some people do notor cannot publish their research results.Some work may be more effectively dissem<strong>in</strong>atedby means other than publish<strong>in</strong>g<strong>in</strong> peer-reviewed journals. In manycases, there is a considerable time lagbetween the research results and publication.• <strong>The</strong> fund<strong>in</strong>g attracted by researcherswho have bene<strong>fit</strong>ed from the capacitybuild<strong>in</strong>g effort. This has limitations,however, as comparisons may not bevalid. Different <strong>in</strong>stitutions, especially <strong>in</strong>different countries, may attract differentlevels <strong>of</strong> fund<strong>in</strong>g based on their relationswith donors. And this only measures researchers’ability to attract fund<strong>in</strong>g, notthe impact <strong>of</strong> their research on the enduser, i.e. farmers and the poor.• <strong>The</strong> networks built by the <strong>in</strong>stitution.This measures the extent to which <strong>in</strong>creas<strong>in</strong>gthe capacity <strong>of</strong> an <strong>in</strong>stitution<strong>in</strong>creases its ability to establish partnershipswith other <strong>in</strong>ternational, regionaland national organizations. While thisis a good measure <strong>of</strong> the <strong>in</strong>stitutionalgrowth as a result <strong>of</strong> the built capacity,it <strong>does</strong> not address issues <strong>of</strong> impact onthe other <strong>in</strong>stitutions nor on the end users<strong>of</strong> the <strong>in</strong>stitutions’ research products.• Inclusion <strong>of</strong> agr<strong>of</strong>orestry <strong>in</strong> nationalprogrammes is another measure <strong>of</strong>
Chapter 18: Build<strong>in</strong>g capacity for research <strong>in</strong> agr<strong>of</strong>orestry153impact that evaluates the extent <strong>of</strong> <strong>in</strong>stitutionalization<strong>of</strong> agr<strong>of</strong>orestry with<strong>in</strong> an<strong>in</strong>stitution’s or a country’s programmes.This can be measured <strong>in</strong> various ways<strong>in</strong>clud<strong>in</strong>g the evaluation <strong>of</strong> policydocuments to assess whether and howagr<strong>of</strong>orestry is articulated <strong>in</strong> these policydocuments, the perceptions <strong>of</strong> key policymakers on the role <strong>of</strong> agr<strong>of</strong>orestry,changes <strong>in</strong> practice, etc.This k<strong>in</strong>d <strong>of</strong> impact assessment and evaluationmay be <strong>in</strong>ternal or external or acomb<strong>in</strong>ation <strong>of</strong> both. <strong>The</strong>re are advantagesand disadvantages <strong>in</strong> <strong>in</strong>ternal and externalevaluations and the two should be comb<strong>in</strong>ed<strong>in</strong> order to reap maximum bene<strong>fit</strong>from their advantages. While an <strong>in</strong>ternalevaluation allows and encourages learn<strong>in</strong>g,corrective measures and improvements,it may be subjective, s<strong>in</strong>ce actors may failto highlight weaknesses and concentrateon positive aspects. Build<strong>in</strong>g capacity <strong>in</strong>evaluation for learn<strong>in</strong>g and change can,however, reduce this risk. External evaluationsmay provide a more objective view <strong>of</strong>the strengths and weakness <strong>of</strong> an <strong>in</strong>stitutionand the recommendations should be usedto make improvements.learn<strong>in</strong>g that do not <strong>of</strong>fer agr<strong>of</strong>orestry as afull postgraduate course, it is still left to students<strong>of</strong> agriculture and forestry to <strong>in</strong>tegratethe two if they want to pursue research<strong>in</strong> agr<strong>of</strong>orestry. Measur<strong>in</strong>g the impact <strong>of</strong>capacity build<strong>in</strong>g efforts also presents a<strong>challenge</strong>.New opportunities for capacity build<strong>in</strong>g <strong>in</strong>agr<strong>of</strong>orestry are presented by form<strong>in</strong>g l<strong>in</strong>kswith sub-regional and regional organizations,such as the Association for Strengthen<strong>in</strong>gAgricultural Research <strong>in</strong> East andCentral Africa (ASARECA) and the Forumfor Agricultural Research <strong>in</strong> Africa (FARA).<strong>The</strong> <strong>World</strong> Agr<strong>of</strong>orestry Centre forms acentral po<strong>in</strong>t for l<strong>in</strong>k<strong>in</strong>g educational <strong>in</strong>stitutions,NAROs, NGOs, donors andregional organizations (Figure 5). In thepast, l<strong>in</strong>ks between educational <strong>in</strong>stitutionsand research <strong>in</strong>stitutions have been weakand have failed to address issues <strong>of</strong> strategy,such as jo<strong>in</strong>t research and educationprogrammes <strong>in</strong>volv<strong>in</strong>g different types <strong>of</strong>Donors<strong>in</strong>stitutions. While l<strong>in</strong>ks between researchand extension have improved, there is stilla gap between research and education. Inmost cases, the only po<strong>in</strong>ts <strong>of</strong> contact areuniversity students, who attend research<strong>in</strong>stitutions for experiential learn<strong>in</strong>g and tocarry out their thesis research, and researchstaff, who attend university courses. <strong>The</strong>sel<strong>in</strong>ks need to be strengthened to promoteshar<strong>in</strong>g <strong>of</strong> <strong>in</strong>formation and development <strong>of</strong>coord<strong>in</strong>ated agr<strong>of</strong>orestry programmes.A good model for improv<strong>in</strong>g the coord<strong>in</strong>ation<strong>of</strong> agr<strong>of</strong>orestry education is the formation<strong>of</strong> a national agr<strong>of</strong>orestry coord<strong>in</strong>ationcommittee. This would <strong>in</strong>clude representativesfrom different m<strong>in</strong>istries or departments,universities, national agricultural andforestry research <strong>in</strong>stitutions, NGOs, theprivate sector and <strong>in</strong>ternational agriculturalresearch centres that are engaged <strong>in</strong> or havean <strong>in</strong>terest <strong>in</strong> agr<strong>of</strong>orestry. <strong>The</strong> <strong>World</strong> Agr<strong>of</strong>orestryCentre is well placed to support thedevelopment <strong>of</strong> such committees.Conclusions andrecommendationsCapacity build<strong>in</strong>g <strong>in</strong> agr<strong>of</strong>orestry has comea long way s<strong>in</strong>ce the 1982 agr<strong>of</strong>orestryeducation conference. Most <strong>of</strong> the majorrecommendations from that conferencehave been implemented and the <strong>World</strong>Agr<strong>of</strong>orestry Centre has played a lead<strong>in</strong>grole. However, significant <strong>challenge</strong>srema<strong>in</strong>. <strong>The</strong> sectoral nature <strong>of</strong> research,education and adm<strong>in</strong>istration has affectedthe <strong>in</strong>stitutionalization <strong>of</strong> agr<strong>of</strong>orestry. Lack<strong>of</strong> fund<strong>in</strong>g and loss <strong>of</strong> staff to better-pay<strong>in</strong>gjobs also limits the effectiveness <strong>of</strong> capacitybuild<strong>in</strong>g efforts. In the <strong>in</strong>stitutions <strong>of</strong> higherUniversities(North and South)<strong>World</strong>Agr<strong>of</strong>orestryCentreFigure 5. Institutional l<strong>in</strong>ks <strong>in</strong> agr<strong>of</strong>orestry.FarmersNAROs(research and extension)and NGOsRegional andsub-regionalorganizations
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CitationGarrity, D., A. Okono, M. G
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Enhancing Environmental ServicesCha
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viiiWorld Agroforestry into the Fut
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Agroforestry and the Future
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Keywords:Millennium Development Goa
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Chapter 1: Science-based agroforest
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Chapter 1: Science-based agroforest
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Trees and Markets
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Keywords:Dacryodes edulis, Irvingia
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Chapter 2: Trees and markets for ag
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Chapter 2: Trees and markets for ag
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Chapter 2: Trees and markets for ag
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Keywords:Perennial tree crops, plan
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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Chapter 3: The future of perennial
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“Trees influence landscape scaled
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Keywords:Agroforestry, improved fal
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Chapter 6: Agroforestry innovations
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Chapter 6: Agroforestry innovations
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Chapter 8: Policies for improved la
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Chapter 9Land and People:Working Gr
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Chapter 9: Land and people81• sca
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