60<strong>World</strong> Agr<strong>of</strong>orestry <strong>in</strong>to the FutureSanchez, P.A., K.D. Shepherd, M.J. Soule, F.M.Place, R.J. Buresh, A.-M. Izac, A.U. Mokwunye,F.R. Kwesiga, C.G. Ndiritu andP.L. Woomer 1997. Soil fertility replenishment<strong>in</strong> Africa: An <strong>in</strong>vestment <strong>in</strong> naturalresource capital. Pp. 1–46 <strong>in</strong>: Buresh, R.J.,P.A. Sanchez and F. Calhoun (eds) Replenish<strong>in</strong>gSoil Fertility <strong>in</strong> Africa. SSSA SpecialPublication No. 51, Soil Science Society<strong>of</strong> America, Madison, WI, USA.Sanchez, P.A. and B.A. Jama 2002. Soil fertilityreplenishment takes <strong>of</strong>f <strong>in</strong> East and SouthernAfrica. Pp. 23–45 <strong>in</strong>: Vanlauwe, B., J.Diels, N. Sang<strong>in</strong>ga and R. Merckx (eds)Integrated Plant Nutrient Management <strong>in</strong>Sub-Saharan Africa. CAB International,Wall<strong>in</strong>gford, UK.Scoones, I. and C. Toulm<strong>in</strong> 1999. Soil nutrientbudgets and balances: What use forpolicy? Manag<strong>in</strong>g African Soils No. 6.IIED Drylands Programme, InternationalInstitute for Environment and Development,Ed<strong>in</strong>burgh, UK.Shepherd K.D. and M. J. Soule 1998. Soil fertilitymanagement <strong>in</strong> west Kenya: dynamicsimulation <strong>of</strong> productivity, pr<strong>of</strong>itabilityand susta<strong>in</strong>ability at different resourceendowment levels. Agriculture, Ecosystemsand Environment 71: 131–145.Smal<strong>in</strong>g, E.M.A. 1993. An agroecological frameworkfor <strong>in</strong>tegrated nutrient managementwith special reference to Kenya. PhD thesis,Agricultural University, Wagen<strong>in</strong>gen,the Netherlands.Stroorvogel, J.J., E.M.A. Smal<strong>in</strong>g and B.H.Janssen 1993. Calculat<strong>in</strong>g soil nutrientbalances <strong>in</strong> Africa. I. Supranational scale.Fertilizer Research 35: 227–235.Sw<strong>in</strong>kels, R.A., S. Franzel, K.D. Shepherd, E.Ohlsson and J.K. Ndufa 1997. <strong>The</strong> economics<strong>of</strong> short rotation improved fallows:Evidence from areas <strong>of</strong> high populationdensity <strong>in</strong> western Kenya. AgriculturalSystems 55: 99–121.van Straaten, P. 2000. Rocks for crops: Agrom<strong>in</strong>eralsfor sub-Saharan Africa. <strong>World</strong>Agr<strong>of</strong>orestry Centre (ICRAF), Nairobi,Kenya.
Keywords:Extension, farmer-centred research, fodder shrubs,landcare, natural vegetative strips, tree fallowsChapter 7Scal<strong>in</strong>g up the impact <strong>of</strong> agr<strong>of</strong>orestry:Lessons from three sites <strong>in</strong> Africa and Asia 1S. Franzel, G.L. Denn<strong>in</strong>g, J-P. Lillesø-Barnekow, <strong>World</strong> Agr<strong>of</strong>orestry Centre, Kenya and A.R. Mercado Jr, <strong>World</strong>Agr<strong>of</strong>orestry Centre, the Philipp<strong>in</strong>esAbstractThis chapter assesses recent lessons learned from attempts to scale up agr<strong>of</strong>orestry improvements,draw<strong>in</strong>g on three case studies: fodder shrubs <strong>in</strong> Kenya, improved tree fallows <strong>in</strong> Zambia and naturalvegetative strips coupled with the Landcare movement <strong>in</strong> the Philipp<strong>in</strong>es. Currently, more than 15 000farmers use each <strong>of</strong> these <strong>in</strong>novations. Based on an exam<strong>in</strong>ation <strong>of</strong> the ma<strong>in</strong> factors facilitat<strong>in</strong>g theirspread, 10 key elements <strong>of</strong> scal<strong>in</strong>g up are presented. <strong>The</strong>se <strong>in</strong>clude: tak<strong>in</strong>g a farmer-centred researchand extension approach; provid<strong>in</strong>g a range <strong>of</strong> technical options; build<strong>in</strong>g local <strong>in</strong>stitutional capacity;shar<strong>in</strong>g knowledge and <strong>in</strong>formation; learn<strong>in</strong>g from successes and failures; and strategic partnershipsand facilitation. Three other elements are important for scal<strong>in</strong>g up: market<strong>in</strong>g, germplasm productionand distribution systems, and policy options, although the three case study projects had only a marg<strong>in</strong>alreliance on these. As different as the strategies for scal<strong>in</strong>g up are, they face similar <strong>challenge</strong>s. Facilitatorsneed to develop exit strategies, f<strong>in</strong>d ways to ma<strong>in</strong>ta<strong>in</strong> bottom-up approaches as <strong>in</strong>novations spread,assess whether and how successful strategies can be adapted to different sites and countries, exam<strong>in</strong>eunder which circumstances they should scale up <strong>in</strong>novations and under which circumstances theyshould scale up processes, and determ<strong>in</strong>e how the costs <strong>of</strong> scal<strong>in</strong>g up may be reduced.IntroductionDur<strong>in</strong>g the past two decades, researchers have workedwith farmers throughout the tropics to identify anddevelop improved agr<strong>of</strong>orestry practices that buildon local <strong>in</strong>digenous knowledge and <strong>of</strong>fer substantialbene<strong>fit</strong>s to households and the environment (Cooper etal. 1996; Franzel and Scherr 2002; Place et al. 2002;Sanchez 1995). Research and development projectshave demonstrated <strong>in</strong> many <strong>in</strong>stances that agr<strong>of</strong>orestry<strong>in</strong>creases household <strong>in</strong>comes, generates environmentalbene<strong>fit</strong>s, and is particularly well suited to poor andfemale farmers. But <strong>in</strong> most cases these success storieshave been conf<strong>in</strong>ed to localized sites, <strong>of</strong>ten with unusuallyconcentrated <strong>in</strong>stitutional support from researchand development organizations.As a consequence, considerable attention has beendevoted <strong>in</strong> recent years to ‘scal<strong>in</strong>g up’ the bene<strong>fit</strong>s <strong>of</strong>research, that is, ‘br<strong>in</strong>g<strong>in</strong>g more quality bene<strong>fit</strong>s tomore people over a wider geographical area, morequickly, more equitably, and more last<strong>in</strong>gly’ (IIRR2000). <strong>The</strong> issue <strong>of</strong> scal<strong>in</strong>g up is particularly important1This chapter is a shortened version <strong>of</strong> a longer published paper: Franzel, S., G.L. Denn<strong>in</strong>g, J.P.B. Lillesø and A.R. Mercado 2004.Scal<strong>in</strong>g up the impact <strong>of</strong> agr<strong>of</strong>orestry: Lessons from three sites <strong>in</strong> Africa and Asia. Agr<strong>of</strong>orestry Systems 61–62(1–3): 329–344.
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CitationGarrity, D., A. Okono, M. G
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Enhancing Environmental ServicesCha
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Agroforestry and the Future
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Keywords:Millennium Development Goa
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Chapter 1: Science-based agroforest
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Chapter 1: Science-based agroforest
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Chapter 20Strengthening Institution
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Author ContactsFahmudin Agusisri@in
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Acronyms and AbbreviationsACIARAFTP
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CreditsFront cover photo: Karen Rob
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