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James Stewart-Calculus_ Early Transcendentals-Cengage Learning (2015)

A five star textbook for college calculus

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Section 14.7 Maximum and Minimum Values 967

We close this section by giving a proof of the first part of the Second Derivatives Test.

Part (b) has a similar proof.

Proof of Theorem 3, Part (a) We compute the second-order directional derivative of

f in the direction of u − kh, kl. The first-order derivative is given by Theorem 14.6.3:

D u f − f x h 1 f y k

Applying this theorem a second time, we have

D 2 u f − D u sD u f d − − −x sD u f dh 1 − −y sD u f dk

− s f xx h 1 f yx kdh 1 s f xy h 1 f yy kdk

− f xx h 2 1 2 f xy hk 1 f yy k 2 (by Clairaut’s Theorem)

If we complete the square in this expression, we obtain

10 D 2 u f − f xxSh 1 f xy

f xx

2

kD 1 k 2

s f xx f yy 2 f xyd

2

f xx

2

We are given that f xx sa, bd . 0 and Dsa, bd . 0. But f xx and D − f xx f yy 2 f xy are continuous

functions, so there is a disk B with center sa, bd and radius . 0 such that

f xx sx, yd . 0 and Dsx, yd . 0 whenever sx, yd is in B. Therefore, by looking at Equation

10, we see that D u fsx, yd . 0 whenever sx, yd is in B. This means that if C is

2

the curve obtained by intersecting the graph of f with the vertical plane through

Psa, b, f sa, bdd in the direction of u, then C is concave upward on an interval of length

2. This is true in the direction of every vector u, so if we restrict sx, yd to lie in B, the

graph of f lies above its horizontal tangent plane at P. Thus f sx, yd > f sa, bd whenever

sx, yd is in B. This shows that f sa, bd is a local minimum.

1.

Suppose s1, 1d is a critical point of a function f with continuous

second derivatives. In each case, what can you say

about f ?

(a) f xxs1, 1d − 4, f x ys1, 1d − 1, f yys1, 1d − 2

(b) f xxs1, 1d − 4, f x ys1, 1d − 3, f yys1, 1d − 2

reasoning. Then use the Second Derivatives Test to confirm your

predictions.

3. f sx, yd − 4 1 x 3 1 y 3 2 3xy

y

2. Suppose (0, 2) is a critical point of a function t with continuous

second derivatives. In each case, what can you say

about t?

(a) t xxs0, 2d − 21, t x ys0, 2d − 6, t yys0, 2d − 1

(b) t xxs0, 2d − 21, t x ys0, 2d − 2, t yys0, 2d − 28

(c) t xxs0, 2d − 4, t x ys0, 2d − 6, t yys0, 2d − 9

1

3.2

3.7

3–4 Use the level curves in the figure to predict the location of

the critical points of f and whether f has a saddle point or a local

maximum or minimum at each critical point. Explain your

_1

2

1

0

3.7

3.2

_1

4

4.2

5 6

1

x

7et1407x03

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