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1 The Birth of Science - MSRI

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6.3 Saving the Phainomena 153<br />

If phainomena, because <strong>of</strong> their immediate evidence, are singled out as<br />

the only indubitable epistemological data, they are the best candidate for<br />

a departure point in the construction <strong>of</strong> scientific theories. But they can page 197<br />

only be the departure point in a heuristic, not a logical, sense; they must<br />

then be explained by a theory logically based on “hypotheses” that are<br />

not directly verifiable, and in this theory they play the role <strong>of</strong> effects. On<br />

this point there is an important testimonium in the medical work <strong>of</strong> the<br />

Anonymus londinensis:<br />

. . . as Herophilus observes, saying “let the phainomena be described<br />

first, even if they do not come first.” 20<br />

In the case <strong>of</strong> optics — the theory <strong>of</strong> sight — the only certain data from<br />

which one can start are visual perceptions. One <strong>of</strong> the propositions that<br />

Euclid demonstrates is:<br />

If several magnitudes move [in the same direction] each at its own<br />

speed, and the eye also moves in that direction, those magnitudes<br />

that move at the same velocity as the eye appear stationary, those<br />

that move more slowly appear to fall behind, and those that move<br />

faster appear to advance. 21<br />

<strong>The</strong> phainomena, which heuristically speaking represent the starting<br />

point, are here deduced from (not directly verifiable) statements about the<br />

state <strong>of</strong> motion <strong>of</strong> the observer and the objects observed. Euclid’s proposition<br />

has a great deal <strong>of</strong> methodological interest, recognizing as it does<br />

that, at least in the case <strong>of</strong> visual perception, the phainomena do not speak<br />

about the object directly, but only about a relationship between object and<br />

observer.<br />

A connection between Euclid’s proposition and the astronomical problems<br />

<strong>of</strong> his time is transparent: retrogressing planets were very soon to be<br />

seen as a case <strong>of</strong> bodies that seem to move backward because their motion<br />

is slower than the observer’s.<br />

We now see clearly what essential requirement the “hypotheses” <strong>of</strong> a<br />

theory must satisfy: they need not be directly verifiable, they may even be<br />

surprising at first sight, but the important thing is that they must allow<br />

the logical deduction <strong>of</strong> the phainomena: in the case <strong>of</strong> astronomy, the<br />

observed motion <strong>of</strong> heavenly bodies. <strong>The</strong> Aristarchan “hypothesis” that page 198<br />

the sun was stationary and the earth had movements <strong>of</strong> rotation and revolution<br />

certainly appeared strange and remote from intuition, but (and this<br />

is the crux!) it allowed their inventor to “save the phainomena” (<br />

20 P. Londinensis 137 = [von Staden: H], text 50a, 3–4.<br />

21 Euclid, Optics, Prop. 51.<br />

Revision: 1.7 Date: 2002/09/14 23:17:37

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