CP12/32: Implementation of the Alternative ... - BVCA admin
CP12/32: Implementation of the Alternative ... - BVCA admin
CP12/32: Implementation of the Alternative ... - BVCA admin
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Client<br />
money and<br />
client<br />
assets<br />
Page 82 <strong>of</strong> 91<br />
Appendix 1<br />
… … … … … … … FSA039<br />
CFTC … … … … … … … FSA040<br />
(note<br />
24)<br />
…<br />
Note 35 Only applicable to firms that are collective portfolio management investment<br />
firms.<br />
…<br />
…<br />
16.12.12 R The applicable reporting frequencies for data items referred to in SUP<br />
16.12.4R are set out in <strong>the</strong> table below according to firm type. Reporting<br />
frequencies are calculated from a firm's accounting reference date, unless<br />
indicated o<strong>the</strong>rwise.<br />
Data item BIPRU<br />
730K firm<br />
…<br />
BIPRU 125K<br />
firm and<br />
UCITS<br />
investment<br />
firm<br />
collective<br />
portfolio<br />
management<br />
investment<br />
firm<br />
BIPRU<br />
50K<br />
firm<br />
UK<br />
consolidation<br />
group or<br />
defined<br />
liquidity<br />
group<br />
Firm o<strong>the</strong>r<br />
than BIPRU<br />
firms<br />
FSA036 … … … Quarterly<br />
...<br />
FSA058 … … … …<br />
FSA067 Quarterly<br />
…<br />
16.12.13 R The applicable due dates for submission referred to in SUP 16.12.4R are set<br />
out in <strong>the</strong> table below. The due dates are <strong>the</strong> last day <strong>of</strong> <strong>the</strong> periods given in<br />
<strong>the</strong> table below following <strong>the</strong> relevant reporting frequency period set out in
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