CP12/32: Implementation of the Alternative ... - BVCA admin

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CP12/32 Implementation of the Alternative Investment Fund Managers Directive SYSC Handbook Provision Designation SYSC 4.1.1 FCA and PRA SYSC 4.1.1A FCA SYSC 4.1.2 FCA and PRA SYSC 4.1.2B FCA SYSC 4.1.2C FCA SYSC 4.1.2D FCA SYSC 4.2.1 FCA and PRA SYSC 4.2.2 FCA and PRA SYSC 4.2.4 FCA and PRA SYSC 4.2.5 FCA and PRA SYSC 4.2.7 FCA SYSC 4.2.8 FCA SYSC 4.2.9 FCA SYSC 6.1.4 -A FCA and PRA SYSC 7.1.7B FCA and PRA SYSC 10.1.1 FCA and PRA SYSC 10.1.22 FCA SYSC 10.1.23 FCA SYSC 10.1.24 FCA SYSC 10.1.25 FCA SYSC 10.1.26 FCA SYSC 19A.1.1A FCA SYSC 19B (whole chapter) FCA GENPRU Handbook Provision Designation GENPRU 1.2.11 FCA and PRA GENPRU 2.1.8 FCA and PRA GENPRU 2.1.45 FCA and PRA GENPRU 2.1.46 FCA Annex X
CP12/32 Implementation of the Alternative Investment Fund Managers Directive GENPRU 2.1.48 FCA and PRA GENPRU 2.1.63 FCA GENPRU 2.1.64 FCA GENPRU 2.1.65 FCA GENPRU 2.1.66 FCA GENPRU 2.1.67 FCA GENPRU 2.1.68 FCA GENPRU 2.1.69 FCA GENPRU 2.1.70 FCA GENPRU 2.1.71 FCA GENPRU 2.1.72 FCA GENPRU 2.1.73 FCA GENPRU 2.1.74 FCA BIPRU Handbook Provision Designation BIPRU 1.1.3 FCA and PRA BIPRU 1.1.8 FCA and PRA BIPRU 1.1.18 FCA and PRA BIPRU 1.1.19 FCA and PRA BIPRU 1.1.20 FCA and PRA BIPRU 1.1.21 FCA and PRA BIPRU 8.5.7 FCA and PRA BIPRU 8.5.8 FCA and PRA IPRU(INV) Handbook Provision Designation IPRU(INV) 5.2.3 FCA Chapter 7 (whole chapter) FCA
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Consultation Paper CP12/32 Financia
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The Financial Services Authority in
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CP12/32 Implementation of the Alter
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Annex 2 List of consultation questi
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Annex 2 November 2012 CP12/32 Imple
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ALTERNATIVE INVESTMENT FUND MANAGER
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Annex A Making the Investment Funds
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Page 5 of 91 Appendix 1 (2) a descr
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3.2.5 R An AIFM must, for each AIF
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Page 9 of 91 Appendix 1 (6) the agg
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Page 11 of 91 Appendix 1 (4) the id
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[Note: article 15(1) of AIFMD] this
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(1) a full scope UK AIFM of: (a) a
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Page 17 of 91 Appendix 1 (b) the re
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experienced; Page 19 of 91 Appendix
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Page 21 of 91 Appendix 1 by the fac
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Page 23 of 91 Appendix 1 3.11.5 G T
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(Own funds requirement). [Note: art
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supplements the meaning of financia
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instruments remain in its custody;
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supplementing this section] 4. Comm
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Annex B Amendments to the Glossary
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collective portfolio management fir
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Page 37 of 91 Appendix 1 non-listed
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BIPRU 730k firm Page 39 of 91 Appen
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… Page 41 of 91 Appendix 1 (e) (i
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esources only at excessive cost. Pa
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Single Market Directive … Page 45
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Page 47 of 91 Appendix 1 [Note: art
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Page 49 of 91 Appendix 1 7.1.7B In
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Page 51 of 91 Appendix 1 [Note: art
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[Note: paragraph 1(c) of Annex II o
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Page 186 and 187: Types of investment firm: BIPRU 50K
Page 188 and 189: The following text is new and is no
Page 190 and 191: Page 67 of 91 Appendix 1 (1) at the
Page 192 and 193: Page 69 of 91 Appendix 1 so that th
Page 194 and 195: TABLE 7.4 PART I A firm must calcul
Page 196 and 197: Note consistently in respect of any
Page 198 and 199: initial capital (see item 5) if the
Page 200 and 201: Form of qualifying subordinated loa
Page 202 and 203: Annex H Amendments to the Supervisi
Page 204 and 205: Descriptio n of data item Annual re
Page 206 and 207: … Data item SUP 16.12.12R, unless
Page 208 and 209: indicated otherwise. Data item Firm
Page 210 and 211: client assets … Page 87 of 91 App
Page 212 and 213: … Data item SUP 16.12.23R, unless
Page 214 and 215: FSA066 and FSA06 are added - see fo
Page 216 and 217: Liquid assets test 32 Liquid assets
Page 218 and 219: Professional negligence capital req
Page 220 and 221: is not listed, select ‘Other’.
Page 222 and 223: FSA067 Capital adequacy - supplemen
Page 224 and 225: PII capital requirement 5A This is
Page 226 and 227: External validations Validation Dat
Page 230: CP12/32 Implementation of the Alter
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