CP12/32: Implementation of the Alternative ... - BVCA admin

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indicated otherwise. Data item Firms’ prudential category … BIPRU 730K firm BIPRU 125K firm and UCITS investment firm collective portfolio management investment firm BIPRU 50K firm Page 85 of 91 UK consolidation group or defined liquidity group Appendix 1 Firm other than BIPRU firms FSA036 Quarterly ... FSA041 Annually Annually Annually Annually FSA042 Quarterly Quarterly Quarterly Quarterly … FSA058 … … … … FSA066 Quarterly FSA067 Quarterly … 16.12.17 R The applicable due dates for submission referred to in SUP 16.12.4R are set out in the table below. The due dates are the last day of the periods given in the table below following the relevant reporting frequency period set out in SUP 16.12.16R, unless indicated otherwise. … Data item Daily Weekly Monthly Quarterly FSA036 20 business days … Half yearly Annual
Page 86 of 91 Appendix 1 FSA041 30 business days … FSA058 … FSA066 20 business days FSA067 20 business days … … … 16.12.19 A Description of data item Annual report and accounts Solvency statement (note 6) Balance sheet Income statement Capital adequacy Threshold conditions Client money and Regulated Activity Group 6 R The applicable data items referred to in SUP 16.12.4R are set out according to type of firm in the table below: IPRU(INV) Chapter 3 Firm’s prudential category and applicable data item (note 1) No standard format IPRU(INV) Chapter 5 IPRU(INV) Chapter 9 IPRU(INV) Chapter 13 UPRU No standard format FSA029 FSA030 FSA036 FSA039
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Consultation Paper CP12/32 Financia
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The Financial Services Authority in
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CP12/32 Implementation of the Alter
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Annex 2 List of consultation questi
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Annex 2 November 2012 CP12/32 Imple
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ALTERNATIVE INVESTMENT FUND MANAGER
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Annex A Making the Investment Funds
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Page 5 of 91 Appendix 1 (2) a descr
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3.2.5 R An AIFM must, for each AIF
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Page 9 of 91 Appendix 1 (6) the agg
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Page 11 of 91 Appendix 1 (4) the id
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[Note: article 15(1) of AIFMD] this
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(1) a full scope UK AIFM of: (a) a
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Page 17 of 91 Appendix 1 (b) the re
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experienced; Page 19 of 91 Appendix
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Page 21 of 91 Appendix 1 by the fac
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Page 23 of 91 Appendix 1 3.11.5 G T
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(Own funds requirement). [Note: art
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supplements the meaning of financia
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instruments remain in its custody;
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supplementing this section] 4. Comm
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Annex B Amendments to the Glossary
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Page 160 and 161: Page 37 of 91 Appendix 1 non-listed
Page 162 and 163: BIPRU 730k firm Page 39 of 91 Appen
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Page 186 and 187: Types of investment firm: BIPRU 50K
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Page 194 and 195: TABLE 7.4 PART I A firm must calcul
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Page 198 and 199: initial capital (see item 5) if the
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Page 202 and 203: Annex H Amendments to the Supervisi
Page 204 and 205: Descriptio n of data item Annual re
Page 206 and 207: … Data item SUP 16.12.12R, unless
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Page 214 and 215: FSA066 and FSA06 are added - see fo
Page 216 and 217: Liquid assets test 32 Liquid assets
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Page 220 and 221: is not listed, select ‘Other’.
Page 222 and 223: FSA067 Capital adequacy - supplemen
Page 224 and 225: PII capital requirement 5A This is
Page 226 and 227: External validations Validation Dat
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