CP12/32: Implementation of the Alternative ... - BVCA admin

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External validations Validation Data number element 1 1A = FSA003.57A 2 3A = FSA003.104A 3 6A = FSA003.70A
Appendix 2 CP12/32 Implementation of the Alternative Investment Fund Managers Directive Designation of Handbook provisions 1. FSA Handbook provisions will be ‘designated’ to create an FCA Handbook and a PRA Handbook on the date that the regulators exercise their legal powers to do so. Please visit our website 1 for further details about this process. We plan to designate the Handbook Provisions which we are proposing to create and/or amend within this Consultation Paper as follows: FUND Handbook Provision Designation All provisions in the Investment Funds sourcebook (FUND) Glossary Provisions – new definitions FCA Handbook Provision Designation All new definitions FCA Glossary Provisions – existing definitions Handbook Provision Designation Existing definitions FCA and PRA 1 http://media.fsahandbook.info/latestNews/One-minute%20guide.pdf
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Consultation Paper CP12/32 Financia
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The Financial Services Authority in
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CP12/32 Implementation of the Alter
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Annex 2 List of consultation questi
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Annex 2 November 2012 CP12/32 Imple
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ALTERNATIVE INVESTMENT FUND MANAGER
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Annex A Making the Investment Funds
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Page 5 of 91 Appendix 1 (2) a descr
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3.2.5 R An AIFM must, for each AIF
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Page 9 of 91 Appendix 1 (6) the agg
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Page 11 of 91 Appendix 1 (4) the id
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[Note: article 15(1) of AIFMD] this
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(1) a full scope UK AIFM of: (a) a
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Page 17 of 91 Appendix 1 (b) the re
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experienced; Page 19 of 91 Appendix
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Page 21 of 91 Appendix 1 by the fac
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Page 23 of 91 Appendix 1 3.11.5 G T
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(Own funds requirement). [Note: art
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supplements the meaning of financia
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instruments remain in its custody;
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supplementing this section] 4. Comm
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Annex B Amendments to the Glossary
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collective portfolio management fir
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Page 37 of 91 Appendix 1 non-listed
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BIPRU 730k firm Page 39 of 91 Appen
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… Page 41 of 91 Appendix 1 (e) (i
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esources only at excessive cost. Pa
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Single Market Directive … Page 45
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Page 47 of 91 Appendix 1 [Note: art
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Page 49 of 91 Appendix 1 7.1.7B In
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Page 51 of 91 Appendix 1 [Note: art
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Page 186 and 187: Types of investment firm: BIPRU 50K
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Page 194 and 195: TABLE 7.4 PART I A firm must calcul
Page 196 and 197: Note consistently in respect of any
Page 198 and 199: initial capital (see item 5) if the
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Page 202 and 203: Annex H Amendments to the Supervisi
Page 204 and 205: Descriptio n of data item Annual re
Page 206 and 207: … Data item SUP 16.12.12R, unless
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Page 210 and 211: client assets … Page 87 of 91 App
Page 212 and 213: … Data item SUP 16.12.23R, unless
Page 214 and 215: FSA066 and FSA06 are added - see fo
Page 216 and 217: Liquid assets test 32 Liquid assets
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Page 222 and 223: FSA067 Capital adequacy - supplemen
Page 224 and 225: PII capital requirement 5A This is
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