CP12/32: Implementation of the Alternative ... - BVCA admin

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… Data item SUP 16.12.23R, unless indicated otherwise. Daily Weekly Monthly Quarterly FSA058 … FSA067 20 business days … … … 16.12.25 A Description of data item Annual report and accounts … Solvency statement (note 11) ... Income statement Capital adequacy … Regulated Activity Group 8 Page 89 of 91 Half yearly Appendix 1 Annual R The applicable data items referred to in SUP 16.12.4R are set out according to type of firm in the table below: Firms’ prudential category and applicable data item (note 1) BIPRU Firms other than BIPRU firms 730K 125K 50K IPRU (INV) Chapter 3 No standard format IPRU (INV) Chapter 5 IPRU (INV) Chapter 9 IPRU (INV) Chapter 13 UPRU … … … … … … … No standard format … … … … … … … FSA030 … … … … … … … FSA036
Client money and client assets … … Page 90 of 91 Appendix 1 … … … … … … … FSA039 16.12.26 R The applicable reporting frequencies for data items referred to in SUP 16.12.25AR are set out according to the type of firm in the table below. Reporting frequencies are calculated from a firm's accounting reference date, unless indicated otherwise. Data item … BIPRU 730K firm BIPRU 125K firm BIPRU 50K firm UK consolidation group or defined liquidity group Firms other than BIPRU firms FSA036 Quarterly … 16.12.27 R The applicable due dates for submission referred to in SUP 16.12.4R are set out in the table below. The due dates are the last day of the periods given in the table below following the relevant reporting frequency period set out in SUP 16.12.26R, unless indicated otherwise . Data item Daily Weekly Monthly Quarterly … FSA036 20 business days … … SUP 16 Annex 24R Data items for SUP 16.12 Forms FSA036 and FSA041 are deleted. Half yearly Annual
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Consultation Paper CP12/32 Financia
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The Financial Services Authority in
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CP12/32 Implementation of the Alter
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Annex 2 List of consultation questi
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Annex 2 November 2012 CP12/32 Imple
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ALTERNATIVE INVESTMENT FUND MANAGER
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Annex A Making the Investment Funds
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Page 5 of 91 Appendix 1 (2) a descr
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3.2.5 R An AIFM must, for each AIF
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Page 9 of 91 Appendix 1 (6) the agg
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Page 11 of 91 Appendix 1 (4) the id
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[Note: article 15(1) of AIFMD] this
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(1) a full scope UK AIFM of: (a) a
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Page 17 of 91 Appendix 1 (b) the re
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experienced; Page 19 of 91 Appendix
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Page 21 of 91 Appendix 1 by the fac
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Page 23 of 91 Appendix 1 3.11.5 G T
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(Own funds requirement). [Note: art
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supplements the meaning of financia
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instruments remain in its custody;
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supplementing this section] 4. Comm
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Annex B Amendments to the Glossary
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collective portfolio management fir
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Page 37 of 91 Appendix 1 non-listed
Page 162 and 163: BIPRU 730k firm Page 39 of 91 Appen
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Page 166 and 167: esources only at excessive cost. Pa
Page 168 and 169: Single Market Directive … Page 45
Page 170 and 171: Page 47 of 91 Appendix 1 [Note: art
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Page 174 and 175: Page 51 of 91 Appendix 1 [Note: art
Page 176 and 177: [Note: paragraph 1(c) of Annex II o
Page 178 and 179: [Note: paragraph 1(k) of Annex II o
Page 180 and 181: [Note: paragraph 1(r) of Annex II o
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Page 186 and 187: Types of investment firm: BIPRU 50K
Page 188 and 189: The following text is new and is no
Page 190 and 191: Page 67 of 91 Appendix 1 (1) at the
Page 192 and 193: Page 69 of 91 Appendix 1 so that th
Page 194 and 195: TABLE 7.4 PART I A firm must calcul
Page 196 and 197: Note consistently in respect of any
Page 198 and 199: initial capital (see item 5) if the
Page 200 and 201: Form of qualifying subordinated loa
Page 202 and 203: Annex H Amendments to the Supervisi
Page 204 and 205: Descriptio n of data item Annual re
Page 206 and 207: … Data item SUP 16.12.12R, unless
Page 208 and 209: indicated otherwise. Data item Firm
Page 210 and 211: client assets … Page 87 of 91 App
Page 214 and 215: FSA066 and FSA06 are added - see fo
Page 216 and 217: Liquid assets test 32 Liquid assets
Page 218 and 219: Professional negligence capital req
Page 220 and 221: is not listed, select ‘Other’.
Page 222 and 223: FSA067 Capital adequacy - supplemen
Page 224 and 225: PII capital requirement 5A This is
Page 226 and 227: External validations Validation Dat
Page 228 and 229: CP12/32 Implementation of the Alter
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