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Patent It Yourself - PDF Archive

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102 | <strong>Patent</strong> it YOURSELF<br />

This raises an important point. The fact that a patent is<br />

granted doesn’t mean that the underlying invention will<br />

work. <strong>It</strong> only means that the invention as described on<br />

paper appeared to a patent examiner to work (or that the<br />

examiner couldn’t figure out why it wouldn’t work).<br />

The PTO, however, has become more careful about<br />

perpetual-energy or perpetual-motion machines. Some<br />

years ago, it denied an inventor a patent on a perpetual<br />

energy machine. The inventor took the case to the courts,<br />

but lost after the National Bureau of Standards, acting as a<br />

court expert, found the machine didn’t have an efficiency of<br />

over 100%.<br />

<strong>It</strong>’s a common misconception that the PTO won’t “accept”<br />

patent applications on perpetual-motion machines: The PTO<br />

will accept the application for filing (see Chapter 13), since<br />

filing and docketing are clerical functions. However, the<br />

examiner (a degreed professional) will almost certainly<br />

reject it later as inoperative (giving reasons) after a formal<br />

examination.<br />

6. Nuclear Weapons<br />

The invention must not be a nuclear weapon; such inventions<br />

aren’t patentable because of a special statute. However,<br />

if you’ve invented a doomsday machine, don’t be<br />

discouraged: You can be rewarded directly by making an<br />

application with the DOE (Department of Energy), formerly<br />

the Atomic Energy Commission.<br />

7. Theoretical Phenomena<br />

Theoretical phenomena per se, such as the phenomenon of<br />

superconductivity, the transistor effect, or the discovery of<br />

logarithms aren’t patentable per se. You must describe and<br />

claim (see Chapter 9) a practical, realistic, hardware-based<br />

version of your invention for the PTO to consider it useful.<br />

8. Aesthetic Purpose<br />

If the invention’s sole purpose or “function” is aesthetic,<br />

the PTO will reject it as lacking utility; such inventions<br />

should usually be the subject of a design patent application.<br />

A beautiful vase of unique design, a computer case whose<br />

unique shape does not make the computer operate better,<br />

and a computer program for producing a low-brightness<br />

design on an idle computer monitor, where the only novelty<br />

is the aesthetic uniqueness of the design, are examples of<br />

inventions which the law considers to lack statutory utility.<br />

However, if the design has a functional purpose then<br />

statutory utility would be present. For example, if the shape<br />

of the vase makes it easier and safer to lift, or if the shape of<br />

the computer case makes it cheaper to manufacture, or if<br />

an airplane has a unique type of fairing that enables it to fly<br />

at supersonic speeds without buffeting, then the PTO will<br />

hold there is utility.<br />

E. Requirement #3: Novelty<br />

Now let’s look at the novelty requirement of a patent. Like<br />

“unobviousness” (discussed in Section F), this requirement<br />

is often misunderstood.<br />

1. Prior Art<br />

Your invention must be novel in order to qualify for a<br />

patent. In order for your invention to meet this novelty<br />

test it must have some physical or method-step difference<br />

over all prior developments that are available to the public<br />

anywhere in the world. In the realm of patent law, these<br />

prior developments and concepts are collectively referred<br />

to as “prior art.” Unfortunately, like many things in the<br />

law, the determination of what is prior art can be quite<br />

complex and involved. Accordingly, before I tell you how<br />

to determine whether your invention is novel, it’s vital to<br />

understand what your invention must differ from—that is,<br />

how the law defines “prior art.”<br />

a. What Is Prior Art?<br />

According to Section 102 of the patent laws, the term “prior<br />

art” means generally the state of knowledge existing or<br />

publicly available either before the date of your invention or<br />

more than one year prior to your earliest patent application<br />

date.<br />

b. Date of Your Invention<br />

Clearly, in order to decide what prior art is with respect to<br />

any given invention, it’s first necessary to determine the<br />

“date of your invention.” Most inventors think it’s the date<br />

on which one files a patent application. While this date is<br />

important, and you can always use it if you have nothing<br />

better, the U.S. has a somewhat complicated “first-toinvent”<br />

patent system (as opposed to the rest of the world’s<br />

“first-to-file” system). Under the U.S. system you can<br />

usually go back earlier than your filing date if you can prove<br />

that you conceived of the invention or built and tested it<br />

earlier than your filing date. (See Chapter 3.) That is, in the<br />

U.S. your date of invention is the earliest of:<br />

• the date you filed your patent application (provisional<br />

or regular)

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