592 | <strong>Patent</strong> it YOURSELF <strong>Patent</strong>ability, 94–118 certificate of, 431 commercial success and, 346 design patent and, 10, 15–16 disclosure of information material to, 287–288, 345 examiner’s determination of, 116 examiners’ varying standards of, 343 excluded categories, 15–16, 98 flowchart for, 114, 117–118, 137, 138 inventor’s qualifications, irrelevance of, 116–117 legal requirements for, 95–96 MPEP chapter on, 349 novelty and, 94, 95, 102–107, 114, 116, 117 PCT search report and, 330 positive factors list and, 82 of processes, Bilski decision and, 97 PTO’s high standard of, 350 publication of application and, 278 relevance of prior art to, 287–288 scope of coverage and, 154–156 searcher’s opinion on, 127, 139 search report and, 127, 139 statutory classes and, 95, 96–100, 114, 117 summary, 118 trademark rights and, 19 unobviousness and, 95–96, 107–116, 114, 117–118 utility and, 95, 100–102, 114, 117 v. commercial viability, 95 See also Novelty; Unobviousness <strong>Patent</strong> agents, 125–127 change of examiners and, 404 foreign, 328, 330, 331, 332–333 for foreign filing, U.S.-based, 332 for help with claims, 234 <strong>Patent</strong> and Trademark Depository Libraries (PTDLs) CD-ROM products at, 148, 157 EAST terminals at, 157, 158 finding inventors’ groups at, 41 PubWEST terminals at, 154, 156, 157, 158 searching at, 124, 148, 151, 154, 156–159 <strong>Patent</strong> and Trademark Office (PTO), 14 addresses of, 482 agents licensed by, 125–127 attorneys licensed by, 17, 126–127 classification system of, 144–145, 147–151, 153 CASSIS and, 148, 151, 157 computer searching and, 139, 140, 162 for designs, 148 complaints to, about inventorexploiters, 307 correspondence with, importance of, 2 delays caused by, 13, 389 electronic filing with. See Electronic Filing System (EFS-Web) email communications with, 284, 347 faxing papers to. See Faxing to PTO forms of, 274, Appendix 7, Appendix 8 frustrations of dealing with, 344, 350 international application filed with, 320, 322, 328–329, 330 mistakes by, 342, 343, 344 monetary penalties of, 256 official dates on documents in, 346 online publications of, 145 photocopying charge of, 387 search facilities at, 143–144 searching at, 124, 143–151, 153–154 telephone numbers of, 483 trademark registration with, 20 trademark search at website of, 20 website of, 140, 162–166 classifications on, 145 patent agents and attorneys on, 126 searches on, 163–165 See also <strong>Patent</strong> examiners <strong>Patent</strong> application abandonment of. See Abandonment amendments to. See Amendments assembly of, 282, 283 assignment of. See Assignment attorney for preparation of, 2–3, 206 nondisclosed prior art and, 288 commercialization of invention and, 27, 89 computer program for preparation of, 177 confidentiality of, 12, 26, 176 as constructive reduction to practice, 48 contents of, 181–183 conversion to PPA, 58 conversion to SIR, 395 decision to proceed with, 170, 171, 172–173, 176 deficiency in, notice of, 284, 339 defined, 9 for design patent, 174, 294, 297–298, 300 electronic filing of. See Electronic Filing System (EFS-Web) extensions of, 400–410. See also specific type of extension final checklist for, 283, 284 finaling of. See Finaling of patent application flowchart for, 185, 186 foreign. See Foreign filing after foreign filing, expedited, 297 four main considerations for, 181 hand delivered to PTO, 181 on improvements. See Improvements to invention initial processing of, by PTO, 183 interference and with another application, 105 with issued patent, 394–395 See also Interferences international, 320, 322, 328–329, 330 Inventor’s Commandments for, 180 inventors named on, 270, 273, 274, 275, 293, 436–437 keeping original of, 282 by lay inventor, 181 limiting statements in, 180, 196, 199, 202, 204–205, 206, 209 words and phrases to avoid, 196 lost in mail, 281, 282 mailing of, 282, 283 marketing use of, 313 multiple inventions in, 76–77, 184 multiple PPAs prior to, 76 new matter may not be added, 187, 259, 276, 346, 348, 356, 365 in drawings, 238, 386 substitute specification and, 365 number filed per year, 15
INDex | 593 paragraph numbers in, 270, 365, 386 parts of, 274. See also specific parts patentability search prior to, 121 patent distinguished from, 9 Petition to Make Special, 282, 293, 295–297, 299 plagiarizing prior-art patents, 184 for plant patent, 300 PPA prior to, 56–61, 72, 75, 76–77, 181 PPA referred to in, 196, 198, 276, 278 preliminary preparation for, 183–185 as prior art, 198, 210 prior art cited against, 429–430 by examiner, 340, 342, 347, 348, 349, 353, 354, 356, 357–365 by public, 396 prosecution of. See Prosecution of patent application protest against, 429–430 provisional. See Provisional <strong>Patent</strong> Application (PPA) publication of. See Publication of patent application published, as prior art, 210 receipt from PTO for. See Filing receipt restrictions imposed by PTO, 395–396, 400, 405, 406, 409 revival of, 332, 397–398 after Statutory Invention Registration, 409 searching of, 124, 141, 145, 151, 162 selling your invention in, 180, 181, 199, 204, 206, 217–218, 229 serial number of. See Serial number of application status of, finding out, 340, 342, 347, 349 summary of drafting process, 206 test marketing and, 80–81 timing of from filing to issuance, 183 See also One-year rule transferring ownership of, 440–443 what happens after filing, 338–341 See also Abstract; Claims; Drawings; <strong>Patent</strong> pending status; Specification <strong>Patent</strong> application declaration (PAD), 182, 271–273, 275–276 Application Data Sheet and, 182 for continuation application, 403 for design patent application, 271–272, 298, 300 for divisional application, 405 PCT filing date and, 331 See also Supplemental Declaration <strong>Patent</strong> Application Information Retrieval (PAIR), 278, 284, 340, 342, 349, 357 <strong>Patent</strong> Application Transmittal, 276–278 for continuation application, 403 for continuation-in-part, 408 for divisional application, 405 for PCT application, 329 Petition to Make Special and, 297 “<strong>Patent</strong> Applied For,” 339 <strong>Patent</strong> attorneys, 17, 125, 126–127 for appeals, 392 for breaking a patent, 428 changing examiners and, 404 for claims assistance, 234, 350 claims terminology of, 244 contingent-fee, 87, 421, 422–423, 424, 433–434 for extensions of application, 406, 408 fees of, 125, 126–127 for foreign filing, 325, 332 for infringement case, 424 for interference proceeding, 394 for interviewing examiner, 343, 344 Joint Owner’s Agreement and, 438 of large companies, 309 licensed to practice before PTO, 17, 126–127 of licensee or buyer, 58 linking claims and, 395 manufacturer’s waiver and, 312 military applications and, 325 for ownership and licensing issues, 436, 441, 443, 448 for preparing application, 2–3, 206 nondisclosed prior art and, 288 for prosecution phase, 341–342, 343, 344, 345 for reexamination procedures, 430 for reissue filing, 408 suggested by PTO, 357 for terminal disclaimer, 410 unwise actions of, 2 <strong>Patent</strong> Cooperation Treaty. See PCT (<strong>Patent</strong> Cooperation Treaty) <strong>Patent</strong> deed. See Deed, patent <strong>Patent</strong> Document Kind Codes, 136, 151 <strong>Patent</strong>Ease computer program, 177 <strong>Patent</strong> examiners, 143 appeals and, 343, 344, 392, 393 assistance from, 143–144, 153, 343 authorities binding on, 349 bureaucratic attitudes of, 342–343 calls or visits to, 342, 344, 345–346, 350, 385 about proposed amendment, 345, 363, 389 after “final” action, 391 changing, for continuation case, 403–404 claims written by, 225, 234, 278, 341, 365, 385 by European examiner, 321 EAST search tool used by, 124, 125, 140, 143, 144, 145, 154, 158 of European <strong>Patent</strong> Office, 321, 330 First Action Interview Pilot Program and, 286, 341 inexperienced, 343, 344, 350 international search report by, 328 mistakes by, 342, 343, 349 negotiating with, 345–346 extension of patent term and, 393 after “final” action, 391 Ombudsman Pilot Program and, 351 overwhelmed, 349 piecemeal rejections by, 349–350 rejection of claims by, 183, 226, 234, 237, 238, 245 dealing with, 357–365 defined, 348 after first amendment, 390, 391 in first Office Action, 340, 347, 348–349, 349, 352, 353, 356, 357 is not personal, 343–344, 350 respectful attitude toward, 380 review of application by, 183 showing working model to, 183, 346, 384 thanking or praising, 381
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15th edition Patent It Yourself You
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Acknowledgments My deep thanks go t
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2 3 4 The Science and Magic of Inve
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8 9 E. Make and Sell Your Invention
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Your Legal Companion A. You Don’t
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Your Legal COMPANION | 3 D. Should
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C H A P T E R 4 Will Your Invention
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Positive and Negative Factors Evalu
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