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Appendix 3 | GLOSSARIES | 469<br />

nonobviousness a standard of patentability that requires<br />

that an invention produce “unusual and surprising<br />

results.” In 1966, the U.S. Supreme Court established<br />

the steps for determining unobviousness in the case of<br />

Graham v. John Deere, 383 U.S. 1 (1966).<br />

Notice of Allowance a document issued when the examiner<br />

is convinced that the application meets the requirements<br />

of patentability. An issue fee is due within three months.<br />

objection a disapproval made by an examiner to a<br />

nonsubstantive matter, such as an unclear drawing or<br />

dependent claim having a rejected claim.<br />

objects and advantages a phrase used to explain “what the<br />

invention accomplishes.” Usually, the objects are also the<br />

invention’s advantages, since those aspects are intended<br />

to be superior over prior art.<br />

Office Action (OA, also known as Official Letter or<br />

Examiner’s Action) correspondence (usually including<br />

forms and a letter) from a patent examiner that describes<br />

what is wrong with the application and why it cannot be<br />

allowed. Generally, an OA will reject claims, list defects<br />

in the specifications or drawings, raise objections, or cite<br />

and enclose copies of relevant prior art demonstrating a<br />

lack of novelty or nonobviousness.<br />

one-year rule a rule that requires an inventor to file a patent<br />

application within one year after selling, offering for<br />

sale, or commercially or publicly using or describing an<br />

invention. If an inventor fails to file within one year of<br />

such occurrence the inventor is barred from obtaining a<br />

patent.<br />

on-sale bar prevents an inventor from acquiring patent<br />

protection if the application is filed more than one year<br />

from the date of sale, use, or offer of sale of the invention<br />

in the United States.<br />

patent a grant from a government that confers upon an<br />

inventor the right to exclude others from making, using,<br />

selling, importing, or offering an invention for sale for a<br />

fixed period of time.<br />

patent application a set of papers that describe an invention<br />

and that are suitable for filing in a patent office in order to<br />

apply for a patent on the invention.<br />

<strong>Patent</strong> Application Declaration (PAD) a declaration that<br />

identifies the inventor or joint inventors and provides an<br />

attestation by the applicant that the inventor understands<br />

the contents of the claims and specification and has fully<br />

disclosed all material information. The PTO provides a<br />

form for the PAD.<br />

patent misuse a defense in patent infringement that<br />

prevents a patent owner who has abused patent law from<br />

enforcing patent rights. Common examples of misuse<br />

are violation of the antitrust laws or unethical business<br />

practices.<br />

patent pending (also known as the “pendency period”)<br />

time between filing a patent application (or PPA) and<br />

issuance of the patent. The inventor has no patent rights<br />

during this period. However, when and if the patent<br />

later issues, the inventor will obtain the right to prevent<br />

the continuation of any infringing activity that started<br />

during the pendency period. If the application has been<br />

published by the PTO during the pendency period and<br />

the infringer had notice, the applicant may later seek<br />

royalties for these infringements during the pendency<br />

period. <strong>It</strong>’s a criminal offense to use the words “patent<br />

applied for” or “patent pending” (they mean the same<br />

thing) in any advertising if there’s no active, applicable<br />

regular or provisional patent application on file.<br />

patent prosecution the process of shepherding a patent<br />

application through the <strong>Patent</strong> and Trademark Office.<br />

<strong>Patent</strong> Rules of Practice administrative regulations located<br />

in Volume 37 of the Code of Federal Regulations<br />

(37 CFR § 1).<br />

pendency period (see patent pending).<br />

permanent injunction a durable injunction issued after a<br />

final judgment on the merits of the case; permanently<br />

restrains the defendant from engaging in the infringing<br />

activity.<br />

Petition to Make Special an applicant can, under certain<br />

circumstances, have an application examined sooner<br />

than the normal course of PTO examination (one to three<br />

years). This is accomplished by filing a “Petition to Make<br />

Special” (PTMS), together with a Supporting Declaration.<br />

plant patent covers plants that can be reproduced through<br />

the use of grafts and cuttings (asexual reproduction).<br />

power of attorney a document that gives another person<br />

legal authority to act on your behalf. If an attorney is<br />

preparing an application on behalf of an inventor, a<br />

power of attorney should be executed to authorize the<br />

patent attorney or agent to act on behalf of the inventor.<br />

The power of attorney form may be combined with the<br />

PAD.<br />

prima facie (Latin: on its face) at first sight, obvious.<br />

prior art the state of knowledge existing or publicly available<br />

either before the date of an invention or more than one<br />

year prior to the patent application date.<br />

priority the benefit of the filing date of an earlier patent<br />

application accorded to a later-filed patent application.<br />

process (sometimes referred to as a “method”) a way of<br />

doing or making things that involves more than purely<br />

mental manipulations.

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