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Patent It Yourself - PDF Archive

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ChaPter 5 | Is <strong>It</strong> PATENTABLE? | 107<br />

basically your new way of manipulating old hardware. Any<br />

novel step or steps whatever in this regard will satisfy the<br />

physical novelty requirement.<br />

b. New Combinations<br />

Many laypersons believe that if an invention consists<br />

entirely of old components, it can’t be patented. A moment’s<br />

thought will show that this couldn’t be true since virtually<br />

all inventions are made of old components. Thus, the<br />

PTO will consider your invention novel even if two or<br />

more prior-art references (actual devices or published<br />

descriptions) together account for all of your invention’s<br />

physical characteristics. That is, if your invention is a new<br />

combination of two old features, the law will consider it<br />

novel. (Note that for two or more old references to be legally<br />

combinable to prevent your invention from being patented,<br />

the actual hardware or parts of the references don’t have to<br />

be physically combinable: only the concepts inherent in the<br />

parts need be usable together.) For example, suppose you<br />

invent a bicycle having a frame made of a new carbon-fiber<br />

alloy and the prior art includes a patent from 1870 showing<br />

your exact bicycle and a magazine article from Technology<br />

Today from 2005 showing your exact carbon-fiber alloy:<br />

Even though these two references taken together show every<br />

feature of your invention, your invention still is considered<br />

to be novel under Section 102 of the patent laws since you’re<br />

the first to “combine” the two old concepts. That is, your<br />

bicycle would clearly be considered novel since it has a new<br />

physical feature: a frame that is made, for the first time, of<br />

a carbon-fiber alloy. For your invention to be considered<br />

as lacking novelty and thus subject to rejection under<br />

Section 102, all of its physical characteristics must exist<br />

in a single prior-art reference. This is often referred to as<br />

the “single document rule”; in other words if two separate<br />

documents are necessary to show your invention, it is novel<br />

under Section 102. But keep in mind, just because it’s novel,<br />

useful, and fits within a statutory class, doesn’t mean the<br />

bicycle is patentable. <strong>It</strong> still must surpass the tough test of<br />

nonobviousness (covered in the following section).<br />

Another type of new combination which inventors<br />

frequently overlook is the new arrangement: If you come up<br />

with a new arrangement of an old combination of elements,<br />

the PTO will consider this a new combination that will<br />

satisfy the novelty requirement. For example suppose you<br />

invent an automatic transmission where, for the first time,<br />

the torque converter is placed after the gears, rather than<br />

before; the PTO will consider that this new arrangement<br />

has novelty over the previous arrangement.<br />

“Invention consists in avoiding the constructing of useless<br />

combinations and in constructing the useful combinations<br />

which are in the infinite minority. To invent is to discern,<br />

to choose.”<br />

—Henri Poincaré<br />

c. New Use<br />

As stated in Section C5, above, if you’ve invented a new use<br />

for an old item of hardware, or an old process, the new use<br />

will satisfy the novelty requirement, no matter how trivial<br />

the newness is. For example, Dorie invents a new vegetable<br />

cooker that, after a search, she discovers is exactly like a<br />

copper smelter invented by one Jaschik in 1830. Dorie’s<br />

cooker, even though identical to Jaschik’s smelter, will<br />

be considered novel, since it’s for a different use. (If your<br />

invention involves novel physical hardware, technically it<br />

can’t be a new-use invention.)<br />

If you’re the type of person who thinks ahead, you’re<br />

probably asking yourself, “Why is he bothering with novelty—<br />

isn’t this requirement inherent in unobviousness—that<br />

is, if the invention is found to be unobvious won’t it also<br />

be found to be novel?” Well, you’re 100% correct. If an<br />

invention is unobvious, a fortiori (by better reason) it must<br />

be novel. However, the law makes the determination in two<br />

steps (Sections 102 and 103), and most patent professionals<br />

have also found it far easier to first determine whether and<br />

how an invention satisfies the novelty requirement and<br />

then determine if it can be considered unobvious. This<br />

two-step process is so important that I’ve made it Inventor’s<br />

Commandment #7. See the first page of this chapter.<br />

F. Requirement #4: Unobviousness<br />

We’re now entering what’s probably the most misunderstood<br />

and difficult-to-understand, yet most important, issue<br />

in patent law—that is, is your invention unobvious? Let’s<br />

start with a “common misconception.”<br />

Common Misconception: If your invention is different from<br />

the prior art, you’re entitled to get a patent on it.<br />

Fact: Under Section 103 of the patent laws, no matter how<br />

different your invention is, you’re not entitled to a patent<br />

on it unless its difference(s) over the prior art is considered<br />

“unobvious” by the PTO or the courts.<br />

Because Section 103 is the heart of all patent laws, I<br />

am reproducing the first paragraph—the essence of the<br />

section—here:

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