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Patent It Yourself - PDF Archive

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ChaPter 8 | How to DRAFT the SPECIFICATION and INITIAL DRAWINGS | 187<br />

embodiments “fully, clearly, concisely, and exactly” without<br />

stating which one is “best.”<br />

However, you may identify the one you currently<br />

favor in a nonlimiting manner, for example, “At present<br />

I believe that this embodiment operates most efficiently,<br />

but the other embodiments are also satisfactory.” If you<br />

can’t decide which embodiment is the best, it’s okay to<br />

list each embodiment and tell its relative advantages and<br />

disadvantages. For example, in the delay device referred to<br />

above, its use to close a box lid after a few minutes might<br />

be your first embodiment, and the delayed “roly-poly man”<br />

might be an alternative embodiment. In this case you<br />

need merely state that the box is your presently preferred<br />

practical application of the delay device, but the other<br />

embodiment has other substantial applications.<br />

Another reason for disclosing as much as you can about<br />

your invention is, as stated, to block others from getting a<br />

subsequent improvement patent on your invention. Suppose<br />

you invent something and disclose only one embodiment<br />

of it, or only one way to do it. If you get a patent that shows<br />

only that one embodiment, someone may later see your<br />

patent and think of another embodiment or another way to<br />

do it that may be better than yours. This person will then be<br />

able to file a new patent application on this “improvement<br />

invention” and thereby, assuming a patent is issued, obtain<br />

a monopoly on the improvement. If this occurs, you won’t<br />

be able to make, use, or sell the improvement without a<br />

license from the person who owns that patent. This is so<br />

even though you have a patent on the basic invention.<br />

As mentioned earlier, you must provide enough information<br />

in your patent application to enable anyone working<br />

in the field of your invention to be able to build and use it,<br />

without undue effort. That is, anyone in the field must be<br />

able to make a working version of your invention from the<br />

information contained in your patent application. However,<br />

to comply with this section, you ordinarily don’t have to<br />

put in dimensions, materials, and values of components,<br />

since the skilled artisan is expected to have a working<br />

knowledge of these items. However, as described above,<br />

dimensions, materials, or components that are critical<br />

to the performance of your invention, or that are at all<br />

unusual, must be included. If in doubt, include this specific<br />

information.<br />

Finally, having reviewed many patent applications<br />

prepared by laypersons, I find that the most common error<br />

in preparing the specification of a patent application is a<br />

failure to include enough detail about the invention, or<br />

enough ramifications. Thus, if you “sweat the details” like a<br />

good professional does, you’ll seldom go wrong.<br />

Common Misconception: A patent specification should not<br />

include details of the invention since this will limit the<br />

invention to such details.<br />

Fact: The scope of the invention is determined mainly by<br />

the claims; so including details in the specification will not<br />

limit its scope.<br />

“New Matter” May Not Be<br />

Added After Filing<br />

What happens if you don’t put enough information in<br />

about your invention to enable “one skilled in the art”<br />

to make and use it without undue effort? Either your<br />

entire application can be rejected under Section 112<br />

on the grounds of “incomplete disclosure,” or it may be<br />

later invalidated if an infringer challenges it when you try<br />

to enforce it. Also, if your patent application is rejected<br />

because of incomplete disclosure, usually there is nothing<br />

you can do since you aren’t allowed to add any “new<br />

matter” (additional technical information) to a pending<br />

application. (See Chapter 13, Inventor’s Commandment<br />

26.) In other words, “You must get it right the first time.”<br />

While many inventors object to and rail against the<br />

“no-new- matter rule” (“Why can’t I add improvements<br />

to my application?”), a moment’s thought will convince<br />

you that the rule has a good purpose. Without the rule,<br />

an applicant could continuously add improvements<br />

and modifications, so that the filing date would be<br />

meaningless.<br />

NoTe<br />

Software Note. If your invention includes a<br />

microprocessor and an application program for it, either in<br />

software or in firmware, you should either include a source<br />

or object code listing of the program with your patent<br />

application, or a detailed flowchart. The flowchart should<br />

be detailed enough so that a programmer having no more<br />

than ordinary skill would be able to use your chart to write<br />

the program and debug it without undue effort or significant<br />

creativity—even if the task would take several months.<br />

NoTe<br />

Biotechnology Note. If your invention requires a<br />

microorganism or a fusion gene that is not widely available,<br />

you must make a deposit of your “special” bug or plasmid in an

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