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278 | <strong>Patent</strong> it YOURSELF be open to the public on the PTO’s Public PAIR site. You may find this undesirable since it will give competitors and potential infringers a peek at your prosecution strategy and arguments before your patent issues. If you check the NPR box and later file abroad and you don’t revoke your NPR and notify the PTO of such foreign filing within 45 days (use Form PTO/SB/36), your application will be regarded as abandoned unless you pay a stiff fee and declare that delay was unintentional. To fill out the NPR, merely fill in the name of the first inventor, the title, the docket number, and the date. The first inventor should sign it and print their name under the signature. You must file the NPR with the application; if you file it later it will be in vain. Common Misconception: If the PTO publishes your patent application, this indicates that it believes your invention is patentable. Fact: If you don’t file an NPR at the time of filing the application, the PTO will publish your application 18 months later, regardless of its patentability. Box 17: Other: If you attach any other documents, check this box. If you’re not sure your claims are entirely proper and would like the examiner to write claims for you if they find allowable subject matter, type “Request Under MPEP Section 707.07(j)” and file the Request (Form 10-8). (I recommend this.) Box 18: Check the box before “Correspondence address below” and complete the next four lines as you did with the PAD (see Section E, above). In the next-to-last line type the name of the inventor who is to receive correspondence from the PTO. This inventor should sign and date the bottom lines. PPA: The form does not contain any box to refer to any PPA that you’ve filed. (Do not use Box 18 to refer to a PPA.) You should claim the benefit of any PPA that you’ve filed in the “CROSS REFERENCE TO RELATED APPLICATIONS” section of the specification, as explained in Chapter 8, Section I. Be sure to include the serial number and filing date of your PPA. You must file your regular patent application (RPA) within one year of your PPA’s filing date if you want to claim the benefit of your PPA. If the last day of the one-year period falls on a weekend or holiday, you may file your Regular <strong>Patent</strong> Application (RPA) on the next business day after the weekend or holiday. The RPA must name at least one inventor who has been named in the PPA. If you file the application without a PPA claim in your specification, you must amend the specification within four months from your RPA’s filing date or 16 months from your PPA’s filing date. b. Fill Out Fee Transmittal and Pay by Credit Card or Check Fill out the Fee Transmittal (Form 10-3 or PTO/SB/17) by completing the name of the first (or only) inventor and docket number at the top right. Form 10-3 includes the fees as of this edition. Note, that the PTO usually raises its fees on October 1 of each year, so if you’re filing after October 1, check for current fees at the PTO website. The PTO also changes its form PTO/SB/17 each October 1, so you can download the most current version of that, as well. See Fig. 10K for an example of a completed Fee Transmittal. A. Fill out the First Named Inventor and Attorney Docket No. boxes in the upper right corner as before. B. Check “Applicant claims small entity status” box if you qualify. You qualify for small entity status if you haven’t assigned or licensed (or are not obligated to assign or license) the invention to a for-profit company with over 500 employees. See PTO Rule 27 (37 CFR 1.27). C. Fill in the “Total Amount of Payment” box. (Do this last after you calculate the total.) D. Check the appropriate Check, Credit Card, or Money Order box. 1. Basic Filing, Search, and Examination Fees: Add the Small Entity fees in the “Utility” line and type the total ($545 on this form) in the rightmost column. You must pay all three fees together. 2. Excess Claim Fees: The Basic Filing Fee entitles you to file up to three independent claims and 20 total claims, assuming that each dependent claim refers back to only one preceding claim (independent or dependent). If you don’t have more than 20 total and three independent claims, you can leave this section blank. If you’re filing over 20 total claims, three independent, or a multiple dependent claim (not recommended) fill out these blanks. Enter the total number of claims (independent and dependent) in the blank under “Total Claims.” Subtract 20 from this figure, enter the difference under “Extra Claims,” and type the fee for each extra total claim over 20 (Large or Small Entity) from the list in the upper right of this section under “Fee ($),” and type the product under the “Fee Paid ($).” If you have more than three independent claims, enter the total number of independent claims under “Indep. Claims,” subtract 3 from this figure, enter the difference under “Extra Claims,” type the fee for each extra independent claim over three (Large or Small Entity) from the list in upper right part of
ChAPtER 10 | FINALING AND MAILING YOUR APPLICATION | 279 ✓ M. Goldberger 759.00 Goldberger-Briskin ✓ 545.00 24 4 26 104 4 1 110 110 Mildred Goldberger 215-555-0362 M. Goldberger 11/11/2011 Fig. 10K—Fee Transmittal (Form 10-3 in Appendix 7)
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N O LO ® “The best roll-up-your-
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Products & Services Books & Softwar
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15th edition Patent It Yourself You
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Acknowledgments My deep thanks go t
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2 3 4 The Science and Magic of Inve
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8 9 E. Make and Sell Your Invention
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13 14 J. The Patent Laws of Other C
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Appendixes 1 2 Abbreviations Used i
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Your Legal Companion A. You Don’t
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Your Legal COMPANION | 3 D. Should
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Your Legal COMPANION | 5 E. New Mat
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C H A P T E R 4 Will Your Invention
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C H A P T E R 7 What Should I Do Ne
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Fig. 7A—Invention Decision Chart
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Appendix 4 | Fee SCHEDULE | 475 37
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482 | Patent it YOURSELF A. Patent
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A p p e n d i x 6 Quick-Reference T
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A P P E N D I X 7 Tear-Out Forms No
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Nondisclosure Agreement 1. Parties.
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Invention Disclosure Sheet of Inven
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Form 3-4: Application Data Sheet—
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Form 3-4: Application Data Sheet—
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Positive and Negative Factors Evalu
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Consultant’s Work Agreement 1. Pa
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Searcher’s Worksheet Sheet of Inv
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Form 10-1A: Declaration for Utility
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Form 10-1A: Declaration for Utility
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Form 10-2: Utility Patent Applicati
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Form 10-4: Credit Card Payment Form
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In the United States Patent and Tra
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Form 10-6B: Information Disclosure
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Design Patent Application—Preambl
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Form 10-12: Request for Expedited E
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Form 13-4: Petition for Extension o
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Maintenance Fee Reminder Next fee d
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Joint Applicants—Statement of Res
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they may do so with the written con
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Form 16-4: Recordation Form Cover S
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Universal License Agreement 1. Part
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whether or not any royalty payment
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compensation it recovers for any su
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A p p e n d i x 8 Forms Available a
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Index A “A,” correct use of, 20
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INDex | 577 Biotechnology patents e
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INDex | 579 Classification searches
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INDex | 581 format of, 247, 249 ind
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INDex | 583 including all possible,
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INDex | 585 in specification, 198,
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INDex | 589 designs as, 298 sketche
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INDex | 595 digital, for use in CAD
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INDex | 601 in notebook, 50, 51, 53
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Bestsellers The Small Business Star
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Online Legal Forms Nolo offers a la
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Keep Up to Date 1 Go to Nolo.com/ne
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About the Author David Pressman is
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