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Patent It Yourself - PDF Archive

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ChaPter 1 | INTRODUCTION to PATENTS and Other INTELLECTUAL PROPERTY | 17<br />

M. Alternative and Supplementary<br />

Offensive Rights<br />

As you probably realize, there are several alternative and<br />

often overlapping ways to acquire offensive rights on<br />

intellectual property. Let’s think of these as different roads<br />

to the same destination. While the immediate filing of your<br />

patent application is one of these roads, it is only one. The<br />

purpose of this chapter is to provide you with a map to the<br />

other roads and to help you decide which is the best way to<br />

travel, given your circumstances.<br />

The value of your invention can sometimes be better<br />

monopolized by using one of the other forms of intellectual<br />

property and can almost always be enhanced by simultaneously<br />

using a patent with one or more of these other<br />

forms—such as unique trade dress, a good trademark, and<br />

copyright-covered labels and instructions—and by maintaining<br />

later improvements as a trade secret.<br />

N. Intellectual Property—The Big Picture<br />

“Intellectual property” (sometimes called “intangible<br />

property”) refers to any product of the human mind or<br />

intellect, such as an idea, invention, expression, unique<br />

name, business method, industrial process, or chemical<br />

formula, which has some value in the marketplace, and<br />

that ultimately can be reduced to a tangible form, such as a<br />

computer, a chemical, a software-based invention, a gadget,<br />

a process, etc. Intellectual property law, accordingly, covers<br />

the various legal principles that determine:<br />

• who owns any given intellectual property<br />

• when such owners can exclude others from<br />

commercially exploiting the property, and<br />

• the degree of recognition that the courts are willing to<br />

afford such property (that is, whether they will enforce<br />

the owner’s offensive rights).<br />

In short, intellectual property (IP) law determines when<br />

and how a person can capitalize on a creation. In recent<br />

years the role of IP has expanded greatly and will continue<br />

to do so as our society becomes more dependent upon<br />

technology and information.<br />

Formerly, patents were the most significant part of IP law,<br />

so most attorneys who handled trademarks, copyright, trade<br />

secrets, and unfair competition, as well as patents, called<br />

themselves “patent attorneys.” Nowadays, the nonpatent<br />

forms of IP law have become far more significant, so most<br />

patent attorneys now call themselves IP attorneys. This term<br />

has engendered some confusion, because many attorneys<br />

who aren’t licensed to practice patent law (they only do<br />

trademark, copyright, etc.) call themselves IP attorneys. To<br />

practice patent law before the PTO, one must pass a separate<br />

“agent’s exam” given by the PTO. Thus if you need someone<br />

to represent you before the PTO and you encounter an<br />

attorney who is merely identified as an “IP attorney,” you<br />

must ask the attorney (or check the PTO’s site) to see if the<br />

attorney is licensed to practice before the PTO.<br />

Over the years, intellectual property law has fallen into<br />

several distinct subcategories, according to the type of<br />

“property” involved:<br />

• <strong>Patent</strong> Law deals with the protection of the mental<br />

concepts or creations known as inventions—an example<br />

is the flip-top can opener. As indicated earlier, we have<br />

three types of patents: utility, design, and plant.<br />

• Trademark Law deals with the degree to which the<br />

owner of a symbol (for example, a word, design, or<br />

sound) used in marketing goods or services will be<br />

afforded a monopoly over the use of the symbol (that<br />

is, offensive rights against others who try to use it).<br />

Examples of trademarks are Ivory, Coke, Nolo, the<br />

Mercedes-Benz star, and the NBC chimes. With regard<br />

to advertising slogans, while the courts generally do<br />

not regard them as trademarks, they will afford them<br />

trademark rights provided their owners have used<br />

them consistently as brand names on the goods and<br />

not just in the media. Slogans are primarily covered by<br />

copyright law and unfair competition (see below).<br />

• Copyright Law grants authors, composers, programmers,<br />

artists, and the like the right to prevent others<br />

from copying or using their original expression without<br />

permission and to recover damages from those<br />

who do so. Copyright law gives me offensive rights<br />

against anyone who copies this book without my<br />

permission.<br />

• Trade Secret Law deals with the acquisition of offensive<br />

rights on private knowledge that gives the owner<br />

a competitive business advantage—for example,<br />

manufacturing processes, magic techniques, and<br />

formulae. The method of producing the laser light<br />

shows and fireworks are trade secrets. Unless its owner<br />

makes substantial efforts to keep the knowledge secret,<br />

any trade secret rights will be lost.<br />

• Unfair Competition Law affords offensive rights to<br />

owners of nonfunctional mental creations that don’t<br />

fall within the rights offered by the four types of law<br />

just discussed, but which have nevertheless been unfairly<br />

copied by competitors. For example, “trade dress”<br />

(such as Kodak’s yellow film package), a business name<br />

(such as Procter & Gamble Co.), a unique advertising<br />

slogan (for example, “Roaches check in but they don’t<br />

check out”), or a distinctive packaging label (such<br />

as Duracell’s copper-top energy cells) may all enjoy<br />

offensive rights under unfair competition principles.

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